Scholz v. Epstein

341 Conn. 1
CourtSupreme Court of Connecticut
DecidedSeptember 29, 2021
DocketSC20492
StatusPublished
Cited by12 cases

This text of 341 Conn. 1 (Scholz v. Epstein) is published on Counsel Stack Legal Research, covering Supreme Court of Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Scholz v. Epstein, 341 Conn. 1 (Colo. 2021).

Opinion

*********************************************** The “officially released” date that appears near the be- ginning of each opinion is the date the opinion will be pub- lished in the Connecticut Law Journal or the date it was released as a slip opinion. The operative date for the be- ginning of all time periods for filing postopinion motions and petitions for certification is the “officially released” date appearing in the opinion.

All opinions are subject to modification and technical correction prior to official publication in the Connecticut Reports and Connecticut Appellate Reports. In the event of discrepancies between the advance release version of an opinion and the latest version appearing in the Connecticut Law Journal and subsequently in the Connecticut Reports or Connecticut Appellate Reports, the latest version is to be considered authoritative.

The syllabus and procedural history accompanying the opinion as it appears in the Connecticut Law Journal and bound volumes of official reports are copyrighted by the Secretary of the State, State of Connecticut, and may not be reproduced and distributed without the express written permission of the Commission on Official Legal Publica- tions, Judicial Branch, State of Connecticut. *********************************************** STEPHEN W. SCHOLZ v. JUDA J. EPSTEIN (SC 20492) Robinson, C. J., and McDonald, D’Auria, Kahn, Ecker and Keller, Js.

Syllabus

The plaintiff, S, sought to recover damages from the defendant attorney for alleged statutory (§ 52-564) theft in connection with the defendant’s conduct during prior judicial proceedings involving the foreclosure of a municipal lien filed against S’s real property. The defendant, acting as B Co.’s attorney, commenced the prior action to foreclose the lien, which B Co. had purchased from a municipality. During the foreclosure action, S was defaulted for failure to appear, and the court thereafter rendered a judgment of strict foreclosure. After the running of the law days, and approximately six months after title vested in B Co., the defendant filed a certificate of foreclosure in the municipal land records. B Co. subsequently sold the property to a third party. S alleged in the present action that the defendant, with the intent to deprive S of his property or to appropriate the property to B Co., had perpetrated a fraud on the trial court during the foreclosure proceedings by knowingly making materially false representations about the state marshal’s inabil- ity to serve process on S and about the value of S’s property, which purportedly led the court to render the foreclosure judgment. The trial court granted the defendant’s motion to dismiss the present action for lack of subject matter jurisdiction, concluding that, because all of the defendant’s alleged conduct occurred during the foreclosure proceed- ings, S’s statutory theft claim was barred by the litigation privilege, which affords attorneys absolute immunity from liability for certain statements made or conduct during judicial proceedings. The Appellate Court affirmed the trial court’s judgment, concluding that all of the defendant’s allegedly wrongful conduct occurred within the underlying foreclosure proceedings and that the balancing of policy considerations weighed in favor of applying absolute immunity to S’s claim of statutory theft. On the granting of certification, S appealed. Held: 1. The Appellate Court correctly determined that the litigation privilege afforded the defendant absolute immunity from liability for statutory theft, this court having concluded, after considering the underlying pur- pose of the judicial proceedings, the similarity between statutory theft and claims of defamation and fraud, and the availability of other reme- dies, that the policy considerations raised by the parties supported applying absolute immunity to S’s statutory theft claim: a. S’s statutory theft claim did not challenge or subvert the purpose of the underlying foreclosure proceeding but, instead, challenged the defendant’s role as an advocate for his client, B Co., in a judicial proceed- ing, which S acknowledged was properly brought in light of his failure to pay his property taxes, and the litigation privilege absolutely bars causes of action arising from attorney advocacy; moreover, it was clear from the elements of statutory theft, which requires a plaintiff to establish that the defendant stole the plaintiff’s property or received and concealed stolen property, that S’s claim of statutory theft did not challenge the purpose of the underlying foreclosure proceeding; furthermore, S’s statu- tory theft claim was premised on the defendant’s allegedly false or mis- leading communications to the court during that proceeding, and communication is a necessary advocacy tool that the litigation privilege protects, regardless of the false or malicious nature of the communi- cation. b. The fact that S’s statutory theft claim was more akin to claims of defamation and fraud, which are protected by the litigation privilege, than to claims of vexatious litigation and abuse of process, which are not protected by the litigation privilege, militated in favor of applying the privilege in the present case: S’s statutory theft claim, like a defama- tion claim, was premised on the communication of false statements, and S alleged that the defendant fraudulently took his property by false pretenses, which constitutes statutory theft under this court’s case law interpreting § 52-564; moreover, it was of no consequence that the defen- dant made the false statements at issue to a court rather than to S himself, as the plaintiff’s statutory theft claim was nonetheless premised on false communications. c. Certain alternatives, other than civil liability, including the filing of a grievance against the defendant or a collateral action challenging the defendant’s allegedly fraudulent actions, were available to the plaintiff to address the defendant’s alleged conduct; moreover, the plaintiff did not cite to any federal or state precedent holding that absolute immunity does not apply to a claim of statutory theft or a similar type of claim. 2. The plaintiff could not prevail on his claim that, even if the litigation privilege applies to claims of statutory theft, it was inapplicable in the present case to the extent that the defendant’s delayed recording of the certificate of foreclosure on the land records and his role in the subse- quent sale of the property purportedly occurred outside the scope of the foreclosure action: the defendant, in his capacity as B Co.’s attorney in the foreclosure proceeding, was required by statute (§ 49-16) to record the foreclosure certificate on the land records, and, thus, that act was conducted in connection with, and as a required step in, the foreclosure proceeding; moreover, with respect to the defendant’s conduct in assisting B Co. with the sale of the property, although the plaintiff alleged that B Co. had ultimately sold the property to a third party, the plaintiff did not allege that the defendant was involved in the sale of the property in any way or that he otherwise committed statutory theft in relation to that sale. Argued April 28—officially released September 29, 2021*

Procedural History

Action to recover damages for the defendant’s alleged theft, and for other relief, brought to the Superior Court in the judicial district of Fairfield, where the court, Bellis, J., granted the defendant’s motion to dismiss and rendered judgment thereon, from which the plaintiff appealed to the Appellate Court, Alvord, Elgo and Eve- leigh, Js., which affirmed the trial court’s judgment; thereafter, the plaintiff, on the granting of certification, appealed to this court. Affirmed. Jonathan J. Klein, for the appellant (plaintiff). Daniel J. Krisch, with whom, on the brief, were Joshua M. Auxier and Stephen P. Fogerty, for the appel- lee (defendant).

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Cite This Page — Counsel Stack

Bluebook (online)
341 Conn. 1, Counsel Stack Legal Research, https://law.counselstack.com/opinion/scholz-v-epstein-conn-2021.