Shah v. State

140 Misc. 2d 16, 529 N.Y.S.2d 442, 1988 N.Y. Misc. LEXIS 319
CourtNew York Court of Claims
DecidedMay 31, 1988
DocketClaim No. 76165
StatusPublished
Cited by7 cases

This text of 140 Misc. 2d 16 (Shah v. State) is published on Counsel Stack Legal Research, covering New York Court of Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Shah v. State, 140 Misc. 2d 16, 529 N.Y.S.2d 442, 1988 N.Y. Misc. LEXIS 319 (N.Y. Super. Ct. 1988).

Opinion

OPINION OF THE COURT

Edwin Margolis, J.

On February 17, 1988, the following papers were read on motion by defendant for an order of dismissal.

Papers Numbered

Notice of motion and affidavit 1

Affidavit in opposition 2

Defendant’s responding affirmation 3

Filed papers: Claim 4

This action is brought by a former employee of the State who seeks to recover damages for wrongful termination of employment. The claim’s principal allegation is that, in discharging claimant, the State breached a provision of the collective bargaining agreement which had been negotiated by [18]*18claimant’s union. As a necessary predicate for bringing such an action against the employer, the claim also alleges that the union breached its duty of fair representation toward claimant in connection with processing his grievance.

Claimant’s noncompetitive class position as research scientist V at the Nathan Kline Institute for Psychiatric Research, a facility of the State’s Office of Mental Health, was abolished and he was suspended (laid off) at the close of business on May 25, 1983. His union, Professional Employees Federation AFL-CIO (PEF), instituted a grievance on behalf of all employees who held the title and were laid off; the resultant arbitration was concluded in favor of the employer on June 4, 1987. The instant claim was commenced by way of a notice of intention to file a claim filed with this court and served on the Attorney-General in October 1987.

Initially, we note that the claim also purports to state a cause of action based on the State’s alleged violation of section 80-a of the Civil Service Law which governs the abolition of noncompetitive class positions. As argued by defendant, this statute does not create an independent cause of action for money damages against the State. It has been held that the proper course to be followed by a competitive class employee who has been injured through a violation of analogous section 80 is to commence a CPLR article 78 proceeding to obtain reinstatement and recover back wages. (Cohen v Department of Social Servs., 37 AD2d 626, affd 30 NY2d 571.) Claimant appears to have abandoned this cause of action in his submissions opposing the motion, and it will be dismissed.

Defendant moves to dismiss the cause of action alleging breach of the collective bargaining agreement on the following grounds: arbitration and award, election of remedies, collateral estoppel, lack of subject matter jurisdiction, failure to state a cause of action and untimeliness. The defenses of arbitration and award, election of remedies, and collateral estoppel are unavailing. This cause of action is premised on two factors: the union’s breach of its duty of fair representation and the employer’s breach of the collective bargaining agreement. In the context of private employment such a two-pronged “hybrid” action is based on the National Labor Relations Act (Labor Management Relations Act of 1947 § 301 [29 USC § 185]) as against the employer, and on the Act’s implied duty of fair representation as against the union. (Vaca v Sipes, 386 US 171.) The employee’s right to bring such an action exists "notwithstanding the outcome or finality of the [19]*19grievance or arbitration proceeding” (DelCostello v Teamsters, 462 US 151, 164).

In the context of public employment in New York State, the courts have recognized similar duties and rights as arising from the role of public sector unions as exclusive bargaining representatives (Matter of Civil Serv. Bar Assn. v City of New York, 64 NY2d 188, 196; De Cherro v Civil Serv. Employees Assn., 60 AD2d 743); the relationship is governed by New York’s Taylor Law, specifically section 204 of the Civil Service Law (Baker v Board of Educ., 70 NY2d 314, 320). The precondition for a represented employee’s action against his public employer is the same as it is under Federal law: "Unless the contract provides otherwise, only when the union fails in its duty of fair representation can the employee go beyond the agreed procedure and litigate a contract issue directly against the employer” (Matter of Board of Educ. v Ambach, 70 NY2d 501, 508). Thus, in the instant action, the existence of a final arbitration award does not bar claimant’s right to commence this action against his employer.

The remaining grounds on which defendant seeks dismissal are less easily addressed, for we have not been able to locate any case in which an employee of the State has sought to commence an action of this type in this court. The court’s jurisdiction to entertain such a suit must first be considered.

Clearly the court has jurisdiction to hear claims for money damages against the State of New York, and, under both Federal and State law, an employer who has violated the terms of its collective bargaining agreement is liable for the portion of damages suffered by the employee which is attributable to its wrongful conduct. (See, Bowen v United States Postal Serv., 459 US 212; Mohan v United Univ. Professions, 127 Misc 2d 118, 122.) However, as stated above, the employee must first prove that his union breached its duty of fair representation before he may even litigate the merits of his claim against his employer (Mohan v United Univ. Professions, 127 Misc 2d 118, 121, supra, citing to United Parcel Serv. v Mitchell, 451 US 56, 67), and this court naturally has—and can have—no jurisdiction over the union.

There is both Federal and State authority indicating that it is not necessary to bring simultaneous actions against both the employer and union. Certainly a simultaneous or joint action is the more common approach and generally more beneficial from the employee’s point of view. (See generally, [20]*20McKay v Smith, 92 Misc 2d 606, 609.)

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Related

Shah v. State of New York
2019 NY Slip Op 8884 (Appellate Division of the Supreme Court of New York, 2019)
Shah v. New York State Department of Civil Service
341 F. App'x 670 (Second Circuit, 2009)
Ferrer v. State
172 Misc. 2d 1 (New York State Court of Claims, 1996)
Ahrens v. State
143 Misc. 2d 310 (New York State Court of Claims, 1989)

Cite This Page — Counsel Stack

Bluebook (online)
140 Misc. 2d 16, 529 N.Y.S.2d 442, 1988 N.Y. Misc. LEXIS 319, Counsel Stack Legal Research, https://law.counselstack.com/opinion/shah-v-state-nyclaimsct-1988.