Schneider v. South Dakota Department of Transportation

2001 SD 70, 628 N.W.2d 725, 2001 S.D. LEXIS 68, 2001 WL 586802

• Court: South Dakota Supreme Court
• Decided: May 30, 2001
• Docket: 21412
• Status: Published

Opinions

AMUNDSON, Justice.

[¶ 1.] Robert Schneider (Schneider) suffered an injury to his back while chopping wood at his home on November 11, 1993. On January 27, 1994 Schneider was operating a snowplow when he reported a sudden onset of pain in his back. He has not worked since. The Department of Labor (Department) found that Schneider was not entitled to workers’ compensation benefits. The circuit court reversed. On remand, the Department determined that Schneider was entitled to total disability benefits. The circuit court affirmed. We reverse.

FACTS

[¶ 2.] Schneider was employed by the Department of Transportation (DOT) from 1988 until January 1994 as a highway maintenance worker. On November 11, 1993, Schneider injured his back while home chopping wood during his holiday vacation. As a result, Schneider saw physical therapist Kelly Coleman on December 14, 1993. Schneider “complained of back and left hip and radicular leg pain.” Schneider revisited Coleman five additional times for physical therapy treatments prior to January 27,1994.

[¶ 3.] The purpose of the physical therapy was to decrease the pressure on the nerve rootlets by shifting the bulging disk. Coleman noted some improvement after the first visit and after additional visits. Schneider worked sporadically since the wood-chopping incident. He worked the entire week of November 13-19, took leave November 22 and 23, plowed snow November 24 for 3.5 hours then used sick leave for the rest of the day, he did not work at all the week of January 3 through 7 and January 10 to 14.¹ Coleman stated that Schneider’s problems were not cured or eliminated and “once you have a bulge and have a weakness like that, it never does return to a normal state.” This is confirmed by the fact that after returning to work on January 18 he used four hours of leave January 19 because of back pain and missed all of January 21 because of back and leg pain.²

[¶ 4.] On January 27, 1994, while driving a snowplow Schneider testified that “I had hit a snowdrift, or something of that nature, and I felt a sharp pain.”³ Schneider called his supervisor and told him that driving the plow was hurting his back and he could not continue. Despite his claim that he was hurt, he completed his route and returned to the DOT garage. He has not worked since.

[¶ 5.] On February 4, 1994, Schneider sought medical care for his back and leg problems at the Veteran’s Administration Hospital in Fort Meade, South Dakota. He briefly discussed his medical history with Nurse Hickenbotham and advised her that he suffered severe pain in his back and leg and related it to the wood-chopping incident. No mention was made of the events of January 27, 1994 with the snowplow.

[¶ 6.] Dr. Larry Teuber eventually diagnosed and performed surgery on Schneider to remedy a free-floating fragment in his back. In relaying his medical history to Dr. Teuber, Schneider stated he was injured while driving sometime in December 1993 and January 1994. Contrary to what he had told Nurse Hickenbotham, he also told Dr. Teuber “at no time in the past has he had left leg pain.” The wood-chopping incident was never mentioned.

[¶ 7.] Schneider then visited Dr. Steven Goff for the purposes of impairment rating on March 23, 1995. Schneider specifically attributed the source of his injury to the January 27, 1994 incident driving the snowplow for the DOT. Consistent with what he told Dr. Teuber, but inconsistent with what he told Nurse Hickenbotham, Schneider failed to attribute any of his pain to the 1993 wood-chopping incident.

[¶ 8.] Following surgery, Schneider continued to experience substantial pain in his back and sought workers’ compensation benefits. The Department denied benefits finding that:

1. Claimant’s credibility is questionable and suspect because of information he either supplied or failed to supply-

2. Claimant’s complaints of pain and physical disability were the same prior to January 27, 1994, as thereafter.

3. Immediately after the alleged incident of January 27, 1994, Claimant continued to relate his physical problems to the ‘wood-splitting’ incident.

4. At some later date, Claimant began to relate all of his problems to the alleged incident of January 27, 1994, and omitted all reference to the wood-splitting incident.

5. Claimant has had continuous back and leg problems dating from the wood-splitting incident of November 11,1993.

6. Claimant’s hearing testimony that he is a poor historian of facts and simply failed to be articulate and complete lacks merit and credibility.

7. Based on Claimant’s suspect testimony, conflicting evidence, and his lack of credibility in general, Claimant’s testimony is rejected concerning his alleged injury which occurred while driving a snowplow.

8. Without an accurate knowledge of Claimant’s back injury of November 11, 1993, and condition thereafter, Dr. Teuber admitted that he could not be sure whether Claimant suffered from an aggravation or a recurrence of that back injury.... The testimony of Dr. Teuber as it relates to [the snow plow incident] is also rejected, since it is lacking any credible basis.

9. Coleman’s opinion was based in part on Claimant’s self reported complaints and history. Since Claimant’s testimony concerning the events of his alleged injury have been rejected, Coleman’s opinion relating to Claimant’s condition ... must be rejected. Coleman did not state to a reasonable degree of medical certainty that Claimant’s condition was connected to the alleged incident of January 27, 1994. Coleman only testified that there was a probability ... and that testimony was based on incomplete and inaccurate information.

10.Claimant has failed to establish by a preponderance of the evidence that he suffered an injury arising out of and in the course of employment with the DOT.

[¶ 9.] The circuit court reversed the Department’s decision finding that a work related injury did not occur and that the Department’s findings were not supported by substantial evidence or were clearly erroneous. The circuit court found that Schneider established that an aggravation of an old injury occurred, and remanded to the Department for an award of benefits.

STANDARD OF REVIEW

[¶ 10.] We will overrule the Department’s findings of fact only if they are clearly erroneous in light of the entire record. Kurtz v. SCI, 1998 SD 37, ¶ 9, 576 N.W.2d 878, 882. “The test is whether after reviewing the evidence we are left with a definite and firm conviction that a mistake .has been made.” Truck Ins. Exch. v. Kubal, 1997 SD 37 ¶ 9, 561 N.W.2d 674, 676 (citations omitted). Whereas, conclusions of law are given no deference and are freely reviewable. Kurtz, 1998 SD 37, ¶ 9, 576 N.W.2d at 882.

[¶ 11.] We review the Department’s decision unaided by any presumption that the circuit court’s decision was correct. Id. “Issues of causation in workers’ compensation cases are factual issues that are best determined by the Department.” Therkildsen v. Fisher Beverage, 1996 SD 39, ¶ 8, 545 N.W.2d 834, 836. “Due regard shall be given to the opportunity of the agency to judge the credibility of the witness.” Bonnett v. Custer Lumber Corp., 528 N.W.2d 393, 396 (S.D.1995).

[¶ 12.] 1. WHETHER THE CIRCUIT COURT ERRED IN REVERSING THE INITIAL DECISION BY THE DEPARTMENT OF LABOR THAT SCHNEIDER DID NOT SUFFER AN INJURY IN THE COURSE OF HIS EMPLOYMENT WITH DOT.

[¶ 13.] “The burden of proof is on [Schneider] to show by a preponderance of the evidence that some incident or activity arising out of [his] employment caused the disability on which the worker’s compensation claim is based.” Kester v. Colonial Manor of Custer, 1997 SD 127, ¶ 24, 571 N.W.2d 376, 381. This level of proof “need not arise to a degree of absolute certainty, but an award may not be based upon mere possibility or speculative evidence.” Id. To meet his degree of proof “a possibility is insufficient and a probability is necessary.” Maroney v. Aman, 1997 SD 73, ¶ 9, 565 N.W.2d 70, 73.

[¶ 14.] The Department found that no compensable injury occurred on January 27, 1994. The findings of fact entered by the Department were based on a finding of a lack of credibility. Just recently, this Court reiterated the notion that “where the claimant’s subjective experience of pain is central to the issue of whether recovery is warranted, the credibility of the claimant is always at issue.” Lends His Horse, Jr. v. Myrl & Roy’s Paving, Inc., 2000 SD 146, ¶ 14, 619 N.W.2d 516; see also Johnson v. Albertson’s, 2000 SD 47, 610 N.W.2d 449; Wagaman v. Sioux Falls Const., 1998 SD 27, 576 N.W.2d 237. The Department, after hearing numerous inconsistent statements made by Schneider, found Schneider to be not credible.⁴ “Where there are two permissible views of the evidence, the factfin-der’s choice between them cannot be clearly erroneous.” First Nat’l. Bank v. Bank of Lemmon, 535 N.W.2d 866, 869 (S.D.1995) (citations omitted). “Determining the credibility of the witnesses is the role of the factfinder. Where the [Department] has resolved conflicts in evidence, we cannot change its findings.” Mash v. Cutler, 488 N.W.2d 642, 653-54 (S.D.1992) (citations omitted). Our long-standing precedent is clear: a claimant purporting to suffer from continuous and debilitating pain must be credible, and any medical diagnosis based on an inaccurate and incomplete medical history cannot insulate a claimant from the Department’s findings.

[¶ 15.] To affirm the decision of the circuit court, in essence, would allow Schneider to change course in midstream. The number of inconsistent versions of his medical history provided the Department with the factual basis to characterize Schneider as not credible. The version he gave to Nurse Hickenbotham compared to the version he gave to Dr. Teuber and then compared to the version given to Dr. Goff is sufficient evidence for the Department to deem Schneider not credible. This comparison of historical accounts does not even consider Schneider’s demeanor and what the Department observed at the hearing, which would only support the finding that Schneider was not credible. This “change in course” was recognized by the Department and is respected by this Court.

[¶ 16.] Furthermore, there was an inadequate foundation for the medical opinions expressed by Drs. Teuber and Goff as those opinions were based on Schneider’s inaccurate and incomplete medical history. “The value of the opinion of an expert witness is no better than the facts upon which they are based. It cannot rise above its foundation and proves nothing if its factual basis is not true.” Johnson, 2000 SD 47, ¶ 25, 610 N.W.2d at 455 (citing Podio v. American Colloid Co., 83 S.D. 528, 532, 162 N.W.2d 385, 387 (1968)). In other words, medical testimony is only as credible as its foundation. See Lends His Horse, swpra. Thus, the Department could reject both the five and expert testimony based on its finding that Schneider lacked credibility by giving an incomplete representation of his injuries.⁵

[¶ 17.] After reviewing all the evidence, it cannot be said this Court is “definitely and firmly convinced that a mistake has been made.” Sopko v. C & R Trans. Co., Inc., 1998 SD 8, ¶ 6, 575 N.W.2d 225, 228; see also Day v. John Morrell & Co., 490 N.W.2d 720, 723 (S.D.1992). Schneider has faded “to show by a preponderance of the evidence that some incident or activity arising out of his employment caused the disability on which the workers’ compensation claim is based.” Kester, supra. We reverse.

[IT 18.] 2. WHETHER THE CIRCUIT COURT ERRED IN AFFIRMING THE DEPARTMENT’S DECISION ON REMAND THAT SCHNEIDER WAS PERMANENTLY AND TOTALLY DISABLED.

[¶ 19.] We need not address this issue as we reverse on Issue 1.

[¶ 20.] MILLER, Chief Justice, and GILBERTSON, Justice, concur. [¶ 21.] SABERS and KONENKAMP, Justices, dissent.

1 . At the Departmental hearing Schneider stated "I missed a few days, I mean, I can't say exactly the amount of days I missed.” In reality, Schneider missed 27 days of work between November of 1993 and January 1994. On his absence slips he wrote that his absence was attributable to "a pinch nerve in his back.”

2 . Schneider testified at the Departmental hearing he only had "minor pains, nothing, that, you know, when I injured it.” The accuracy of this statement is not reflected by his use of sick leave because of "a pinch nerve in his back.”

3 .During his deposition testimony on November 4, 1998 Schneider stated that "it just more or less started” in response to the question of what caused the injury. On cross-examination at the Department hearing, he could not pinpoint exactly when the pain began despite his claim on direct examination that it happened after hitting a snowdrift.

4 . In the Department's original Findings of Fact, dated April, 17, 1997, the Department found:

17. Based on Claimant's hearing testimony, the Claimant’s deposition testimony, and the opportunity to observe the Claimant testifying at the hearing, this Department finds that the Claimant's testimony concerning the alleged incident of January 27, 1994, is not persuasive, is lacking in credibility, and does not satisfy the Claimant’s burden of proof or persuasion.

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21. On February 4, 1994 (only one week after his alleged work-related injury of January 27, 1994), Claimant sought medical care for his back and leg problems at the Veterans Administration (VA) Hospital in Fort Meade, South Dakota.

22. On seeking medical care at the VA Hospital on February 4, 1994, Claimant initially discussed his pain complaints with registered nurse Darleen Hickenbotham, a VA employee.

23. When Claimant came to the VA clinic on February 4, 1994, with complaints about back and leg pain, Hickenbotham took a history from Claimant, and Claimant advised her that he had been having severe pain in his lumbar area with radiating pain down his left leg to the toe since November 11. Claimant further told nurse Hickenbotham that he had been suffering from this pain since he injured himself splitting wood with an axe. Claimant advised nurse Hickenbotham that he had been to physical therapy and had been seen by a chiropractor with no help. Claimant further advised the nurse that he worked for the State and is not allowed to work in his present condition.

24. Claimant never advised nurse Hicken-botham or anyone else at the VA Hospital on February 4, 1994, that he had been injured on the job with the DOT. Nurse Hickenbotham confirmed Claimant’s failure to advise her of this, both verbally in her deposition testimony as well as in contemporaneous written records prepared by her on February 4, 1994.

25. Nurse Hickenbotham referred Claimant to physician's assistant Ronald Johnson, also at the VA medical center, who in turn referred Claimant to VA physical therapy. Physical therapy notes and Johnson’s testimony for February 4, 1994, confirm that Claimant advised Johnson and physical therapy that he had injured his back on November 11, 1993, while splitting wood and that he had felt pain down his left leg. Claimant never mentioned anything about injuring himself while driving a snowplow on January 27, 1994, or any other work-related injury to either PA Johnson or the VA physical therapy.

26. On February 4, 1994, Claimant related physical problems he was suffering in regard to his leg and back to the incident in November 1993, when he was splitting wood at home. He never related his problems to any work-related incident.

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These findings seem to be ignored by the circuit court or at the very least not given dle amount of deference required by prior case law.

5 . The dissent disregards our long-standing precedent that credibility determinations are reserved exclusively for the Department. This Court declines the dissent's invitation to supplant its own judgment for that of the Department’s. The strained result on credibility reached by the dissent is not the function of this appellate court.