Shaffer Tool Works v. Joy Manufacturing Co.

424 F. Supp. 1269, 193 U.S.P.Q. (BNA) 115, 1976 U.S. Dist. LEXIS 11819
CourtDistrict Court, S.D. Texas
DecidedDecember 16, 1976
DocketCiv. A. No. 71-H-1278
StatusPublished

This text of 424 F. Supp. 1269 (Shaffer Tool Works v. Joy Manufacturing Co.) is published on Counsel Stack Legal Research, covering District Court, S.D. Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Shaffer Tool Works v. Joy Manufacturing Co., 424 F. Supp. 1269, 193 U.S.P.Q. (BNA) 115, 1976 U.S. Dist. LEXIS 11819 (S.D. Tex. 1976).

Opinion

MEMORANDUM OPINION

SEALS, District Judge.

This long, involved and difficult cause of action is before the Court for the rendering of an opinion in Plaintiffs’ appeal from a decision of the Board of Patent Interferences (hereinafter the Board) in the United States Patent and Trademark Office under 35 U.S.C. § 146. The case was tried to the Court on the issue of priority of invention and the Court is of the opinion that Plaintiffs should prevail in all respects.

[1271]*1271Certain Admissions of Fact were made by the parties in the Pretrial Order which pertain principally to the history of the patents in this case and they are accepted by the Court as admitted for all purposes.

In the patent office proceedings below there were four claims in the original patent of Walker (hereinafter Plaintiff), and in the decision from which this appeal was taken. Claims 1-3 were awarded to Plaintiff and Claim 4 was awarded to Crickmer (hereinafter Defendant). Plaintiff appealed that decision to this Court seeking the reversal of only Claim 4 under 35 U.S.C. § 146. Plaintiff claims that the Board was incorrect in its ruling on Claim 4 and that its finding of new matter in Plaintiff’s patent was erroneous. Defendant claims that not only was there new matter as to Claim 4 but that Claims 1-3 should be reversed on the ground of fraud.

The questions before this Court go to priority of invention, not patentability. The issues of fraud and new matter concern the written contents of the patent applications and in particular certain drawings. Plaintiff invented a device known as a pressure balanced bumper sub which is used as one component in an oil well drilling string, and intended for use in undersea operations from a floating platform. The function of the bumper sub is to extend and retract as a result of internal pressure while maintaining a constant force on the drill bit thus allowing drilling operations to continue.

Prior to Plaintiff’s invention all bumper subs were subjected to great forces from drilling mud under pressure which caused the bumper sub to become extended, and this configuration resulted in a “pump open effect.” The forces operated within the bumper sub which is comprised of an outer barrel and an inner mandrel through which the fluid is pumped. The mandrel is the smaller diameter inner component which acts like a piston in a cylinder, and the barrel corresponds to the cylinder. There resulted a differential between the pressure on the interior of the sub and that on the exterior, the latter being the space within the drill hole outside of the sub and in which the drilling mud is pumped back to the surface. The pressure differential acted on the bottom circular area of the mandrel causing the bumper sub to extend fully and remain extended by the pump open force, thus the sub became rigid and lost its ability to extend and retract. This position of rigidity was said to cause the telescopic action of the sub to be “locked out.”

When the sub became “locked out,” the drilling string was susceptible to cracking because of the rigidity of the system, and drilling operations effectively stopped during the period of lock out. Plaintiff’s refinement of bumper sub operation solved this problem by adding a second piston to that of the original bumper sub. This second piston absorbed the pressure differential by producing a force in a direction opposite to the pump open force. If the areas against which the pressures act are relatively equal then the forces will also be relatively equal and the sub will be “balanced.” This second piston is contained in an annular chamber between the mandrel and barrel indicated by reference number 25 on Figure 2b of Plaintiffs’ Exhibit (hereinafter PX1) which is a copy of the patent in suit. The annular chamber is sealed so that fluid can only enter at one point connected to the interior of the mandrel, and this chamber may be referred to as the high pressure chamber. A second chamber appears as reference numeral 26, and it is also formed below the annular flange or second piston between the mandrel and the barrel. The second chamber is also sealed except for its connection to the exterior of the sub where the low pressure fluid is located. The resulting pressure differential across the flange is the same as that which acts upon the entire circular area at the bottom of the mandrel which produces the pump open effect.

A question arose during the trial as to exactly what area was being acted upon by the high pressure fluid. The Court finds that Plaintiffs are correct in their assertion that the high pressure fluid acts at the bottom of the mandrel to produce the pump open effect. Although the bottom of the [1272]*1272mandrel is in fact an open tube, the Court finds that Plaintiffs are correct in their assertion that in accordance with principles of hydrodynamics the area upon which the fluid acts is not merely the annular rim of the tube but.is actually the entire circular area of the tube. For purposes of force analysis the system may be viewed as if the bottom of the mandrel were capped rather than open.

After Plaintiff invented this innovative and useful pressure balanced bumper sub, as opposed to prior ordinary bumper subs, Plaintiff filed his patent application, Serial No. 274,485, on April 22, 1963 and that application matured into United States Patent No. 3,329,221 which was issued on July 4, 1967. This original parent application was initially rejected on all counts as unpat-entable. Px — 19 at 26-27. Plaintiff then amended the application, Id. at 29-39, and it was again rejected. Id. at 41-43. This process of amendment and rejection continued and at one point Plaintiff attempted to convince the Patent Examiner, James A. Leppink, that the disclosure was adequate and patentable, that certain areas crucial to the pressure balancing capabilities of Plaintiff’s bumper sub were properly shown on the patent drawings, and that this was substantiated in the affidavit of Chester B. Falkner. Id. at 55-59 and 112-117. Plaintiff further suggested to the Examiner that scaling of the relevant section, Figure 2b of the drawings, would show the proper spacial relationships.

Following the rejections of his original application Plaintiff filed a continuation application which included the original drawings. PX-19A. This application, serial number 559,698, filed on March 21, 1966, matured into the patent involved in this suit. The fact that Plaintiff called this application a “continuation” created an issue litigated in this Court. A continuation is defined, in part, as follows:

A continuation is a second application for the same invention claimed in a prior application and filed before the original becomes abandoned. Except as provided in Rule 45, the applicant in the continuing application must be the same as in the prior application. The disclosure presented in the continuation must be the same as that of the original application, i. e., the continuation should not include anything which would constitute new matter if inserted in the original application.

Manual of Patent Examining Procedure, § 201.07, 6 Deller’s Walker on Patents Appendix V at 251 (2d Ed. 1972). It is in this regard that questions were raised of whether or not there was “new matter” and whether or not Plaintiff was entitled to the earlier filing date.

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Bluebook (online)
424 F. Supp. 1269, 193 U.S.P.Q. (BNA) 115, 1976 U.S. Dist. LEXIS 11819, Counsel Stack Legal Research, https://law.counselstack.com/opinion/shaffer-tool-works-v-joy-manufacturing-co-txsd-1976.