Scott v. Perkins

150 F. App'x 30
CourtCourt of Appeals for the Second Circuit
DecidedSeptember 21, 2005
DocketDocket No. 04-5691-PR
StatusPublished
Cited by8 cases

This text of 150 F. App'x 30 (Scott v. Perkins) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Scott v. Perkins, 150 F. App'x 30 (2d Cir. 2005).

Opinion

SUMMARY ORDER

AFTER ARGUMENT AND UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that the judgment of the District Court is hereby VACATED and REMANDED.

Plaintiff-Appellant C.J. Scott, formerly an inmate in the custody of the New York State Department of Corrections, appeals from a judgment entered by United States District Court for the Northern District of New York (Lawrence E. Kahn, Judge) dismissing his civil rights action under 42 U.S.C. § 1983 with prejudice pursuant to Fed.R.Civ.P. 41(b) for failure to prosecute after Scott failed to appear in court on the day trial was scheduled to begin. On appeal, Scott argues that the District Court committed clear error by not granting an adjournment of the trial date because his financial difficulties upon his release from prison prevented him from making the trip to Albany. For the following reasons, we agree and vacate the judgment below. The case shall be remanded for trial and reassigned to another district judge.

I.

At the time of the incidents that are the subject of this case, Scott was imprisoned at the Great Meadow Correctional Facility in Comstock, New York serving a lengthy term after two convictions for assault in the first degree. On September 26, 1994, he filed a pro se civil rights action under 42 U.S.C. § 1983 in the United States District Court for the Northern District of New York against the Commissioner of the New York State Department of Correctional Services and a number of corrections officers complaining of disciplinary action taken against him.

A complete description of Scott’s claims may be found in Scott v. Coughlin, 344 F.3d 282, 284 (2d Cir.2003) (“Scott I”). Scott filed two amended complaints. The second amended complaint was filed on February 5, 1996 alleging, inter alia, that Correction Officers Frank DeLuke and [32]*32James Rando — the only defendants remaining in this action — -violated his civil rights, and when he complained to prison authorities, they retaliated by filing false disciplinary charges against him. The complaint further alleges that in taking disciplinary action the defendants used excessive force in violation of the Eighth Amendment.

On November 3,1999, the District Court granted summary judgment to the defendants. The parties agreed that the appeal would be filed after the resolution of Scott’s motion to set aside or vacate the judgment, filed on May 15, 2000. The District Court decided that motion on March 20, 2002. Scott appealed and we vacated the judgment and remanded the case for trial.

The District Court set a trial date for September 28, 2004. On August 5, 2004, Scott was released on parole from prison. After his release, he stayed at a shelter in Brooklyn, before taking up residence in the South Ozone Park section of Queens, New York. Prior to trial, he notified the District Court of his change of address.

On September 27, 2004, Scott’s counsel wrote to the District Court and requested that the trial be adjourned “at least one month” because Scott was in the process of applying for public assistance and lacked sufficient funds to travel to Albany for the trial. The next day when Scott failed to appear for trial, the District Judge noted that the case had been pending for “10 years, and it’s been adjourned on many occasions, and not because of any one party, just happened that way.” At the District Judge’s suggestion, defendants made an oral motion to deny the adjournment request and to dismiss the case with prejudice for failure to prosecute. The District Court granted the defendants’ motion, stating the following:

Well, this case was scheduled for today, it’s been on the court calendar for 10 years, the plaintiff knows that it’s on [for] today, the plaintiff could easily get up here. The plaintiff knows the case was not adjourned, it was not going to be adjourned. In fact, the Court has bent over backwards to help this plaintiff by having the trial here over Syracuse. The Court exercised its discretion and appointed an attorney to represent him so he wouldn’t be pro se at the trial. The Court is going to grant defendants’ motion and the case is dismissed with prejudice ... as against all defendants.

The case was dismissed with prejudice and judgment was entered in favor of the defendants.

II.

We review dismissals for failure to prosecute under an abuse of discretion standard. See Minnette v. Time Warner, 997 F.2d 1023, 1027 (2d Cir.1993). A district court abuses its discretion if its decision was based on an error of law or a clearly erroneous finding of fact. Wynder v. McMahon, 360 F.3d 73, 76 (2d Cir.2004). We examine the District Court’s decision by examining whether: (1) the plaintiffs failure to prosecute caused a delay of significant duration; (2) plaintiff was given notice that further delay would result in dismissal; (3) defendant was likely to be prejudiced by further delay; (4) the need to alleviate court calendar congestion was carefully balanced against plaintiffs right to an opportunity for a day in court; and (5) the trial court adequately assessed the efficacy of lesser sanctions. United States ex rel. Drake v. Norden Sys. Inc., 375 F.3d 248, 254 (2d Cir.2004). Moreover, while district courts are not required to discuss these factors on the record, “a decision to dismiss stands a better chance on appeal if the appellate court has the benefit of the district court’s reasoning.” Lucas v. [33]*33Miles, 84 F.3d 532, 535 (2d Cir.1996). We have repeatedly emphasized that “dismissal is a harsh remedy to be utilized only in extreme situations.” Minnette, 997 F.2d at 1027 (internal quotation marks omitted).

Whether the first factor weighs against a plaintiff has two separate aspects: “(1) that the failures were those of the plaintiff, and (2) that these failures were of significant duration.” Spencer v. Doe, 139 F.3d 107, 113 (2d Cir.1998). Scott was responsible for any delay resulting from his failure to appear at trial. This delay of one month cannot be correctly described as unreasonable, considering that the case had been pending for more than ten years. See LeSane v. Hall’s Security Analyst, Inc., 239 F.3d 206, 210 (2d Cir.2001) (holding a “barely a month old” delay in responding to a summary judgment motion did not weigh in favor of dismissal); Lucas, 84 F.3d at 535 (vacating dismissal where the pro se plaintiff filed his supplemental complaint 39 days later than the deadline ordered by the district court). Furthermore, there was no indication that Scott had abandoned the matter. He had kept in contact with both the court, by submitting his new address, and his counsel.

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Bluebook (online)
150 F. App'x 30, Counsel Stack Legal Research, https://law.counselstack.com/opinion/scott-v-perkins-ca2-2005.