Scott v. Paychex Insurance Agency, Inc.

District Court, S.D. Florida·Decided August 16, 2023·No. 0:22-cv-62052·Unknown

Opinion

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF FLORIDA

CASE NO. 22-62052-CIV-ALTONAGA/Strauss

DENNIS SCOTT,

Plaintiff, v.

PAYCHEX INSURANCE AGENCY, INC.,

Defendant. __________________________/

ORDER

THIS CAUSE came before the Court upon Plaintiff, Dennis Scott’s Motion to Exclude the Testimony of Defendant, Paychex Insurance Agency, Inc.’s Expert Witness, Todd Alford [ECF No. 73], filed on June 5, 2023. Defendant filed a Response [ECF No. 86] and accompanying Exhibits in Support [ECF No. 87] (hereinafter “Response Exhibits”); to which Plaintiff filed a Reply [ECF No. 90]. The Court has carefully considered the record, the parties’ written submissions, and applicable law. I. BACKGROUND The Court assumes the reader’s familiarity with the case and provides only the necessary background relevant to this Motion. (See Aug. 8, 2023 Order [ECF No. 121] 2–5).1 This case arises from an allegedly fraudulent or misleading Certificate of Insurance (the “COI”) that Defendant issued to non-party James A. Jones, a general contractor. (See generally Second Am. Compl. (“SAC”) [ECF No. 43]). Jones assigned to Plaintiff any claims it might have against Defendant arising from the COI; Plaintiff asserts those claims here. (See Aug. 8, 2023 Order 2).

1 The Court uses the pagination generated by the electronic CM/ECF database, which appears in the headers of all court filings. Among its numerous defenses, Defendant contests whether Jones reasonably or justifiably relied on the COI and further argues that Jones himself was negligent regarding the use of the COI. (Resp. 3). To that end, Defendant intends to proffer Todd Alford at trial as an expert “to testify as to the best practices for general contractors in obtaining proof of workers compensation insurance

from subcontractors, and verification of coverage, pursuant to industry standards.” (Resp. Exs., Ex. 1, Expert Disclosures [ECF No. 87-1] 3). Alford has worked in the construction industry for almost four decades and holds numerous construction and contracting certifications. (See generally id., Ex. 2, Alford CV [ECF No. 87-2] 1–2). His Report contains a summary of five opinions, as well as additional information regarding evidence he considered and further explanation of his analysis. (See generally Mot., Ex. B, Report [ECF No. 73-2]). In sum, Alford reviewed documentary evidence from this case to offer opinions on the likely identity of Scott’s employer at the time of the accident; the responsibilities of general contractors regarding obtaining and verifying workers’ compensation insurance; and the interactions between insurers, insurance agents, and contractors. (See Report 1–3). Alford’s

opinions about the “best practices and applicable standard of care for general contractors” arise from his expertise. (Resp. 3 (citation omitted)). Plaintiff moves to exclude Alford from testifying at trial under Daubert v. Merrell Dow Pharmaceuticals, Inc., 509 U.S. 579 (1993), and Federal Rule of Evidence 702.2

2 This Order and the parties’ briefing are based solely on the contents of Alford’s Report, because Plaintiff never deposed Alford, cancelling Alford’s deposition just hours before it was scheduled to begin. (See Resp. 8). Plaintiff explains that he saw “no need” to take Alford’s deposition, because the Report “only disclosed a series of inadmissible opinions[.]” (Reply 4 (alteration added)). Plaintiff received Alford’s Report by, at the latest, May 9, 2023. (See Report 1; see generally May 5, 2023 Discovery Order [ECF No. 68]). Plaintiff did not move to exclude Alford until nearly a month later. (See generally Mot.). II. LEGAL STANDARD The Federal Rules of Evidence govern the admissibility and proper scope of expert testimony. Federal Rule of Evidence 702 provides: A witness who is qualified as an expert by knowledge, skill, experience, training, or education may testify in the form of an opinion or otherwise if:

(a) the expert’s scientific, technical, or other specialized knowledge will help the trier of fact to understand the evidence or to determine a fact in issue;

(b) the testimony is based on sufficient facts or data;

(c) the testimony is the product of reliable principles and methods; and

(d) the expert has reliably applied the principles and methods to the facts of the case.

Fed. R. Evid. 702. In Daubert, the Supreme Court explained that Rule 702 requires district courts to ensure “that an expert’s testimony both rests on a reliable foundation and is relevant to the task at hand.” 509 U.S. at 597. Courts must perform this “‘gatekeeping’” function no matter how scientific, technical, or specialized the evidence. United States v. Frazier, 387 F.3d 1244, 1260 (11th Cir. 2004) (quoting Daubert, 509 U.S. at 589 n.7, 597; citing Kumho Tire Co., Ltd. v. Carmichael, 526 U.S. 137, 147 (1999)). “This function inherently requires the trial court to conduct an exacting analysis of the foundations of expert opinions to ensure they meet the standards for admissibility under Rule 702.” Id. (emphasis, alterations, citation, and quotation marks omitted). The Eleventh Circuit requires district courts to conduct a three-part inquiry to determine the admissibility of expert testimony: (1) the expert is qualified to testify competently regarding the matters he intends to address;

(2) the methodology by which the expert reaches his conclusions is sufficiently reliable as determined by the sort of inquiry mandated in Daubert; and (3) the testimony assists the trier of fact, through the application of scientific, technical, or specialized expertise, to understand the evidence or to determine a fact in issue.

MidAmerica C2L Inc. v. Siemens Energy Inc., 25 F.4th 1312, 1326 (11th Cir. 2022) (quoting City of Tuscaloosa v. Harcros Chems., Inc., 158 F.3d 548, 562 (11th Cir. 1998)). The burden is on the proponent of the expert testimony to show, by a preponderance of the evidence, that the testimony satisfies each prong. See Hendrix ex rel. G.P. v. Evenflo Co., Inc., 609 F.3d 1189, 1194 (11th Cir. 2010) (citing Boca Raton Cmty. Hosp., Inc. v. Tenet Health Care, 582 F.3d 1227, 1232 (11th Cir. 2009)). Moreover, an expert’s opinion may “embrace an ultimate issue” of fact, although it may not offer legal conclusions. Fed. R. Evid. 704; see Montgomery v. Aetna Cas. & Sur. Co., 898 F.2d 1537, 1541 (11th Cir. 1990) (“An expert may testify as to his opinion on an ultimate issue of fact . . . . An expert may not, however, merely tell the jury what result to reach.” (alteration added; citations omitted)). That said, “Daubert ‘is not intended to supplant the adversary system or the role of the jury.’” Quiet Tech. DC-8, Inc. v.

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Scott v. Paychex Insurance Agency, Inc., (S.D. Fla. 2023).

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