Serna v. Madden

District Court, S.D. California·Decided October 13, 2023·No. 3:22-cv-00841·Unknown

Opinion

ALFRED DAVID SERNA, Case No.: 3:22-CV-00841-JES-DEB CDCR #E-25219, ORDER GRANTING DEFENDANTS’ Plaintiff, JUDGMENT PURSUANT TO FEDERAL RULES OF CIVIL

PROCEDURE 56 vs.

[ECF No. 31]

ESCOBAR, Correctional Officer; C. LOPEZ, Correctional Officer; FRANZ, Correctional Officer, Defendants. Plaintiff Alfred David Serna (“Plaintiff” or “Serna”), an inmate housed at the Richard J. Donovan Correctional Facility (“RJD”), filed this civil rights action pursuant to 42 U.S.C. § 1983 alleging that Defendants were deliberately indifferent to a serious threat to Serna’s safety in violation of his Eighth Amendment rights. See generally ECF No. 1, Compl.1 Before the Court is Defendants Escobar, Lopez, and Franz’s Motion for Summary Judgment. See ECF No. 31. Plaintiff filed an Opposition to Defendants’ Motion, see ECF No. 48, and Defendants filed a Reply, see ECF No. 49. Having reviewed the Parties’ submissions and the applicable law, the Court GRANTS Defendants’ Motion for Summary Judgment and DIRECTS the Clerk of the Court to enter judgment in favor of Defendants and to close the case. On June 6, 2022, Plaintiff filed a Complaint under 42 U.S.C. § 1983 alleging that Defendants violated his Eighth Amendment rights when they failed to protect him from an attack from another inmate. See Compl., ECF No. 1 at 3-5. On August 12, 2022, United States District Judge Janis L. Sammartino screened his Complaint pursuant to 28 U.S.C. § 1915(e)(2) and § 1915A, dismissed his claims against Defendant Madden, and gave him the option to file an amended complaint or proceed on his Eighth Amendment failure to protect claim against the remaining Defendants. See ECF No. 6. Plaintiff notified the Court of his intention to proceed with his Eighth Amendment claim only against Defendants Escobar, Lopez, and Franz and the Court directed U.S. Marshal service pursuant to 28 U.S.C. § 1915(d) and Fed. R. Civ. P. 4(c)(3) as to these named defendants. See ECF Nos. 7, 8. Defendants filed an Answer to the Complaint on November 29, 2022. See ECF No. 15. The matter was transferred to this Court on March 22, 2023. See ECF No. 29. 1 Throughout this Order and for ease of consistency and reference, the Court will cite to each document in the record using both the number assigned to the document and the page number automatically generated by its Case Management/Electronic Case File On April 3, 2023, Defendants Lopez, Franz, and Escobar (“Defendants”) filed a Motion for Summary Judgment. See ECF No. 31. The Court notified Plaintiff of the requirements for opposing summary judgment pursuant to Rand v. Rowland, 154 F.3d 952 (9th Cir. 1998) (en banc). See ECF No. 35. United States Magistrate Judge Daniel E. Butcher granted Plaintiff two extensions of time to file his Opposition which he filed on August 23, 2023. See ECF Nos. 42, 47, 48. Defendants filed their Reply on September 18, 2023. See ECF No. 49. A. Plaintiff’s Factual Allegations On April 4, 2022, Serna was assaulted by Inmate Lafita (“Lafita”) “causing stab wounds in face and arm.” Compl. at 3. Both Serna and Lafita were “sprayed in [the] face” causing both to become prone on the floor. Id. One minute later, Lafita “got up and grabbed an ADA chair” and hit Serna five times in the back of the head. Id. Defendant Correctional Officer Escobar (“Escobar”) was in the control booth and was in charge of controlling cell doors and was the “gunner in case a situation gets out of control.” Id. Lafita got up from the floor “after being ordered to get down.” Id. Defendants Correctional Officer Lopez (“Lopez”) and Franz (“Franz”) were floor officers and they both [used their pepper spray] “one time during the first attack” by Lafita and a second time when Lafita “got up [and] walked over to Plaintiff with an ADA metal/plastic chair and repeatedly hit him in the head [and] back.” Id. Plaintiff alleges he would not have been injured “if the gunner [Correctional Officer] Escober” had shot Latifa with at least one shot. Id. at 4. As he was being attacked by Lafita with the chair, Plaintiff alleges Defendants Franz and Lopez “were 2 In this Order, “Defendants” refers collectively to the three defendants who are the subjects of the instant Motion for Summary Judgment—Lopez, Franz, and Escobar—and not other previously dismissed defendants, unless otherwise noted. standing [two] feet away and watched” but did not “utilize their side baton, instead they froze until other officers responded.” Id. Plaintiff alleges that all three officers “knew that there was a substantial risk that Plaintiff would be seriously injured” but they “did nothing to stop the attack on Plaintiff.” Id. As a result, Plaintiff has “injuries to eye, head, back, and legs” that still “are affecting Plaintiff daily.” Id. Plaintiff seeks declaratory relief, $500,000 in compensatory damages, $500,000 in punitive damages and other costs “the Court deems just and proper.” Id. at 7. B. Defendants’ Claims and Evidence On April 4, 2022, Serna and Lafita were both housed in Facility C, Housing Unit 13 at RJD. See Burns Decl., ECF No. 31-4, Ex. A (hereinafter “Pl.’s Depo.”) at 26:14-22; Escobar Decl., ECF No. 31-5, at ¶ 6. Facility C, Housing Unit 13 is a “two-level building,” which has a “U-shaped dayroom surrounded by approximately 100 cells – 50 on each level.” Escobar Decl. at ¶ 2. The dayroom contains three sections, A, B and C, and the control booth is “approximately fifteen feet above the ground, in the middle of the dayroom, facing the dayroom and the surrounding cells.” Id. The control booth “is a secured location and has windows on all three sides so that the control booth officer can observe the entire dayroom.” Id. On this day, Escobar was “assigned to RJD as a control booth officer in Facility C, Housing Unit 13” and there is “only one officer assigned to the control booth at a time.” Id. at ¶¶ 1, 3. His duties included “observing the dayroom and maintaining the safety and security of the institution, the inmates, and the staff.” Id. at ¶ 3. In the middle of the first floor, there is a podium “facing the control booth and flanked by the two sides of the U-shaped dayroom.” Id. at ¶ 2. Immediately in front of the podium is a “table where two floor officers are stationed” and there are “approximately 16 cells and one shower on each floor behind the podium.” Id. at ¶ 3. Latifa was assigned to Cell 124 which is on the first floor of Housing Unit 13 and the podium where the floor officers are assigned “is in between Cell 124 and the control booth.” Id. at ¶ 6. Lopez and Franz were both “Housing Unit 13 floor officer[s]” whose duties included “monitoring inmate activities and maintaining the safety and security of the institution, inmates, and the staff.” Franz Decl., ECF No. 31-6 at ¶ 3; Lopez Decl., ECF No. 31-7 at ¶ 3. They were the only “two custody staff on the floor in Housing 13” on the day of the attack. Id. at ¶ 6; Id. at ¶ 6. Both officers had “access to two use-of-force options: (1) Oleoresin Capsicum (OC) spray, or pepper spray, with an effective range of between six and twelve feet; and (2) a hand-held baton.” Id. at ¶ 4; Id. at ¶ 4. As the control booth officer, Escobar “had access to three use-of-force options: (1) a Ruger mini-14 rifle; (2) a 40mm launcher; and (3) a large canister of MK-46 OC spray designed for use in large areas only.” Escobar Decl. at ¶ 4. At 9:18 a.m., Serna walked towards Lafita’s cell and arrived at 9:18:17 a.m. See Gaither Decl., ECF NO. 31-8, Ex. A, Video Title HU 1

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