Serafin v. Commonwealth

436 A.2d 1239, 62 Pa. Commw. 413, 1981 Pa. Commw. LEXIS 1878
CourtCommonwealth Court of Pennsylvania
DecidedNovember 16, 1981
DocketAppeal, No. 2948 C.D. 1980
StatusPublished
Cited by9 cases

This text of 436 A.2d 1239 (Serafin v. Commonwealth) is published on Counsel Stack Legal Research, covering Commonwealth Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Serafin v. Commonwealth, 436 A.2d 1239, 62 Pa. Commw. 413, 1981 Pa. Commw. LEXIS 1878 (Pa. Ct. App. 1981).

Opinion

Opinion by

Judge MacPhail,

Sofia Serafin (Appellant) appeals to this Court from an order of the Workmen’s Compensation Appeal Board (Board) which reversed the decision of a referee granting workmen’s compensation benefits and dismissed Appellant’s claim petition.

Appellant worked for the School District of Philadelphia (District) as a teacher’s aide at the Calvary Episcopal Church in the District’s Get Set Program from the fall of 1974 through November 1, 1977. During this three-year period, Appellant alleges that she was subjected to continuous harassment by coworkers, which she contends was racially based,1 which ultimately caused Appellant to become totally disabled in November, 1977.

Appellant filed a claim petition on January 25, 1979. After conducting four hearings on the petition, the referee granted workmen’s compensation benefits after finding that Appellant had developed a “psyehoneurosis” as a result of her employment which caused her to become completely disabled in November, 1977. On appeal, the Board reversed the referee’s decision finding, inter alia, that the referee had relied on an improper hypothetical question posed to Appellant’s treating physician, Dr. Boerner, and that the referee failed to identify Appellant’s “injury” in his findings of fact.

The issues presented for our disposition in the instant appeal are: 1) whether the Board erred in reversing the referee’s finding that Appellant met her burden of proving a work-related injury; 2) whether the Board erred in finding the hypothetical question posed to Appellant’s physician improper; and, 3) [416]*416whether the Board should have remanded the matter to the referee for further proceedings with respect to the hypothetical question.

With regard to the issue of whether Appellant met her burden of proving a work-related injury, this Court has recognized that since Section 301(c)(1) of The Pennsylvania Workmen’s Compensation Act (Act)2 no longer requires that an “injury” be to the “physical structure of the body,” work-related mental illness can be a compensable injury. University of Pittsburgh v. Perlman, 49 Pa. Commonwealth Ct. 347, 405 A.2d 1048 (1979). Where, as here, there is no obvious causal relationship between a claimant’s work and her injury, unequivocal medical evidence must be produced to establish the causal connection. United States Steel Corp. v. Workmen’s Compensation Appeal Board, 55 Pa. Commonwealth Ct. 250, 422 A.2d 1243 (1980). Section 301(c)(1) of the Act also requires that an injury arise in the course of employment in order for it to be compensable. Lanzarotta v. Workmen’s Compensation Appeal Board, 42 Pa. Commonwealth Ct. 284, 400 A.2d 697 (1979).

Appellant attempted to meet her burden of proving a work-related injury through the medical testimony of her treating physician. The District presented no medical evidence in rebuttal. The referee accepted the testimony of Appellant’s medical witness, characterizing the testimony as follows:

10. The uncontraverted [sic] medical testimony of Herman F. Bernard [sic], M.D., a Board Certified Psychiatrist, was that Claimant’s disability — injury was caused by the conditions of her employment, resulting in the complete breakdown of the Claimant’s emotional and mental state.

[417]*417We have thoroughly reviewed the testimony of Dr. Boerner and have failed to discover support for the referee’s finding. Rather, our review of the record discloses that the sole source of medical testimony on the issue of causation was Dr. Boerner’s response to the hypothetical question posed by Appellant’s counsel. While that question has been challenged by the District, we conclude, for reasons which will follow, that the District has waived its rights to pursue its challenge to the hypothetical in this appeal. The hypothetical question included assumptions, based on evidence of record, that Appellant, during her employment with the District, had been subjected to on the job harassment by fellow employees which culminated in an assault by a custodian of the church in which the Get Set Program operated. The question also assumed as fact that the assault occurred while Appellant was returning home from work and, specifically, while she was waiting at a bus stop for public transportation. Furthermore, the record is clear that the custodian was an employee of the Episcopal Church and was not an employee of the District.

Following the recitation of assumed facts, counsel posed the following question to the medical witness:

Based upon your background and your examination, records, your years of study, and the facts given, Doctor, with or to a reasonable degree of medical certainty, can you express an opinion as to whether this incident, this strihing by this custodian, was the precipitating factor that resulted in Mrs. Serafín’s present disability? (Emphasis added.)

The response given by Dr. Boerner was:

A. ... I believe this is the precipitating event, yes.

Although this testimony is certainly unequivocal, we note that the causal connection which is estab[418]*418lished thereby is between the mental illness of Appellant and the actions of a third person which occurred off the employer’s premises. While the referee stated in his findings that he accepted the testimony of Appellant’s medical witness, he made no finding relative to the assault incident.

In our opinion the medical testimony on causation clearly raises’the issue of whether the assault, which Dr. Boerner testified was the “precipitating event” resulting in Appellant’s disability, occurred in the course of Appellant’s employment. The question of whether an employee was in the course of her employment when she was injured is a question of law to be determined on the basis of fact findings. Davis v. Workmen’s Compensation Appeal Board, 41 Pa. Commonwealth Ct. 262, 398 A.2d 1105 (1979). Since the referee made no findings on this crucial issue we must remand for further proceedings. Dunlap v. Workmen’s Compensation Appeal Board, 17 Pa. Commonwealth Ct. 19, 330 A.2d 555 (1975). We note, however, that the law is clear that an employee who is injured while going to or returning from work, absent special circumstances, is not engaged in furthering the business of his employer. Workmen’s Compensation Appeal Board v. Hickory Farms of Ohio, 28 Pa. Commonwealth Ct. 30, 367 A.2d 730 (1976).

With regard to the hypothetical question posed by Appellant’s counsel to her medical witness, it is well settled that hypothetical questions must be based on matters which appear of record and on facts which are warranted by the evidence. Borough of Morrisville v. Workmen’s Compensation Appeal Board, 54 Pa. Commonwealth Ct.

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Cite This Page — Counsel Stack

Bluebook (online)
436 A.2d 1239, 62 Pa. Commw. 413, 1981 Pa. Commw. LEXIS 1878, Counsel Stack Legal Research, https://law.counselstack.com/opinion/serafin-v-commonwealth-pacommwct-1981.