In re the Estate of Wagner

23 N.E. 200, 119 N.Y. 28, 28 N.Y. St. Rep. 266, 74 Sickels 28, 1890 N.Y. LEXIS 1055
CourtNew York Court of Appeals
DecidedJanuary 14, 1890
StatusPublished
Cited by74 cases

This text of 23 N.E. 200 (In re the Estate of Wagner) is published on Counsel Stack Legal Research, covering New York Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Estate of Wagner, 23 N.E. 200, 119 N.Y. 28, 28 N.Y. St. Rep. 266, 74 Sickels 28, 1890 N.Y. LEXIS 1055 (N.Y. 1890).

Opinion

Gray, J.

The appellant asks us to hold it to be immaterial that an executor may, in answer to petitions to compel him to ■file an inventory, or to render an account, exhibit to the surro.gate the evidence of what apparently is a perfect bar to any ■such right; forasmuch as that officer, it is urged, under the Code provisions, is without discretion in the premises. The claim is made, that the interest of an applicant being sufficiently alleged, ■or undisputed, the surrogate cannot exercise his judgment in "the matter, but is obliged to grant the petitions. Turning to the facts in the record before us we find them to present tins case: Webster Wagner left him surviving a widow and five children; ■and by his will, after making certain specific gifts of real and personal estate, he gave his whole residuary estate to them “ to "be divided equally between them, share and share alike.” He appointed as his executors, his wife, his son Herman (the late husband of this petitioner) and his son-in-law; all of whom qualified; but of whom only one, Mr. Taylor, the son-in-law .and the respondent here, survives. In March, 1885, about three years after the probate of Wagner’s will, and while all the executors were living and acting, the widow and five ■children of the deceased united in the execution of an instrument in writing and under their seals; which, after reciting [31]*31the provisions of the will, acknowledged the receipt by each of the residuary legatees from the executors of the one-sixth part of the real estate and personal property, not otherwise specifically devised under the will, and acquitted and released the executors of Wagner of all legacies, dues and demands whatsoever under or by virtue of the said will, or against the estate.

It will be remembered that those executors were also three of the six persons who took &11 of the estate between them. The son Horman died in the year following tins settlement, intestate, leaving a widow and children. As administratrix of his estate and the guardian of’ his children, his widow has made these applications to compel Taylor, the sole surviving executor, to file an inventory and to make an accounting. He opposed her proceedings, upon the basis of the instrument which I have referred to. The petitioner denied its execution and alleged fraud in its procurement; but the sarrogate, on the ground that he had no discretion in the matter, granted both of her applications.

If what the appellant is here contending for is to be taken as the correct view of the surrogate’s jurisdiction and powers in these matters of administration of estates, then we must not only ignore the spirit for the letter of the statute, but we should have to regard that officer as exercising an authority, which is not moved by his judgment, but may be mechanically set in motion, regardless of the rights of parties. I cannot assent to such a Hew, where the letter kills. The general jurisdiction conferred upon the Surrogate’s Court, in matters relating to the conduct of executors and administrators, would seem meaningless, if not an absurdity, if it did not comprehend the right to decree intelligently, and upon equitable principles, and to order their conduct upon principles of justice and of reason. To the extent that the surrogate is given jurisdiction in the administration of the estates of deceased persons, he acts judicially. His judicial acts are, of course, controlled by the limitations imposed by the provisions of the statute, but where, in matters within his peculiar jurisdiction, it is sought to divest him of all discretion, the language of [32]*32the' statute, to bear such a construction, must be incapable of any other interpretation. It was said by Brown, J., in Seaman v. Duryea (10 Barb. 523), speaking of the provisions of the Revised Statutes, which empowered surrogates to direct and control the conduct of guardians and other trustees, to direct and control is to govern and command, and the authority to direct and control their conduct must comprehend the power to compel them to do whatever the law requires they should do, or it comprehends nothing.”

Row the power of the surrogate to direct and to govern the conduct of an executor or administrator means to order him to do what is just and lawful, and, in a case where it does not. appear either just or reasonable that he should be compelled to do something which is asked of him, I should be strongly inclined to disregard a phrasing, or words, of the statutory provision, which are supposed to give support to the extraordinary claim that, nevertheless, a compulsory decree by the surrogate must issue. We should be unwilling to give so irrational an interpretation to a statutory provision, as to divest the judicial officer of the power to exercise his judgment, in acting upon an application authorized to be addressed to him, in a matter within his special jurisdiction.

It may be conceded that the petitioner is a “ person interested in the estate,” within the meaning of the particular sections of the Code, in view of her representative capacities but the question cannot rest there. The fact that the petitioner has, or represents, an interest which, all things being equal,, would authorize the surrogate to act upon the application,, ought not, legally or rationally speaking, to be sufficient where, in opposition, it is made to appear that the interest in the estate has been extinguished by a satisfaction of the legatee’s demand. That view accords better with the reason of the thing, for it is one which refuses to sanction a proceeding apparently useless, and certainly so, if the objection of the executor to the application is well founded. Here the objection is the instrument, which evidences a division of the estate, and a receipt by each person entitled of his or her [33]*33full share, blow, as the petitioner stands in the shoes of her intestate, and can have no other or greater interest, or better rights than he had, we should suppose that, until the instrument was adjudged invalid, it ought to bar any proceedings to compel further administrative acts by the personal representatives of Webster Wagner. But reliance is placed on the provisions of the Code of Civil Procedure in support of this argument, which, it is claimed, deny to the surrogate any exercise of judgment in the matter, provided the applicant for his order swears to an interest. Section 2715 of the Code relates to the case of “ a creditor or person interested in the estate ” applying for an inventory, and it provides that “ if the surrogate is satisfied that the executor or administrator is in default, he must make an order requiring the delinquent to return the inventory, or a further inventory; or, in default thereof, to show cause * * * why he should not be attacked.” Sections 2726 and 2727 relate to the case of “ a creditor or a person interested in the estate ” applying for an accounting, and the provision is that if the executor or administrator fails “ to show good cause to the contrary, * * * an order must be made directing him to account,” etc.

Then subdivision 11 of section 2514 defines the expression “ person interested ” and provides that where sxicli a person applies for an inventory, an account, etc., an allegation of his interest duly verified, suffices, although his interest is disputed, unless he has been excluded by a judgment, decree or other final determination.” What is there in the language of these sections which makes it compulsory upon the surrogate to grant the petition of a person prima facie

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Bluebook (online)
23 N.E. 200, 119 N.Y. 28, 28 N.Y. St. Rep. 266, 74 Sickels 28, 1890 N.Y. LEXIS 1055, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-estate-of-wagner-ny-1890.