Shaffer Tool Works v. Joy Manufacturing Co.

388 F. Supp. 536, 185 U.S.P.Q. (BNA) 232, 1974 U.S. Dist. LEXIS 11458
CourtDistrict Court, S.D. Texas
DecidedDecember 23, 1974
DocketCiv. A. No. 71-H-1278
StatusPublished
Cited by1 cases

This text of 388 F. Supp. 536 (Shaffer Tool Works v. Joy Manufacturing Co.) is published on Counsel Stack Legal Research, covering District Court, S.D. Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Shaffer Tool Works v. Joy Manufacturing Co., 388 F. Supp. 536, 185 U.S.P.Q. (BNA) 232, 1974 U.S. Dist. LEXIS 11458 (S.D. Tex. 1974).

Opinion

SEALS, District Judge.

MEMORANDUM AND ORDER:

The Court, having considered the motions pending in this cause of action, hereby orders:

Motion Under Rule 16 by Defendant Joy Manufacturing Company is granted in part and denied in part.

Joy’s motion consists of four requests for orders to aid in framing and limiting the issues in this litigation. While Rule 16 of the Federal Rules of Civil Procedure does not appear to be the proper means, the end sought is a worthy one and merits consideration by the Court.

The first part of the motion seeks to have Plaintiffs barred from introducing evidence of Plaintiff Walker’s reduction to practice. In so moving, Joy properly cites the applicable jurisdiction-conferring statute which provides in pertinent part:

In such suits the record in the Patent Office shall be admitted on motion of either party upon the terms and conditions as to costs, expenses, and the further cross-examination of the witnesses as the court imposes, without prejudice to the right of the parties to take further testimony. The testimony and exhibits of the record in the Patent Office when admitted shall have the same effect as if originally taken and produced in the suit.

35 U.S.C. § 146 (emphasis added). Under the judicial interpretation of this statute, the evidence before the district court may only relate to those issues presented to the Board of Patent Interferences, even though the evidence is new, but evidence withheld from the Board is generally inadmissible in the district court. Montecatini Edison, S.P.A. v. Ziegler, 159 U.S.App.D.C. 19, 486 F.2d 1279, 1283 (1973); Cody v. Aktiebolaget Flymo, 146 U.S.App.D.C. 345, 452 F.2d 1274, 1278-80 (1971), cert. denied, 405 U.S. 990, 92 S.Ct. 1254, 31 L.Ed.2d 456 (1972); Kirschke v. Lamar, 426 F.2d 870, 874 (8th Cir. 1970). See also DeSeversky v. Brenner, 137 U.S.App.D.C. 369, 424 F.2d 857, 858 (1970) (construing 35 U.S.C. § 145).

In their motion, Defendants cite this principle, and Plaintiffs do not appear to disagree with it. But the question to be decided is whether or not the issue of Walker’s actual reduction to practice was ever before the Board. It is here that the parties markedly disagree, and inasmuch as the record of the proceedings before the Board is not yet before this Court, it does not appear to be possible for this Court to reach a decision on this point. Therefore, the Court will not make a final determination of this issue at this time. Rather, the Court will permit Plaintiffs to prove their contention that the Board had the information in question.

If Plaintiffs are unable to prove that the Board had the information, then Plaintiffs will have to show that they did not knowingly withhold it from the Board. However, if, from the proof offered, it is not immediately apparent whether or not the Board had the information, or that the information was or was not knowingly withheld, then the Court may, if it deems it prudent, admit the evidence subject to objection [539]*539and later exclusion. See Kirschke v. Lamar, 426 F.2d 870 (8th Cir. 1970), aff’g 300 F.Supp. 146 (W.D.Mo.1969). However, even if it is determined that Plaintiffs failed to present the issue to the Board, they may still be permitted to show “some reason of justice . for failure to present the issue to the Patent Office.” DeSeversky v. Brenner, 137 U.S.App.D.C. 369, 424 F.2d 857, 858 (1970), citing California Research Corp. v. Ladd, 123 U.S.App.D.C. 60, 356 F.2d 813, 821 (1966).1

The second part of the motion seeks to have certain expert testimony excluded from this Court. The testimony concerns interpretation of certain written disclosures in the patent application, and was apparently excluded by the Board. Here the disagreement between the parties is as to the applicable rule of law.

The Court is of the opinion that expert testimony will be necessary in the instant case in order for the Court to fully comprehend the nature and extent of the controversy. In the case of Solomon v. Renstrom, 57 F.Supp. 223 (D.Neb.1944), cited by Defendants, it was held that expert testimony is not admissible. However, the United States Court of Appeals for the Eighth Circuit, in affirming Solomon, held:

The interpretation of the claims of a patent is not to be determined by the opinion of experts, but is a question of law for the court . . . The additional [expert] evidence was therefore simply advisory. The court was not required to accept it even though it may have stood without contradiction.

150 F.2d 805, 808 (8th Cir. 1945). See also Xerox Corp. v. Dennison Mfg. Co., 322 F.Supp. 963, 967 n. 3 (S.D.N.Y.1971).

Therefore, the expert testimony will be admitted, subject to objection and later exclusion. The Court is of the opinion that this question is not determinable until the time of the trial, and the Court will entertain further arguments of the parties including written trial briefs if the parties so desire. If briefs are submitted at the time of the trial they should deal closely with the question of whether or not a district court in a § 146 proceeding is subject to the same rules of evidence as the Board of Patent Interferences. Up to this point, no arguments or authorities presented by the parties, or found by the Court are deemed sufficiently persuasive to require pretrial exclusion of the expert testimony in question.

The third part of the motion seeks to have other expert testimony excluded. This evidence is in regard to certain patent drawings and was apparently rejected by the Board. If the testimony in question is merely that of additional experts, then it would seem that it is admissible at least in an advisory capacity. If it is sought to be admitted as further evidence concerning issues raised before the Board then it is admissible under the judicial interpretations of 35 U.S.C. § 146 cited above.

Defendants rely, in part, on Permutit Co. v. Graver Corp., 284 U.S. 52, 60, 52 S.Ct. 53, 55, 76 L.Ed. 163 (1931), where the Court held:

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Related

Shaffer Tool Works v. Joy Manufacturing Co.
424 F. Supp. 1269 (S.D. Texas, 1976)

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388 F. Supp. 536, 185 U.S.P.Q. (BNA) 232, 1974 U.S. Dist. LEXIS 11458, Counsel Stack Legal Research, https://law.counselstack.com/opinion/shaffer-tool-works-v-joy-manufacturing-co-txsd-1974.