Seaboard Coastline Railroad v. Hughes

521 S.W.2d 558, 1975 Tenn. LEXIS 685
CourtTennessee Supreme Court
DecidedMarch 10, 1975
StatusPublished
Cited by5 cases

This text of 521 S.W.2d 558 (Seaboard Coastline Railroad v. Hughes) is published on Counsel Stack Legal Research, covering Tennessee Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Seaboard Coastline Railroad v. Hughes, 521 S.W.2d 558, 1975 Tenn. LEXIS 685 (Tenn. 1975).

Opinion

OPINION

HENRY, Justice.

The sole question before this Court is whether a railroad conductor is a “managing agent” within the purview of Rule 26.-04(2) Tennessee Rules of Civil Procedure. Certiorari was granted in order that this Court might formulate guidelines for making this determination and apply them to this case. Our broad objective, however, was to render a definitive opinion, for the guidance of the bench and bar, in a procedural area wherein this Court has not spoken.

I.

We narrate the factual situation only to the extent necessary to form a predicate for the opinion.

This civil action is based upon personal injuries sustained by Plaintiff-Respondent during the course of his employment with Petitioners as a member of the crew on a railroad locomotive. The injuries occurred in a switching operation in the railroad yards in Kingsport. Two engines and two crews were involved. A yardmaster was in general charge, and each engine was being operated under the control and supervision of its own conductor.

Plaintiff-Respondent took the discovery deposition of the two conductors pursuant to Rule 26, Tenn.R.Civ.P. Upon the hearing over the vigorous objection of counsel for the Petitioner-Defendant, he was permitted to read these depositions to the jury, upon the theory that they were “managing agents” within the meaning of Rule 26.04(2).

The Court of Appeals affirmed in toto, specifically holding that under Railroad v. Baldwin, 113 Tenn. 409, 82 S.W. 487 (1904) and (on petition to rehear) Phelps v. Magnavox, 497 S.W.2d 898 (Tenn.App. 1972), the conductors were managing agents.

Upon preliminary inquiry we disagreed and granted certiorari.

We continue to disagree.

II.

In Railroad v. Baldwin, this Court, seventy years ago, long before a pre-trial discovery procedure was even dreamed of in Tennessee and when the profession was committed to the long prevailing practice of “trial by ambush”, held, under the factual question presented in that negligence action, that a railroad conductor was a vice-principal and not a fellow servant. The Court, after describing the power and authority of the conductor, held that he “engaged in this perhaps the most hazardous of all industrial pursuits.” We cannot convert this hyperbolic characterization of the conductor into criteria crediting him with being a managing agent. Simply stated he continues to be a conductor, notwithstanding his finest hour and greatest glory in the era of Railroad v. Baldwin, supra.

Phelps v. Magnavox, supra, was decided by the Court of Appeals for the Western Section in 1972. This Court was not petitioned for writ of certiorari. The Court of Appeals correctly determined that it should be published. The Supreme Court has never made a pertinent pronouncement on the matter.

The Court of Appeals in Phelps said:

“We choose to define a managing agent as one who acts in a managerial capacity.”

[561]*561With utmost deference to the Court of Appeals, this definition is marked more by its brevity than its edification.

III.

Since we have no Tennessee case law to which we may turn, we must analyze the decisions of the federal courts, construing the Federal Rules of Civil Procedure.

Rule 26.04(2) Tenn.R.Civ.P. provides:

The deposition of a party or of anyone who at the time of taking the deposition was an officer, director, or managing agent of a public or private corporation, partnership, association or individual proprietorship which is a party may be used by an adverse party for any purpose. (Emphasis supplied)

Rule 32(a)(2) of the F.R.Civ.P. differs only stylistically, except that it makes no provision for an individual proprietorship.

There is a correlation between these rules and Rule 43 of the State and Federal Rules.

Rule 43.02 Tenn.R.Civ.P., provides in pertinent part:

A party may call an adverse party or an officer, director, or managing agent of a public or private corporation or of a partnership, association or individual proprietorship which is an adverse party, and interrogate him by leading questions and contradict and impeach him in all respects as if he had been called by the adverse party, and the witness thus called may be contradicted and impeached by or on behalf of the adverse party also and may be cross-examined by the adverse party but only upon the subject matter of his examination in chief. (Emphasis supplied)

Rule 43 F.R.C.P. is identical except that individual proprietorships are not included.

We think that the rules governing the use of the deposition of a managing agent are precisely the same as those governing the right to call him for interrogation, impeachment and cross examination. This opinion touches upon, and is authority for, these two problem areas only. Specifically, it does not deal with questions relating to the right to take the deposition, nor does it deal with questions arising under motions to vacate notices of taking discovery depositions. These matters are not properly before the Court and are in an entirely different category, governed by rules based upon other considerations.

We delineate the two problem areas and equate them because most of the federal authority is contained in cases arising under Rule 43 F.R.C.P. The Federal Courts have struggled with definitive standards as to the meaning of the term “managing agent.” Many decisions tend to treat the problem in general terms and the resulting definitions or standards or guidelines are generalities tending to obscure the meaning, confuse the problem and make application to a given set of facts difficult.

In Wright & Miller’s Federal Practice and Procedure, Sec. 2103, page 376, the problem is stated thusly:

The meaning of the term “officer” has caused no difficulty, but “managing agent” has required definition. Though the question of whether a particular person is a “managing agent” is to be answered pragmatically on an ad hoc basis, the courts look to see if the individual involved is invested by the corporation with general powers to exercise his discretion and judgment in dealing with corporate matters, whether he can be depended upon to carry out his employer’s direction to give testimony at the demand of a party engaged in litigation with the employer, and whether he can be expected to identify himself with the interests of the corporation rather than with those of the other parties. Typically a court will look to all three of these factors, although it has been said that the third factor, identification with the interest of the employer, is the “paramount test.” (Footnotes omitted)

[562]*562In Krauss v. Erie R. Co., 16 F.R.D. 126, 127 (S.D.N.Y.1954), in dealing with a motion to vacate a notice to examine the defendant, through an alleged managing agent, the Court defined the term as follows:

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