Seaman v. Duryea

10 Barb. 523
New York Supreme Court·Decided February 15, 1851·Published·Cited by 14 cases

Opinion

Brown J.

John Seaman, the plaintiff, was the guardian of the estate of the defendant Josiah Mead, appointed by the surrogate of the county of Orange. After Mead attained the age of fourteen years, Seaman was superseded in his trust, by an order of the surrogate, and Peter Ball appointed in his place. Proceedings were taken to compel him to account. Process for that purpose was duly served upon Seaman, who appeared and [528] litigated the questions arising upon the accounting : and, on the 9th of July, 1844, the surrogate made a decree, that Seaman pay to Ball, the new guardian, $427,87, so much money in the hands of Seaman, and which he had received as guardian: and that, upon complying with such decree, he should be discharged from all further liability on account of the trust. The jurisdiction of the surrogate over the subject matter of the decree, and his power to compel the account, is given by §§ 9,10 of the a.ct concerning guardians and. wards, (R. S. part 2, ch. 8, title 3. 2 R. S. 2d ed. 84, 85,) and is not disputed. But it is said that his authority is limited to the taking and stating the accounts, and establishing the amount in the guardian’s hands ; and does not extend to the making of a decree for the payment of the money. For authority in favor of this position, I am referred to the published opinion.of Mr. Justice McCoun, given in the matter of John Seaman, when brought before this court upon a habeas corpus, and to the absence of express authority in the statutes defining the powers and jurisdiction of the surrogate, and the surrogate’s court.

Surrogates’ courts are “courts of peculiar and special jurisdiction.” Created by the statute, they can exercise such power only as the statute gives them.(a) The authority to do certain acts, or to exert a certain degree of power, need not be given in express words. If the authority may be fairly and reasonably inferred from the general language of the statute, or if it be necessary to accomplish its objects, and to the just and useful exercise of the powers which are expressly given, it may be taken as granted. The 10th section of the act concerning guardians and wards, (2 R. S. 85, 2d ed.) provides that “ any guardian appointed by any surrogate, may be cited to account before the surrogate who appointed him,” and, “ may be compelled to account in the same manner as an administrator.” Administrators are required to account, under § 52 of the act concerning “ the duties of executors and administrators, in [529] rendering an account,” &c. (2 R. S. 32,2d ed.) The 71st section, (page 35,) provides that Avhen the account shall be rendered, and it appears that any part of the estate remains to be paid or distributed, the surrogate shall make a decree for the payment and distribution of Avhat remains, to those Avho may be entitled thereto. The act in relation to guardians and Avards contains no similar direction, for the very obvious reason that the money in the hands of a guardian, upon the decree to settle the account, is to be paid to the Avard, if of age, or to the neAV guardian, if he is not. Whereas, in the case of an administrator, the distribution is sometimes to classes in their order of priority, and at other times it is pro rata, amongst all; or to a particular class, Avhose rights are to be adjusted and ascertained by the decree. The Avords, “ cited to account,” and compelled to account in the same manner as an administrator,” in the 10th section of the act in relation to guardians and Avards, to Avhich I have referred, mean something more than merely to exhibit and determine the true condition of the trust property. Such a construction Avould be narroAV and illiberal; for the poAver to compel an account, Avithout the poAver to make a decree for the payment and delivery over of the trust property, Avould be an idle and profitless proceeding. Whenever an executor, or administrator, accounts before the surrogate, he not only exhibits an account of his receipts and disbursements, and the condition of the assets unadministered, and has the balance in his hands ascertained and declared, but the same decree also declares the disposition he shall make of it, the persons to whom, and the time Avlien, it shall be delivered over and paid. This is the manner in which administrators are compelled to account. And the language quoted from § 10, can mean nothing short of a decree to be made, Avhich shall ascertain the quantity, quality and condition of the ward’s property in the hands of the guardian, and decree and adjudge the time when, the person to Avhom, and in what manner it shall be paid or delivered over. This view derives confirmation from the 7th subdivision of § 1 of the act concerning surrogates’ courts, (2 R. S. 154, 2d ed.) which declares that the surrogate shall have power, within the limits of [530] the county for which he is appointed, “ to appoint guardians for minors, to remove them, to direct and control their conduct, and to settle their accounts, as prescribed by law.” The power to direct and control the conduct of guardians, can not be a barren power. To direct and control, is to govern and to command, and the authority to appoint and to remove guardians, or other trustees and to direct and control their conduct, given by law to a court of justice, must comprehend the power to compel them to do whatever the law requires they should do, or it comprehends nothing. If it be just and lawful that a trustee, upon the expiration of his trust, should pay and deliver over the trust money or property to his successor, or to his cestui que trust, then the tribunal or officer having the direction and control of his conduct, has the right to make an order or decree that it shall be done. The opinion of Mr. Justice McOoun concedes this power to the surrogate, in cases where there is specific property or securities to be transferred and delivered over; the transfer and surrender of which, he says, may be enforced by attachment. This concession, if it contain a correct exposition of the law, covers the whole ground of dispute ; because there is no separate and independent authority given to make a decree for, and enforce the transfer of, specific property or securities. If the power exists at all, it is by force of the sections to which I have referred, Avhich must be construed to include money, as well as securities for money or specific property. In Skidmore v. Davies & Shaw, (10 Paige, 317,) the chancellor decided that upon the removal of a guardian, it is a matter of course to require him to account and pay over to his successor,- the balance, if any, which shall be found in his hands, upon accounting; and that an appeal from the surrogate’s order of that kind,- could only have been for the purpose of delay. I can hot, therefore, doubt the power of the surrogate, in the prebent case, to make the decree of the date of the 9th July, 1844, set up in the answer, requiring Seaman to pay over the sum of money, at the time, and in the manner therein mentioned.

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Seaman v. Duryea, 10 Barb. 523 (N.Y. Super. Ct. 1851).

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