Schupper v. Smith

128 P.3d 323, 2005 Colo. App. LEXIS 2044, 2005 WL 3434601
CourtColorado Court of Appeals
DecidedDecember 15, 2005
Docket03CA1963
StatusPublished
Cited by6 cases

This text of 128 P.3d 323 (Schupper v. Smith) is published on Counsel Stack Legal Research, covering Colorado Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Schupper v. Smith, 128 P.3d 323, 2005 Colo. App. LEXIS 2044, 2005 WL 3434601 (Colo. Ct. App. 2005).

Opinion

TAUBMAN, J.

In this case concerning allegations of pros-ecutorial misconduct, plaintiff, Sanford B. Schupper, appeals the trial court's judgment in favor of defendant, Jeanne Smith, denying his motion to appoint a special prosecutor. Schupper also appeals the trial court's order dismissing defendants, William Edie, Robyn Cafasso, Linda Dix, Robert Sexton, Adam Rodgers, Ann Kaufman, David Zook, and the Office of the District Attorney for El Paso County. In addition, Smith cross-appeals the trial court's earlier order directing her to testify and refusing to dismiss Schupper's complaint. We affirm.

In 2001, Schupper was a criminal defendant charged with securities fraud and other offenses by the Office of the District Attorney for El Paso County.

In July 2001, Assistant District Attorneys Edie and Cafasso met to discuss discovery with Dix, their investigator; Rodgers, a witness in Schupper's case; and Kaufman, Rodgers's attorney. During the meeting, Rodgers disclosed to the other participants that he had resigned around February 2001 as a director and president of Schupper's corporation, McDonald Capital, Inc. The tape recording of the discovery session unequivocally shows that Rodgers stated he had resigned from McDonald Capital and that the assistant district attorneys had verified that Rodgers was no longer an officer or director of McDonald Capital on the records for that company filed with the Delaware Secretary of State. Despite knowing that Rodgers had resigned, Edie asked him to provide a "search waiver" to certain financial institutions to permit the district attorney's office to obtain copies of MeDonald Capital's finan-clal statements relating to the pending charges against Schupper. Rodgers signed such a waiver on or about January 31, 2002.

*325 Later in 2002, the assistant district attorneys sent a copy of the search waiver along with a cover letter to numerous financial and investment institutions. The assistant district attorneys used documents obtained from these institutions in a trial court hearing in an unsuccessful attempt to prove that Schupper did not qualify for court-appointed counsel.

Schupper filed a complaint against Smith, Edie, Cafasso, Zook, Dix, the Office of the District Attorney for El Paso County, Rodgers, and Kaufman, requesting the appointment of a special prosecutor pursuant to § 16-5-209, C.R.8.2005, to prosecute defendants for prosecutorial misconduct and the commission of numerous felonies. Schupper also filed an amended complaint to include Robert Sexton, an agent of the Colorado Bureau of Investigation, as a defendant.

The trial court granted a motion to dismiss for failure to state a claim in favor of Edie, Cafasso, Zook, Dix, Sexton, Rodgers, and Kaufman. However, Smith, the District Attorney for El Paso County, was not dismissed as a defendant.

The trial court denied Schupper's motion for the issuance of subpoenas to Smith, Caf-asso, Zook, Dix, Kaufman, Sexton, and Edie.

In response to the trial court's order pursuant to § 16-5-209, Smith filed a written explanation as to why she decided not to prosecute the other defendants. The trial court also heard Smith's in-court testimony about her decision not to prosecute, denied the motion to appoint a special prosecutor, and refused to order Smith to file criminal charges against the other defendants. This appeal followed.

I. Petition to Appoint Special Prosecutor

Schupper contends that the trial court erred in denying his petition to appoint a special prosecutor because he was not granted a full evidentiary hearing or the opportunity to conduct discovery and call witnesses. We disagree.

Whether Schupper was entitled to a full evidentiary hearing turns on the interpretation of § 16-5-209, C.R.S.2005. In Moody v. Larsen, 802 P.2d 1169 (Colo.App.1990), a division of this court concluded that the version of § 16-5-209 then in effect called for the usual type of hearing in which both parties are given the opportunity to present evidence and argument. At the time Moody was decided, the former § 16-5-209 stated:

The judge of a court having jurisdiction of the alleged offense, upon affidavit filed with him alleging the commission of a crime and the unjustified refusal of the prosecuting attorney to prosecute any person for the crime, may require the prosecuting attorney to appear before him and explain his refusal. If after a hearing, the judge finds that the refusal of the prosecuting attorney to prosecute was arbitrary or capricious and without reasonable excuse, he may order the prosecuting attorney to file an information and prosecute the case or may appoint a special prosecutor to do so.

Colo. Sess. Laws 1977, ch. 214 at 858 (emphasis added). However, since Moody was decided, § 16-5-209 has been amended, inter alia, to eliminate the words "a hearing" and to insert other words, as follows:

If after that proceeding, based on the competent evidence in the affidavit, the explanation of the prosecuting attorney, and any argument of the parties, the judge finds that the refusal of the prosecuting attorney ....

(Emphasis added.)

In construing a statute, courts strive to give effect to the intent of the legislature and adopt the statutory construction that best effectuates the purposes of the legislative scheme, looking first to the plain language of the statute. Spahmer v. Gullette, 113 P.3d 158 (Colo.2005). If statutory language is ambiguous, courts may rely on legislative history to discern the legislature's intent. Consumer Crusade, Inc. v. Affordable Health Care Solutions, Inc., 121 P.3d 350 (Colo.App.2005). If the General Assembly amends a statute, an intent to change the law is generally presumed. Grynberg v. Colo. Oil & Gas Conservation Comm'n, 7 P.3d 1060 (Colo.App.1999).

The word "proceeding" is capable of several conflicting definitions; some are broad, *326 and others are more narrow. Black's Law Dictionary 1241 (8th ed.2004) defines the word both as "the regular and orderly progression of a lawsuit, including all acts and events between the time of commencement and the entry of judgment" and as "an act or step that is part of a larger action." Accordingly, we conclude that for the purpose of interpreting §$ 16-5-209, the word "proceeding" is ambiguous.

Here, § 16-5-209 was amended by House Bill 1216 in 2000, and the legislative history shows that the General Assembly intended to overrule Moody by eliminating the right to formal discovery and by providing for an evidentiary hearing at the trial court's discretion, once it had considered the petitioner's affidavit; the explanation of the district attorney, if required by the trial court; and any argument of the parties. Hearings on H.B. 00-1216 before the Subcomm. of the House Jud. Comm., 62d General Assembly, Ist Sess. (Jan. 20, 2000) (House Hearings); Hearings on H.B. 00-1216 before the Sub-comm. of the Senate Jud.

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Bluebook (online)
128 P.3d 323, 2005 Colo. App. LEXIS 2044, 2005 WL 3434601, Counsel Stack Legal Research, https://law.counselstack.com/opinion/schupper-v-smith-coloctapp-2005.