Scott v. Hammock

870 P.2d 947, 233 Utah Adv. Rep. 40, 1994 Utah LEXIS 17, 1994 WL 67391
CourtUtah Supreme Court
DecidedMarch 4, 1994
Docket910112
StatusPublished
Cited by22 cases

This text of 870 P.2d 947 (Scott v. Hammock) is published on Counsel Stack Legal Research, covering Utah Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Scott v. Hammock, 870 P.2d 947, 233 Utah Adv. Rep. 40, 1994 Utah LEXIS 17, 1994 WL 67391 (Utah 1994).

Opinion

STEWART, Associate Chief Justice:

The United States District Court for the District of Utah certified to this Court the following question of law: “Whether non-penitential communications between a lay person and a clergyman are privileged under Utah law.” We accepted the certification pursuant to Utah Code Ann. § 78-2-2(1) (1992 & Supp.1993). We hold that nonpeni-tential communications are privileged under Utah law if they are intended to be confidential and are made for the purpose of seeking spiritual counseling, guidance, or advice from a cleric acting in his or her professional role and pursuant to the discipline of his or her church.

Michelle Scott filed a complaint in federal district court against her adoptive father, Steven Hammock, alleging that he had intentionally and recklessly inflicted emotional and psychological distress on her by physically and sexually abusing her for a period of more than ten years beginning in 1972 when she was five years old. In 1983, prior to the filing of the civil complaint, Steven Hammock was charged criminally with four counts of forcible sexual abuse against Scott and her sister. Hammock pleaded guilty to two counts of attempted forcible sexual abuse. He was subsequently excommunicated from the Church of Jesus Christ of Latter-day Saints (LDS Church).

While the criminal charges were pending, Hammock had three conversations with his bishop. 1 One took place in the bishop’s church office with no one else present. The other two conversations took place in Hammock’s home. Hammock’s wife was present during one of the communications. When Scott took Hammock’s deposition in the civil suit, Hammock invoked the clergy-penitent privilege and refused to disclose the substance of his communications with the bishop, except to say that the communications were not made in the context of his confessing or seeking forgiveness. The record is therefore clear that his communications to the bishop were not “penitential.”

After Hammock invoked the clergy-penitent privilege, Scott subpoenaed documents from the LDS Church relating to Hammock’s excommunication proceeding and communications referring to the abuse of Hammock’s children. The Church moved to quash the subpoena on the ground that the information sought was privileged under the clergy-penitent privilege as stated in Utah Code Ann. § 78-24-8(3). Hammock then filed a motion for a protective order against the disclosure of the substance of his discussions with his bishop.

In granting the two motions, United States Magistrate Judge Ronald N. Boyce, in a lengthy and scholarly opinion on the scope of the Utah clergy-penitent privilege, held that the communications between Hammock and his bishop and the church documents relating to his excommunication proceeding were privileged under Utah Code Ann. § 78-24-8(3). Scott v. Hammock, 133 F.R.D. 610 (D.Utah 1990). Scott objected to the decision, and United States District Judge David A. Sam certified to this Court the question of whether nonpenitential communications to clergy are protected by the Utah clergy-penitent privilege from compelled disclosure in a legal proceeding.

When Scott filed her action, Rule 501 of the Utah Rules of Evidence, promulgated by this Court in 1983, provided that evidentiary privileges were governed “by the common law, except as modified by statute or court *950 rule.” Section 78-24-8(3) was then in effect and therefore governs the scope of the clergy-penitent privilege issue in this case. 2 That provision states:

A clergyman or priest cannot, without the consent of the person making the confession, be examined as to any confession made to him in his professional character in the course of discipline enjoined by the church to which he belongs.

This provision was enacted in 1870 and since then has remained virtually unchanged. 1870 Acts, Resolutions, and Memorials, tit. 11, ch. 1, § 381; 1876 Compiled Laws, tit. 11, ch. 1, § 381.

Under the language of § 78-24-8(3), a communication is privileged if the communication (1) is a confession, (2) made to a clergyman or priest in his professional character, and (3) made in the course of discipline enjoined by the church to which the clergyman or priest belongs. The precise issue before us is whether a nonpenitential communication made to a cleric by a church member may be a “confession” as that term is used in § 78-24-8(3).

Scott argues that the statute must be strictly construed and that by definition the term “confession” means a penitential communication in which an admission of wrongdoing is made. 3 She points to LDS scripture *951 to establish that confession of sin is an important principle in LDS doctrine and asserts that because the communications Hammock had with his bishop were not penitential, they were not confessions and therefore not privileged.

The LDS Church and Hammock argue that a broader construction is necessary to avoid discriminating against religious denominations that do not require formal confessions, but whose doctrine and practice require their clerics to provide confidential spiritual counseling, guidance, and advice to their parishioners. The LDS Church points out that many religious denominations, including a number of Protestant churches, teach that admission of wrongdoing is an important part of their religious doctrine and practice, but have no formal requirement for making admissions of wrongdoing to a cleric. In addition, the LDS Church argues that whether or not formal penitential confessions are required by a denomination, the role of a cleric in providing spiritual guidance and counseling cannot properly be limited to formal confessions and the law ought to recognize that fact. With respect to its own doctrine and practice, the LDS Church states that its members are required to engage in a process of repentance by which confidential admissions of wrongdoing may be made to a bishop or stake president at the beginning, during, or at the end of the repentance process and that confidential nonpenitential communications between a bishop or stake president and members of the LDS Church are an essential part of that process. Indeed, the LDS Church asserts that according to its course of discipline, it is impossible to separate a specific “penitential confession” from the process of providing religious and spiritual counseling, guidance, and admonishment intended to persuade a church member to forsake and make amends for wrongful conduct.

The term “confession” in § 78-24-8(3) is not defined by the statute. Scott seems to argue that the term “confession” means a formal, specific type of religious practice, such as occurs in the Catholic Church. Such a restricted meaning is not required by the statute. In common parlance, the word “confess” is used in several ways. It may mean simply “to disclose or acknowledge (something damaging or inconvenient to oneself).”

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Bluebook (online)
870 P.2d 947, 233 Utah Adv. Rep. 40, 1994 Utah LEXIS 17, 1994 WL 67391, Counsel Stack Legal Research, https://law.counselstack.com/opinion/scott-v-hammock-utah-1994.