Shank v. Horak

535 F. Supp. 2d 952, 2008 U.S. Dist. LEXIS 14806, 2008 WL 510330
CourtDistrict Court, D. Nebraska
DecidedFebruary 27, 2008
DocketCase 4:06CV3253
StatusPublished

This text of 535 F. Supp. 2d 952 (Shank v. Horak) is published on Counsel Stack Legal Research, covering District Court, D. Nebraska primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Shank v. Horak, 535 F. Supp. 2d 952, 2008 U.S. Dist. LEXIS 14806, 2008 WL 510330 (D. Neb. 2008).

Opinion

MEMORANDUM AND ORDER

RICHARD G. KOPF, District Judge.

The plaintiffs, who had a written contract to provide janitorial services to the State of Nebraska, sue two state employees, in their individual capacities only, contending that those employees, while acting under color of law, violated the plaintiffs’ constitutional rights to procedural and substantive due process and to freedom of speech. At bottom, the plaintiffs claim the defendants wrongly caused the termination of the plaintiffs’ contract.

I do not know why the plaintiffs have pursued these constitutional claims in fed *954 eral court, as opposed to pursuing contract claims in state court. Perhaps those state law contract claims have little monetary value. In any event, as compared to ordinary contract claims, the federal constitutional claims asserted against state employees in their individual capacities pose a far higher hurdle for the plaintiffs to overcome.

With the foregoing in mind, I have waded through the parties’ voluminous submissions to see whether there is enough of a constitutional case to warrant a trial. Deciding that no such trial is warranted, I will grant the defendants’ motion for summary judgment.

I.BACKGROUND

The evidentiary record submitted by the defendants includes the affidavit of Alan Galaway, the affidavit of David Cassidy, the affidavit of Allen Horak, the deposition of Roberta Shank, the contract at issue, and various items of correspondence and e-mails. (Filing 32-2, Index of Exhibits.) The plaintiffs have submitted no additional materials.

Without intending to be unkind to the able lawyers, neither parties’ statements of fact (or briefs) are particularly helpful. 1 As a result, I have had to mine the underlying record to determine what facts are material and whether those facts are genuinely disputed. Having now completed that task, I find and conclude that the following are the key facts and, for purposes of the summary judgment motion, I believe that there is no genuine dispute about them:

1. Plaintiffs Roberta and Bill Shank, doing business as Chiefs Janitorial, had a written contract with the State of Nebraska for a term of years to clean and maintain rest area facilities at the York interchange on Interstate 80. The contract ran from October 1, 2004, to September 30, 2007. (Filing 32-5, at CM/ECF p. 17.) I assume, without deciding, that the contract was terminable only for cause associated with non-performance of the contract conditions. (Filing 32-5, at CM/ECF p. 17 (providing that the contract could be terminated “in the event the Contractor unsatisfactorily performs the duties previously listed”).) The contract was long and provided a detailed list of specifications and requirements (filing 32-5, at CM/ECF pp. 19-26) which were to “be performed to the satisfaction of the Department [of Roads.]” (Filing 32-5, at CM/ECF p. 15.) The contract specifically provided that “[u]nsatifactory conduct by Contractor’s employees shall be grounds for termination of the contract.” (Filing 32-5, at CM/ECF p. 19.) Under the terms of the agreement, the State of Nebraska was not required to follow any particular procedures in order to terminate the contract. (Id.) For the sake of simplicity, I call this agreement the ‘York contract.”

2. The plaintiffs also had two additional written contracts with the State of Nebraska for a term of years to clean and maintain other rest area facilities in different parts of the State of Nebraska. (Filing 32-4, at CM/ECF p. 17.) Those contracts were not terminated. (Filing 32-4, at CM/ ECF p. 78.)

3. Allen Horak, a defendant, was the person at the Department of Roads responsible for the overall administration of the York contract. (Filing 32-5, at CM/ ECF p. 1 (providing that the “Contact Person” for the contract was “Allen Ho-rak. ...”).)

4. Alan Galaway, a defendant, was the “maintenance supervisor” at the Department of Roads who had the day-to-day *955 responsibility for making inspections of the rest areas covered by the York contract to determine whether the plaintiffs were complying with the terms of the contract. (Filing 32-5, at CM/ECF p. 20 (providing that “Mr. Alan Galaway” was to have “overall control of that Rest Area” under the contract).)

5. David Cassidy, a “maintenance superintendent,” oversaw-Alan Galaway and three other “maintenance supervisors” like Galaway. (Filing 32-3, at CM/ECF p. 1.) Cassidy reported to Alan Horak, who was “next in the chain of command....” (Id.) Cassidy is not a defendant. Cassidy claims to have attended inspections at the York rest areas at least once each week and claims to have personally observed destruction of lawns due to improper mowing, failure to insure personnel at the rest area for extended contract periods, failure to clean even once a day despite the contract requirement that cleaning take place three times a day, and various other deficiencies. (Filing 32-3, at CM/ECF p. 2.) Based upon input and discussions with Roberta Shank and others in addition to Alan Galaway, and his own personal inspections, Cassidy claims to have provided his opinion in March of 2006 “to Mr. Horak that I believed the problems with Chiefs performance at the York rest areas were severe enough to justify termination.” (Filing 32-3, at CM/ECF pp. 2-3.)

6. Carrie Keezer and Mike Keough were among the employees of the plaintiffs who worked at the rest areas covered by the York contract (filing 32-4, at CM/ECF pp. 27-30), and their names appear prominently in the relevant correspondence. (See, e.g., Filing 32-6, at CM/ECF pp. 19, 21, 22, 24.) Roberta Shank was aware when these employees worked for her that Keezer had a felony criminal record for which she served 18 months in prison and that Keough had a criminal record for which he served time in jail. (Filing 32-4, at CM/ECF p. 46.) Shank believed that both employees’ criminal problems were drug-related. (Id.) In particular, she believed that Keezer had been in jail for methamphetamine abuse. (Filing 32-4, at CM/ECF p. 44.)

7. The entirety of the summary judgment record establishes that Roberta Shank, as opposed to her husband (Bill Shank), dealt primarily with the York contract.

8. I assume that Roberta Shank sincerely believes that the York contract was terminated for unjustifiable reasons. Nonetheless, she admitted significant deficiencies in the plaintiffs’ performance of the York contract before the contract was terminated and both before and after Shank’s conversation with Cassidy in August 2005 (discussed in paragraph 9 below). For example:

A. On May 22, 2005, Roberta Shank provided the State of Nebraska with a copy of a letter admonishing one of her male employees in writing for the lack of cleanliness of the York east-bound rest area, the failure to plant seed left by the State of Nebraska, leaving the' rest area without staff during contract hours, missing parts, and the unauthorized “borrowing” of the plaintiffs’ maintenance equipment. (Filing 32-6, at CM/ECF' p.

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Bluebook (online)
535 F. Supp. 2d 952, 2008 U.S. Dist. LEXIS 14806, 2008 WL 510330, Counsel Stack Legal Research, https://law.counselstack.com/opinion/shank-v-horak-ned-2008.