Scott v. Carter-Wallace, Inc.

147 A.D.2d 33, 541 N.Y.S.2d 780, 1989 N.Y. App. Div. LEXIS 6839, 53 Empl. Prac. Dec. (CCH) 39,827, 49 Fair Empl. Prac. Cas. (BNA) 1475
CourtAppellate Division of the Supreme Court of the State of New York
DecidedMay 23, 1989
StatusPublished
Cited by34 cases

This text of 147 A.D.2d 33 (Scott v. Carter-Wallace, Inc.) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Scott v. Carter-Wallace, Inc., 147 A.D.2d 33, 541 N.Y.S.2d 780, 1989 N.Y. App. Div. LEXIS 6839, 53 Empl. Prac. Dec. (CCH) 39,827, 49 Fair Empl. Prac. Cas. (BNA) 1475 (N.Y. Ct. App. 1989).

Opinion

OPINION OF THE COURT

Wallach, J.

Under Executive Law § 297 (9), a person claiming to be aggrieved by an unlawful discriminatory practice who elects to file a complaint with the State Division of Human Rights (State Division) is barred from pursuing a remedy in State court. We now hold that a grievant who files a charge of discrimination with the Equal Employment Opportunity Commission (EEOC) — the Federal agency empowered to enforce title VII of the Civil Rights Act of 1964 (42 USC § 20000e et seq.) (title VII), and to which resort must be had before an action under title VII for employment discrimination can be brought in Federal court (42 USC § 2000e-5 [f] [1]) — is similarly barred from State court. The right to bring an action in State court should not depend on which agency the grievant files with, the decision to file with one rather than the other being more likely than not fortuitous.

Title VII is designed to supplement State and local legislation prohibiting employment discrimination by affording relief to victims of employment discrimination who do not obtain adequate relief in State and local forums (New York Gaslight Club v Carey, 447 US 54, 63-65, 67). Toward this end, title VII provides that where there exists a State or local agency authorized to grant or seek relief against employment discrimination, no charge may be filed with the EEOC before the expiration of 60 days after proceedings have been commenced under State or local law, unless such proceedings are earlier terminated (42 USC § 2000e-5 [c]). Read literally, such a condition might seem to require the EEOC to reject a charge not first filed with the appropriate State or local agency, but instead the EEOC has developed the practice of automatically referring such a charge to the State or local agency and holding its own formal filing of the charge in "suspended animation” for the 60-day deferral period (New York Gaslight Club v Carey, supra, at 64). This system of referral and deferral insures compliance with procedural requirements not [35]*35likely to be appreciated by most grievants (see, Voutsis v Union Carbide Corp., 452 F2d 889, 892), and was approved by the United States Supreme Court as particularly appropriate given a statutory scheme in which laymen, unassisted by counsel, generally initiate the process (Love v Pullman Co., 404 US 522). Another significant feature of title VII for purposes of this appeal is the right of a grievant to sue de novo in court even when a charge has been dismissed by the EEOC as groundless (42 USC § 2000e-5 [f] [1]).

New York State’s Human Rights Law (Executive Law § 290 et seq.) permits a person claiming to be aggrieved by an unlawful discriminatory practice to seek relief from any court of appropriate jurisdiction, or from the State Division or any local commission on human rights, but not both, unless an administrative proceeding is dismissed on the ground of administrative convenience, in which event a court action may then be commenced (Executive Law § 297 [9]). There is a right to CPLR article 78-type review of an adverse administrative determination (Executive Law § 298), but, unlike title VII, no right to sue de novo in court. Indeed, the election required by the statute to proceed either judicially or administratively is strictly enforced. Thus, once a grievance is taken to the State Division, the election to do so cannot be undone through the simple expedient of dropping the proceedings before that agency and commencing an action in court (Emil v Dewey, 49 NY2d 968).

The interrelationship between title VII’s deferral prerequisite and the Human Rights Law’s forum election requirements has created an "anomaly” for the Federal courts relating to the exercise of their pendent jurisdiction over State law claims under the Human Rights Law. A grievant desirous of pursuing his Federal remedies under title VII cannot gain access to Federal court unless he, or the EEOC on his behalf, first files a complaint with the State Division. However, under the Human Rights Law, a filing with the State Division ipso facto results in loss of the right to sue in State court. Since a Federal court will not exercise pendent jurisdiction unless the pendent claim is cognizable in State court, compliance with title VII’s deferral prerequisite for bringing an action in Federal court would seem necessarily to result in loss of the right to have the Human Rights Law claim heard in Federal court as well as State court. The Federal claim under title VII would proceed to Federal court once the State Division and the EEOC are finished with it, but the State claim under the [36]*36Human Rights Law would have to remain in the State Division (Hunnewell v Manufacturers Hanover Trust Co., 628 F Supp 759, 761, applying the Age Discrimination in Employment Act [29 USC § 621 et seq.], which has a deferral prerequisite similar to that of title VII [29 USC § 633 (b)]; see also, Meschino v International Tel. & Tel. Corp., 563 F Supp 1066, 1074 [by complying with the deferral prerequisite of the Federal statute, "a plaintiff necessarily runs afoul of the state’s procedural requirements for bringing the state employment discrimination claim in court.”]). Whether a Federal court exercises pendent jurisdiction over a Human Rights Law claim is of crucial significance to an aggrieved person since only equitable remedies are available under title VII whereas damages, and the consequent right to a jury trial, are available under the Human Rights Law (see, O’Brien v King World Prods., 669 F Supp 639, 641-642; People v Holiday Inns, 656 F Supp 675, 684; Alveari v American Intl. Group, 590 F Supp 228, 232).

Endeavoring to justify the exercise of pendent jurisdiction over Human Rights Law claims, and relying upon the only State court case on point (Rodriguez v Altman & Co., NYLJ, May 7, 1984, at 14, col 2 [Sup Ct, NY County, Wallach, J.]), the Federal courts appear close to a consensus that the effect of Executive Law § 297 (9) is to bar from court only grievants who personally file with the State Division and to permit access to those whose filing is done for them by the EEOC (Kaczor v City of Buffalo, 657 F Supp 441, 446-448, and cases cited therein; see also, O’Brien v King World Prods., supra, at 640). The theory, of course, is that when the EEOC automatically files a charge with the State agency, the grievant has no choice in the matter, and thus cannot be said to have exercised his right of election under Executive Law § 297 (9).

Plaintiff filed a charge with the EEOC alleging that defendant discriminated against her in her employment on account of race. The EEOC immediately referred the charge to the State Division, advising plaintiff in a form letter to cooperate with that agency since the findings and orders of a local agency are generally adopted by the EEOC, although a grievant is "entitled to request” a "Substantial Weight Review” of a local agency’s "final finding”. The State Division undertook to process plaintiff’s complaint, but in the midst of that process, approximately 10 months after the referral, plaintiff instituted this action in State court alleging employment discrimination and seeking remedies under both title VII and [37]*37the Human Rights Law. Simultaneously, she advised the State Division that she desired to discontinue the proceedings then pending before it, a request that was granted in an "order of withdrawal”.

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147 A.D.2d 33, 541 N.Y.S.2d 780, 1989 N.Y. App. Div. LEXIS 6839, 53 Empl. Prac. Dec. (CCH) 39,827, 49 Fair Empl. Prac. Cas. (BNA) 1475, Counsel Stack Legal Research, https://law.counselstack.com/opinion/scott-v-carter-wallace-inc-nyappdiv-1989.