Shank/Balfour Beatty v. International Brotherhood of Electrical Workers Local 99

497 F.3d 83, 182 L.R.R.M. (BNA) 2399, 2007 U.S. App. LEXIS 18622, 2007 WL 2231745
CourtCourt of Appeals for the First Circuit
DecidedAugust 6, 2007
Docket06-2480
StatusPublished
Cited by14 cases

This text of 497 F.3d 83 (Shank/Balfour Beatty v. International Brotherhood of Electrical Workers Local 99) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Shank/Balfour Beatty v. International Brotherhood of Electrical Workers Local 99, 497 F.3d 83, 182 L.R.R.M. (BNA) 2399, 2007 U.S. App. LEXIS 18622, 2007 WL 2231745 (1st Cir. 2007).

Opinion

LYNCH, Circuit Judge.

This labor arbitration case raises three issues. The main issue is whether a grievance between one union and management over work assignment constitutes a “jurisdictional” dispute and so is explicitly excluded from arbitration under the terms of a collective bargaining agreement (“CBA”). On this issue, we affirm the district court’s findings that (1) the question of arbitrability was an issue for the court to decide, not the arbitrator, and (2) the grievance was arbitrable because it was not a jurisdictional dispute — only one union affirmatively laid claim to the work against management’s assertions it could assign the work as it wished. See Shank/Balfour Beaty v. Int’l Bhd. of Elec. Workers, No. CA 06-43 ML, 2006 WL 2707325, at *3-4 (D.R.I. Sept.19, 2006).

We also affirm enforcement of the award and the remedy the arbitrator awarded the union, in the face of management’s claim that the remedy violates the management rights section of the CBA. However, while we leave in place the judgment against the joint venture which was a party to the agreement and the suit, we vacate judgment against one entity which was not a party to the case.

I.

Shank/Balfour Beatty (“Shank/BB”) and International Brotherhood of Electrical Workers, Local 99 (“Local 99”), together with two other unions, are parties to a collective bargaining agreement that provides for the arbitration of all disputes under the agreement that are not “jurisdictional dispute[s].”

Shank/BB is a joint venture of two corporations, M.L. Shank Co., Inc. and Balfour Beatty. In March 2002, Shank/BB and three unions signed a “Special Tunnel Agreement.” This Agreement governed their relationship in constructing the Main Spine Tunnel and Ancillary Facilities Project for the Narragansett Bay Commission. The project’s purpose is to dig a 16,000-foot-long tunnel, 26 feet in diameter, under the city of Providence, Rhode Island, to hold up to 60 million gallons of ' combined waste water pending processing. The three unions involved were Local 99, representing electricians, a union representing laborers, and a union representing operating engineers.

Section 7 of the Agreement, titled “Jurisdiction,” provides that “[Shank/BB] shall assign jurisdiction for the work as follows: ... In general, the Electricians *87 shall have jurisdiction for performing electrical work required for manufacturing equipment and for construction of the work.” Similarly, that section defines the work that falls within the jurisdiction of the operating engineers 'and of the laborers.

Section 7 also provides that “[tjhere shall be no strikes, work stoppages, or slow-downs, or other disruptive activity, arising from any jurisdictional dispute.” That section then provides for the resolution of jurisdictional disputes as follows: “Should a jurisdictional dispute arise, the dispute shall be settled by the Unions themselves, and [Shank/BB] shall be bound by that settlement.... If the Unions cannot reach any settlement, [Shank/ BB’s] original assignment shall remain in effect.”

By contrast, Section 11 of the Agreement mandates the use of a grievance procedure which culminates in binding arbitration to settle “[a]ny dispute arising from performance of this [Agreement],” but this procedure specifically does not apply to “a jurisdictional dispute.”

The joint venture used a tunnel boring machine (“TBM”), approximately 255 feet long and weighing over 690 tons, to dig the tunnel. The TBM contained a series of electrical panels, inside of which were push-button motor starters, breakers, and other circuitry. On the front of the door to each of these panels was a warning sign indicating that the circuitry within had multiple voltage supply sources, including 480-volt sources, and stating “Electrical Equipment, Authorized Personnel Only.”

In March 2004, Local 99 called a meeting with the company and the other unions, claiming that “electrical work” was being done by members of the other unions. The company took the position that the disputed work, including “pushing start-stop and breaker reset buttons for ... TBM operating functions,” was not “electrical work” under the Special Tunnel Agreement, and that “any craft could do” this work. The laborers’ and operating engineers’ unions agreed with the company’s assessment. That meeting was convened under the CBA procedures for jurisdictional disputes.

In June 2004, the company implemented a third shift of work for the project. Unlike the first two shifts, no electricians were assigned to the third shift, although electricians were sometimes called out to do work on that shift. Patrick Brady, a Local 99 steward, became aware that non-electricians on the third shift “were being instructed to go into the switch gear and throw breakers on and off’ and were otherwise performing what Brady considered to be electrical work.

On August 24, 2004, Brady told the third-shift workers as a group “that it was very dangerous for them to be in that equipment” and that non-electricians “should [not]' be doing the electrical work.” According to Brady, Donald Umling, a foreman for the third shift and a member of the operating engineers’ union, responded that he was , “doing the electrical work” and would “continue doing the electrical work,” particularly if there was no electrician around.. ’

In February 2005, while Brady and another electrician were running a cable across the top of the TBM, one of the breakers on the machine switched off, thereby shutting down the machine. The two electricians started to track down the problem. According to Brady, Umling began “randomly throwing breakers” to try to restart the machine. At some point, Umling threw the breaker that had switched off, and the-machine started-up while the electricians were still working on it. According to Brady, had one of the *88 electricians been working in the panel that “kicked in,” that person could, have been electrocuted.

On February 14, 2005, Local 99 filed a grievance about the incident with Shank/ BB. Local 99 alleged:

Electrical work on the [tunnel project] has been done, and is continuing to be done[,] by unlicensed 3rd shift personnel other than members of [Local 99] in violation of the Special Tunnel Agreement and The State of Rhode Island licensing laws, with the knowledge and apparent approval of Michael Shank, Managing Partner, [Shank/BB],

On February 25, the union made a corresponding demand for arbitration of the dispute. Shank’s initial position in response to Local 99’s grievance was that the dispute was not a jurisdictional dispute under the CBA. In a pre-arbitration letter, Shank stated: “[T]he incident you describe does not involve a jurisdictional dispute under Article 7. Neither [the operating engineers’ union], nor [Shank/BB], contend that any craft except IBEW Local 99 has jurisdiction for performing electrical work.”

The parties appeared before an arbitrator on May 6, 2005. At that hearing, the company took the position that the matter was not arbitrable because it was a jurisdictional dispute. The company further argued that the question of whether the matter was a jurisdictional dispute was a question of substantive arbitrability, and thus beyond the power of the arbitrator to decide.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Carrasquillo-Serrano v. Municipality of Canovanas
991 F.3d 32 (First Circuit, 2021)
Pinkston v. Saul
D. Nevada, 2020
Patton v. Johnson
915 F.3d 827 (First Circuit, 2019)
Internal Revenue Service v. Murphy
554 B.R. 535 (D. Maine, 2015)
Grant v. Rotolante
147 So. 3d 128 (District Court of Appeal of Florida, 2014)
Massachusetts Highway Department v. Perini Corp.
981 N.E.2d 721 (Massachusetts Appeals Court, 2013)
Awuah v. Coverall North America, Inc.
703 F.3d 36 (First Circuit, 2012)
Fisher v. Kadant, Inc.
589 F.3d 505 (First Circuit, 2009)

Cite This Page — Counsel Stack

Bluebook (online)
497 F.3d 83, 182 L.R.R.M. (BNA) 2399, 2007 U.S. App. LEXIS 18622, 2007 WL 2231745, Counsel Stack Legal Research, https://law.counselstack.com/opinion/shankbalfour-beatty-v-international-brotherhood-of-electrical-workers-ca1-2007.