Schullman v. State Bar

516 P.2d 865, 10 Cal. 3d 526, 111 Cal. Rptr. 161, 1973 Cal. LEXIS 167
CourtCalifornia Supreme Court
DecidedDecember 20, 1973
DocketL.A. 30145
StatusPublished
Cited by23 cases

This text of 516 P.2d 865 (Schullman v. State Bar) is published on Counsel Stack Legal Research, covering California Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Schullman v. State Bar, 516 P.2d 865, 10 Cal. 3d 526, 111 Cal. Rptr. 161, 1973 Cal. LEXIS 167 (Cal. 1973).

Opinion

Opinion

THE COURT.

— Alexander H. Schullman petitions for review after the State Bar Disciplinary Board found him guilty of professional misconduct 1 and recommended that he be suspended from the practice of law for two years.

This proceeding concerns three separate instances of misconduct. Petitioner is charged with failing to perform legal services after accepting a *529 $100 retainer to handle a case for the Regis H. Millers of Pittsburgh, Pennsylvania (hereinafter referred to as the Miller matter), with failing to take any legal action after being paid $500 by Maurice Stein to reopen a lawsuit that had been dismissed by the Los Angeles Superior Court (hereinafter referred to as the Stein matter), and, finally, with failing to file a malicious prosecution suit on behalf of Tulio M. Ortiz, who paid petitioner $250 to do so (hereinafter referred to as the Ortiz matter). In each instance, petitioner retained his fee despite failing to perform any services for his clients.

The local administrative committee 2 did not find misconduct in the Miller matter, but sustained the other charges against petitioner, and recommended a one-year suspension with four years of probation. The disciplinary board, however, found petitioner culpable on all three counts, recommending a two-year suspension.

Petitioner now raises two broad claims. He contends that the evidence does not support the board’s findings and that he did not receive a fair and impartial hearing. This latter contention is based on several grounds. Petitioner claims bias because the State Bar uses its members, employees and officers to conduct disciplinary hearings instead of hiring independent, full time personnel for that job. He also asserts bias because the local administrative committee, prior to reaching a decision on petitioner’s present culpability, considered his prior disciplinary record and set a date for the disciplinary phase of the hearing. All of these contentions lack merit.

1. The evidence supports the findings of fact.

This court is not bound by the findings and recommendations of the disciplinary board. We may independently review the record, weigh the sufficiency of the evidence and, in appropriate cases, impose disciplinary sanctions different from those urged by the State Bar. (Glickman v. State Bar (1973) 9 Cal.3d 179, 184 [107 Cal.Rptr. 65, 507 P.2d 953]; Sturr v. State Bar (1959) 52 Cal.2d 125, 127 [338 P.2d 897].)

Petitioner, however, bears the burden of showing that the board’s action is erroneous or unlawful. (In re Higbie (1972) 6 Cal.3d 562, 569 [99 Cal.Rptr. 865, 493 P.2d 97]; Alkow v. State Bar (1971) 3 Cal.3d 924, 934 [92 Cal.Rptr. 278, 479 P.2d 638]; Simmons v. State Bar (1970) 2 Cal.3d 719, 728-729 [87 Cal.Rptr. 368, 470 P.2d 352]; Lee v. State Bar (1970) 2 Cal.3d 927-929 [88 Cal.Rptr. 361, 472 P.2d 449].) Petitioner has failed to meet this burden. Our review of the record reveals substantial evidence in support of the board’s findings.

*530 a. The Miller matter.

On March 15, 1966, A. Morris Ginsburg, a Pennsylvania attorney, referred to petitioner a civil dispute involving two of Ginsburg’s clients, Mr. and Mrs. Regis H. Miller. Ginsburg informed petitioner that the Millers had deposited $1,000 with a Los Angeles real estate brokerage towards the purchase of a home. The transaction never materialized, and the Millers believed they were entitled to a refund of their deposit. Ginsburg asked if petitioner could handle the case, and, if so, on what basis.

Two months later, on May 17, 1966, petitioner wrote to Ginsburg and offered to pursue the Millers’ claim. He stated that if suit were necessary, he would contact Ginsburg and the Millers would be called upon to advance the costs. A week later, on May 25,1966, Ginsburg forwarded all the documents relating to the case, and suggested a 35 percent contingent fee, with the Millers to advance costs. Ginsburg stated that if this proposal met with petitioner’s approval he would obtain a “contingent fee letter” from the Millers.

Qn July 1, 1966, petitioner responded, stating: “I regret the delay in ■responding but the terms of your letter of May 25, 1966, are satisfactory. Please transmit to me contingent fee letter, which provides for our mutual sharing of the contingent fee; and, of course, the filing fee in the Superior Court is $20.50; there would be a service of process cost on the defendants.

“If your client can afford it, I would recommend that he advance $100 against costs and if successful, we would apply the overcharge against our fee, and if unsuccessful, he would be entitled to the return of same.” (Italics added.)

A month later, Ginsburg forwarded the requested $100 cost advance as well as a power of attorney from the Millers authorizing petitioner to proceed with their claim.

A few months later, on November 15, 1966, Ginsburg requested a status report. Petitioner replied on November 18, 1966, indicating that he had given the case to one of his associates. Petitioner said he hoped to expedite the matter and that he would advise Ginsburg shortly regarding any further progress. Petitioner did not identify the associate to whom he had given the case.

Ginsburg wrote to petitioner four times during 1967 and early 1968 requesting further status reports. Petitioner did not respond. Finally, on December 31, 1968, over two years after the referral, Ginsburg wrote a certified letter to petitioner requesting a refund of the retainer.

*531 Attempting to justify retention of the fee, petitioner testified that one of his associates “handled the. matter as well as he could.” The record indicates, however, that petitioner never saw the file after giving it to an associate, that he did not know when he had given the case to an associate, and that he did not know which associate handled the claim. He presented no documentary evidence to indicate that he or anyone else in his office had ever done anything on the case.

b. The Stein matter.

For 18 years, Maurice Stein worked as an employee of Red Arrow Bonded Messenger Corporation. In July 1969, the company discharged him from employment. Later that year, Stein retained an attorney, Herbert M. Porter, who filed a complaint on'Stein’s behalf against the corporation, charging breach of an oral employment contract and religious discrimination.

The employer demurred to the complaint.

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Bluebook (online)
516 P.2d 865, 10 Cal. 3d 526, 111 Cal. Rptr. 161, 1973 Cal. LEXIS 167, Counsel Stack Legal Research, https://law.counselstack.com/opinion/schullman-v-state-bar-cal-1973.