Serna v. Madden

District Court, S.D. California·Decided October 13, 2023·No. 3:22-cv-00841·Unknown

Opinion

1 2 3 4 5 6 7 10 11 ALFRED DAVID SERNA, Case No.: 3:22-CV-00841-JES-DEB CDCR #E-25219, 12 ORDER GRANTING DEFENDANTS’ Plaintiff, JUDGMENT PURSUANT TO 14 FEDERAL RULES OF CIVIL

15 PROCEDURE 56 vs. 16

17 [ECF No. 31]

18 ESCOBAR, Correctional Officer; 19 C. LOPEZ, Correctional Officer; 20 FRANZ, Correctional Officer, 21 Defendants. 22 23 24 Plaintiff Alfred David Serna (“Plaintiff” or “Serna”), an inmate housed at the 25 Richard J. Donovan Correctional Facility (“RJD”), filed this civil rights action pursuant 26 to 42 U.S.C. § 1983 alleging that Defendants were deliberately indifferent to a serious 27 28 1 threat to Serna’s safety in violation of his Eighth Amendment rights. See generally ECF 2 No. 1, Compl.1 3 Before the Court is Defendants Escobar, Lopez, and Franz’s Motion for Summary 4 Judgment. See ECF No. 31. Plaintiff filed an Opposition to Defendants’ Motion, see ECF 5 No. 48, and Defendants filed a Reply, see ECF No. 49. 6 Having reviewed the Parties’ submissions and the applicable law, the Court 7 GRANTS Defendants’ Motion for Summary Judgment and DIRECTS the Clerk of the 8 Court to enter judgment in favor of Defendants and to close the case. 10 On June 6, 2022, Plaintiff filed a Complaint under 42 U.S.C. § 1983 alleging that 11 Defendants violated his Eighth Amendment rights when they failed to protect him from 12 an attack from another inmate. See Compl., ECF No. 1 at 3-5. 13 On August 12, 2022, United States District Judge Janis L. Sammartino screened 14 his Complaint pursuant to 28 U.S.C. § 1915(e)(2) and § 1915A, dismissed his claims 15 against Defendant Madden, and gave him the option to file an amended complaint or 16 proceed on his Eighth Amendment failure to protect claim against the remaining 17 Defendants. See ECF No. 6. Plaintiff notified the Court of his intention to proceed with 18 his Eighth Amendment claim only against Defendants Escobar, Lopez, and Franz and the 19 Court directed U.S. Marshal service pursuant to 28 U.S.C. § 1915(d) and Fed. R. Civ. P. 20 4(c)(3) as to these named defendants. See ECF Nos. 7, 8. Defendants filed an Answer to 21 the Complaint on November 29, 2022. See ECF No. 15. The matter was transferred to 22 this Court on March 22, 2023. See ECF No. 29. 23 24 25 26 1 Throughout this Order and for ease of consistency and reference, the Court will cite to 27 each document in the record using both the number assigned to the document and the page number automatically generated by its Case Management/Electronic Case File 28 1 On April 3, 2023, Defendants Lopez, Franz, and Escobar (“Defendants”) filed a 2 Motion for Summary Judgment. See ECF No. 31. The Court notified Plaintiff of the 3 requirements for opposing summary judgment pursuant to Rand v. Rowland, 154 F.3d 4 952 (9th Cir. 1998) (en banc). See ECF No. 35. United States Magistrate Judge Daniel E. 5 Butcher granted Plaintiff two extensions of time to file his Opposition which he filed on 6 August 23, 2023. See ECF Nos. 42, 47, 48. Defendants filed their Reply on September 7 18, 2023. See ECF No. 49. 9 A. Plaintiff’s Factual Allegations 10 On April 4, 2022, Serna was assaulted by Inmate Lafita (“Lafita”) “causing stab 11 wounds in face and arm.” Compl. at 3. Both Serna and Lafita were “sprayed in [the] 12 face” causing both to become prone on the floor. Id. One minute later, Lafita “got up and 13 grabbed an ADA chair” and hit Serna five times in the back of the head. Id. 14 Defendant Correctional Officer Escobar (“Escobar”) was in the control booth and 15 was in charge of controlling cell doors and was the “gunner in case a situation gets out of 16 control.” Id. Lafita got up from the floor “after being ordered to get down.” Id. 17 Defendants Correctional Officer Lopez (“Lopez”) and Franz (“Franz”) were floor 18 officers and they both [used their pepper spray] “one time during the first attack” by 19 Lafita and a second time when Lafita “got up [and] walked over to Plaintiff with an ADA 20 metal/plastic chair and repeatedly hit him in the head [and] back.” Id. 21 Plaintiff alleges he would not have been injured “if the gunner [Correctional 22 Officer] Escober” had shot Latifa with at least one shot. Id. at 4. As he was being 23 attacked by Lafita with the chair, Plaintiff alleges Defendants Franz and Lopez “were 24 25 26 2 In this Order, “Defendants” refers collectively to the three defendants who are the 27 subjects of the instant Motion for Summary Judgment—Lopez, Franz, and Escobar—and not other previously dismissed defendants, unless otherwise noted. 28 1 standing [two] feet away and watched” but did not “utilize their side baton, instead they 2 froze until other officers responded.” Id. Plaintiff alleges that all three officers “knew that 3 there was a substantial risk that Plaintiff would be seriously injured” but they “did 4 nothing to stop the attack on Plaintiff.” Id. As a result, Plaintiff has “injuries to eye, head, 5 back, and legs” that still “are affecting Plaintiff daily.” Id. 6 Plaintiff seeks declaratory relief, $500,000 in compensatory damages, $500,000 in 7 punitive damages and other costs “the Court deems just and proper.” Id. at 7. 8 B. Defendants’ Claims and Evidence 9 On April 4, 2022, Serna and Lafita were both housed in Facility C, Housing Unit 10 13 at RJD. See Burns Decl., ECF No. 31-4, Ex. A (hereinafter “Pl.’s Depo.”) at 26:14-22; 11 Escobar Decl., ECF No. 31-5, at ¶ 6. Facility C, Housing Unit 13 is a “two-level 12 building,” which has a “U-shaped dayroom surrounded by approximately 100 cells – 50 13 on each level.” Escobar Decl. at ¶ 2. The dayroom contains three sections, A, B and C, 14 and the control booth is “approximately fifteen feet above the ground, in the middle of 15 the dayroom, facing the dayroom and the surrounding cells.” Id. The control booth “is a 16 secured location and has windows on all three sides so that the control booth officer can 17 observe the entire dayroom.” Id. 18 On this day, Escobar was “assigned to RJD as a control booth officer in Facility C, 19 Housing Unit 13” and there is “only one officer assigned to the control booth at a time.” 20 Id. at ¶¶ 1, 3. His duties included “observing the dayroom and maintaining the safety and 21 security of the institution, the inmates, and the staff.” Id. at ¶ 3. 22 In the middle of the first floor, there is a podium “facing the control booth and 23 flanked by the two sides of the U-shaped dayroom.” Id. at ¶ 2. Immediately in front of the 24 podium is a “table where two floor officers are stationed” and there are “approximately 25 16 cells and one shower on each floor behind the podium.” Id. at ¶ 3. Latifa was assigned 26 to Cell 124 which is on the first floor of Housing Unit 13 and the podium where the floor 27 officers are assigned “is in between Cell 124 and the control booth.” Id. at ¶ 6. 28 1 Lopez and Franz were both “Housing Unit 13 floor officer[s]” whose duties 2 included “monitoring inmate activities and maintaining the safety and security of the 3 institution, inmates, and the staff.” Franz Decl., ECF No. 31-6 at ¶ 3; Lopez Decl., ECF 4 No. 31-7 at ¶ 3. They were the only “two custody staff on the floor in Housing 13” on the 5 day of the attack. Id. at ¶ 6; Id. at ¶ 6. Both officers had “access to two use-of-force 6 options: (1) Oleoresin Capsicum (OC) spray, or pepper spray, with an effective range of 7 between six and twelve feet; and (2) a hand-held baton.” Id. at ¶ 4; Id. at ¶ 4.

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