Serrano v. SSA

2011 DNH 114
District Court, D. New Hampshire·Decided July 15, 2011·No. CV-09-332-JL·Published

Opinion

Serrano v. SSA CV-09-332-JL 7/15/11 UNITED STATES DISTRICT COURT DISTRICT OF NEW HAMPSHIRE

Angel Luis Serrano, J r .

v. Civil N o . 10-cv-394-JL Opinion N o . 2011 DNH 114

Michael J. Astrue, Commissioner, Social Security Administration

MEMORANDUM ORDER

This is an appeal from the denial of a claimant’s application for Social Security Disability Benefits. See 42 U.S.C. § 405(g). The claimant, Angel Luis Serrano, Jr., contends that the administrative law judge (“ALJ”) incorrectly found that although he suffered from a severe impairment due to a “crush injury” to his left ankle, Admin. R. 10; 1 see 20 C.F.R. §§ 404.1520 (a),(c), he retained the residual functional capacity2

1 The court will reference the administrative record (“Admin.

R.”) to the extent that it recites facts contained i n , or directly quotes documents from, the record. C f . Lalime v . Astrue, N o . 08-cv-196-PB, 2009 WL 995575, at *1 (D.N.H. Apr. 1 4 , 2009).

2 “Residual Functional Capacity” is defined as “an assessment of an individual’s ability to do sustained work-related physical and mental activities in a work setting on a regular and continuing basis. A ‘regular and continuing basis’ means 8 hours a day, for 5 days a week, or an equivalent work schedule.” SSR N o . 96-8p, 1996 WL 374184, at *1 (July 2 , 1996).

(“RFC”) to perform light work,3 Admin. R. 1 2 ; see 20 C.F.R. § 404.1520(a)(4)(iv), and that given his age, education and work experience, there were a significant number of job opportunities available to him. Admin. R. 1 4 ; see 20 C.F.R. § 404.1520(a)(4)(v); p t . 4 0 4 , subpt. P, App. 2 , § 202. Serrano contends that the ALJ erred in formulating his RFC because:

(1) the ALJ improperly relied on the RFC assessment of a non-treating consulting physician and ignored portions of the medical source statement of Serrano’s treating physician that were inconsistent with a finding that Serrano was not disabled, see C l . B r . 5 , see generally 20 C.F.R. §§ 404.1502, 404.1527(d); SSR N o . 96-2p, 1996 WL 374188 (July 2 , 1996),

(2) the ALJ’s credibility determination was unsupported by the record, see C l . B r . 7-8, and,

(3) the ALJ did not properly consider Serrano’s other non-severe impairments. See id. at 9.

The Commissioner asserts that the ALJ’s findings are supported by substantial evidence in the record, and moves for an order affirming his decision. This court has subject-matter jurisdiction under 28 U.S.C. § 1331 (federal question) and 42 U.S.C. § 405(g) (Social Security). After a review of the administrative record the court grants Serrano’s motion and denies the Commissioner’s motion.

3 The ALJ additionally limited Serrano’s ability to stand and walk to a total of four hours per day. He also concluded that Serrano could only push, pull and perform certain postural activities occasionally. Admin. R. 1 2 .

I. APPLICABLE LEGAL STANDARD The court’s review under Section 405(g) is “limited to determining whether the ALJ deployed the proper legal standards and found facts upon the proper quantum of evidence.” Nguyen v . Chater, 172 F.3d 3 1 , 35 (1st Cir. 1999); see Simmons v . Astrue, 736 F. Supp. 2d 3 9 1 , 399 (D.N.H. 2010). If the ALJ’s factual findings are supported by substantial evidence in the record, they are conclusive, even if the Court does not agree with the ALJ’s decision and other evidence supports a contrary conclusion. See Tsarelka v . Sec’y of Health & Human Servs., 842 F.2d 529, 535 (1st Cir. 1988). The ALJ is responsible for determining issues of credibility, resolving conflicting evidence, and drawing inferences from the evidence in the record. See Rodriguez v . Sec’y of Health & Human Servs., 647 F.2d 2 1 8 , 222 (1st Cir. 1981); Pires v . Astrue, 553 F. Supp. 2d 1 5 , 21 (D. Mass. 2008) (“resolution of conflicts in the evidence or questions of credibility is outside the court’s purview, and thus where the record supports more than one outcome, the ALJ’s view prevails”). The ALJ’s findings are not conclusive, however, if they were “derived by ignoring evidence, misapplying the law, or judging matters entrusted to experts.” Nguyen, 172 F.3d at 3 5 . If the ALJ made a legal or factual error, the decision may be reversed and remanded to consider new, material evidence, or to apply the

correct legal standard. Manso-Pizarro v . Sec’y of Health & Human Servs., 76 F.3d 1 5 , 1 6 , 19 (1st Cir. 1996); see 42 U.S.C. § 405(g).

II. BACKGROUND Pursuant to this court’s local rules, the parties filed a Joint Statement of Material Facts (document n o . 9 ) , which is part of the record reviewed by the court. See LR 9.1(d). This court will briefly recount the key facts and otherwise incorporates the parties’ joint statement by reference.

Briefly, Serrano severely injured his left ankle on April 5 , 2006 when a heavy piece of equipment fell on his leg. Admin. R. 233-36. Serrano had multiple surgeries to repair the ankle that month, see id. at 453, 463, 475, 6 2 4 , including skin graft surgery on his ankle on April 1 1 , 2006. See id. at 475-76. Serrano reportedly “did quite well until August of 2006 when he had a syndesmotic4 screw removed” from his ankle. See id. at 624; see also id. at 267 (physical therapist commented that the outlook for Serrano’s eventual recovery was positive so long as he followed up with recovery regimen); 964 (ankle surgeon, D r .

4 ”Syndesmotic” refers to connective tissue, “particularly the ligaments.” Dorland’s Illustrated Medical Dictionary, 1845- 46 (31st ed. 2007).

Timothy Bhattacharyya, observed in June 2006 that Serrano was “doing well” with minimal pain).

Surgery to remove screws from Serrano’s ankle was performed on August 8 , 2006 and reportedly proceeded without incident. See id. at 5 8 8 , 601. On August, 1 8 , 2006, however, Serrano went to the emergency room with swelling and “drainage” from the site of his ankle surgery. See id. at 304. He was diagnosed with having a possible infection that appeared to respond to antibiotic treatment, and thus Serrano was released to light duty work by Dr. Bhattacharyya beginning on September 2 5 , 2006. See id. at 988. Serrano, however, continued to have problems with potential infections at the wound site, see id. at 3 6 8 , 620-23, 9 6 8 , and he had further surgery in November 2006 to remove most of the hardware in his ankle and clean out possible infections. See id. at 6 2 4 , 8 6 8 , 878-79. Serrano was referred to an infectious disease specialist, D r . Benjamin Linas, who indicated that the “removal of hardware and washout” included a surgical “debriding5 down to bone.” See id. at 940-41. Although Serrano was described at discharge as “ambulating without difficulty,” see id. at 6 2 4 , he spent many weeks receiving intravenous antibiotics

5 Debridement” is “the removal of foreign material and devitalized or contaminated tissue from or adjacent to a traumatic or infected lesion until surrounding healthy tissue is exposed.” Dorland’s Illustrated Medical Dictionary, 481 (31st ed. 2007).

at in an inpatient rehabilitation center. See id. at 637-38, 865. He was finally released from inpatient care on December 1 5 , 2006. See id. at 636.

Although Serrano subsequently returned to work, see id. at 1054, he went to Eliot Hospital in June 2007 for treatment of an infection at the site of his skin graft which was diagnosed as “cellulitis6 of [the] leg.” See id. at 328. Serrano continued to have difficulty at the wound site, and on June 1 3 , 2007, D r . Bhattacharyya observed that after Serrano “returned to more aggressive activities,” he experienced “a lot of serous weeping from the wound,” and that “clearly the skin graft has not been durable enough to hand[le] his level of activity.” See id. at 994.

Serrano was eventually referred to D r . John Yost, a rheumatologist. See id. at 1015. D r . Yost diagnosed Serrano with “advanced limitation in motion of the left ankle consistent with post-traumatic osteoarthritis.” See id. at 1016-17. D r . Yost recommended that Serrano take Prednisone given that he had

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