Schwartz v. Owens

134 P.3d 455, 2005 Colo. App. LEXIS 1673, 2005 WL 2680516
CourtColorado Court of Appeals
DecidedOctober 20, 2005
DocketNo. 04CA1270
StatusPublished
Cited by8 cases

This text of 134 P.3d 455 (Schwartz v. Owens) is published on Counsel Stack Legal Research, covering Colorado Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Schwartz v. Owens, 134 P.3d 455, 2005 Colo. App. LEXIS 1673, 2005 WL 2680516 (Colo. Ct. App. 2005).

Opinion

HAWTHORNE, J.

Plaintiff, Robert Schwartz, appeals from the trial court orders denying his request to have defendant, Governor Bill Owens, served with process at state expense and assessing court costs against plaintiff. We affirm.

Plaintiffs complaint alleges that he filed a petition for clemency with the Governor on May 28, 2002. To date he has received no response, even after he sent several postpetition letters requesting one.

After not receiving a response for more than a year, plaintiff filed the instant action under C.R.C.P. 106, seeking an order compelling the Governor to consider his petition and reduce his sentence or, in the alternative, to set this matter for a hearing.

Plaintiff filed a motion to proceed in forma pauperis, which the trial court granted. He then filed a motion requesting service of process on the Governor at state expense. After reviewing plaintiffs complaint, the trial court denied the motion, ruling that plaintiff failed to state a claim because inmates have no due process right to clemency proceedings. The court then imposed $136 in costs on plaintiff. This appeal ensued.

I.

As an initial matter, we reject plaintiffs contention that the trial court abandoned its duty to act as a detached arbiter in this matter because the trial court “sua sponte” dismissed his complaint for failure to state a claim upon which relief could be granted.

A trial court should normally refrain from dismissing a complaint for failure to state a claim unless the deficiency is brought to its attention by the parties through pleadings or motions. Rubins v. Plummer, 813 P.2d 778 (Colo.App.1990). However, there are cases where dismissal of a claim may be proper even where no motion requesting dismissal has been filed. ISG, LLC v. Arkansas Valley Ditch Ass’n, 120 P.3d 724 (2005). If the court is inclined to dismiss a complaint sua sponte, it should, as a matter of fundamental fairness, if not due process, give the plaintiff an opportunity to persuade the court that dismissal is not proper. Rubins v. Plummer, supra, 813 P.2d at 779.

Even a technically flawed dismissal may be affirmed if it was entered as a matter of law and the party that lost its claim had adequate opportunity but did not offer any evidence or argument on which the claim could have survived. See ISG, LLC v. Arkansas Valley Ditch Ass’n, supra. In addition, under appropriate circumstances, a reviewing court may resolve, as a matter of law, whether a plaintiff has failed to state a claim upon which relief can be granted. W.O. Brisben Cos. v. Krystkowiak, 66 P.3d 133 (Colo.App.2002) (trial court’s order of dismissal, which did not grant plaintiff an opportunity to amend its pleadings, affirmed where the record indicated that there was no possibility that plaintiff could set forth a claim for which relief could be granted), aff'd, 90 P.3d 859 (Colo.2004).

Here, the trial court dismissed plaintiffs complaint after it reviewed the pleading pursuant to § 13-17.5-103, C.R.S.2005, the statute which governs the assessment of filing fees and costs in inmate lawsuits. That section provides in pertinent part:

(1) ... If the inmate account demonstrates that the inmate has sufficient funds to pay the filing fee, or if the action on its face is frivolous, groundless, or malicious, or fails to state a claim upon which relief may be granted or seeks monetary relief from a defendant who is immune from such relief, the motion to proceed as a poor person shall be denied.

This statute requires the trial court to determine whether an inmate’s suit is frivolous, groundless, or malicious or fails to state a claim for relief for purposes of determining whether to grant a motion to proceed as a poor person. Thus, when the trial court analyzed plaintiffs complaint and determined that it failed to state a claim for relief, it was not acting as an advocate, but was merely complying with its statutory duty.

As is shown below, our own analysis confirms that plaintiff did not, and could not, state a claim which could survive a motion to dismiss. Thus, even assuming that it was [458]*458improper for the trial court to dismiss plaintiff’s complaint sua sponte here, our own view of the statutory framework demonstrates that there was no possibility that his suit could go forward. We therefore affirm the trial court’s order of dismissal.

II.

Plaintiff contends that the trial court erred when it dismissed his complaint on the basis that he was not entitled to due process in regard to a response to or hearing on his clemency application. We disagree.

Prisoners have no federal constitutional or fundamental right to a clemency proceeding. Herrera v. Collins, 506 U.S. 390, 414, 113 S.Ct. 853, 867, 122 L.Ed.2d 203 (1993); Connecticut Bd. of Pardons v. Dumschat, 452 U.S. 458, 464, 101 S.Ct. 2460, 2464, 69 L.Ed.2d 158 (1981); Duvall v. Keating, 162 F.3d 1058, 1060 (10th Cir.1998); Joubert v. Nebraska Bd. of Pardons, 87 F.3d 966, 968 (8th Cir.1996).

Nonetheless, a state can create an additional right to some form of due process. Connecticut Bd. of Pardons v. Dumschat, supra, 452 U.S. at 463, 101 S.Ct. at 2464; see also Duvall v. Keating, supra (analyzing prisoner’s claimed due process right to clemency proceeding under the Oklahoma Constitution).

Article IV, § 7 of the Colorado Constitution provides in pertinent part:

The governor shall have power to grant reprieves, commutations and pardons after conviction, for all offenses except treason, and except in case of impeachment, subject to such regulations as may be prescribed by law relative to the manner of applying for pardons, but he shall in every case where he may exercise this power, send to the general assembly at its first session thereafter, a transcript of the petition, all proceedings, and the reasons for his action.

Article IV, § 7 gives the Governor the exclusive power to grant reprieves, commutations, and pardons after conviction. People v. Davis, 186 Colo. 186, 188, 526 P.2d 312, 313 (1974); People ex rel. Dunbar v. Dist. Court, 180 Colo. 107, 111, 502 P.2d 420, 422 (1972); People v. Lyons, 44 Colo.App. 126, 127-28, 618 P.2d 673, 675 (1980).

However, the Governor’s power is constitutionally limited in three respects. First, the Governor’s power to grant reprieves, commutations, and pardons may not be exercised in eases involving convictions for treason.

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Bluebook (online)
134 P.3d 455, 2005 Colo. App. LEXIS 1673, 2005 WL 2680516, Counsel Stack Legal Research, https://law.counselstack.com/opinion/schwartz-v-owens-coloctapp-2005.