Sanford v. Rockefeller

70 Misc. 2d 833, 335 N.Y.S.2d 502, 81 L.R.R.M. (BNA) 2076, 1972 N.Y. Misc. LEXIS 1622
CourtNew York Supreme Court
DecidedAugust 21, 1972
StatusPublished
Cited by5 cases

This text of 70 Misc. 2d 833 (Sanford v. Rockefeller) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Sanford v. Rockefeller, 70 Misc. 2d 833, 335 N.Y.S.2d 502, 81 L.R.R.M. (BNA) 2076, 1972 N.Y. Misc. LEXIS 1622 (N.Y. Super. Ct. 1972).

Opinion

Habold J. Hughes, J.

Petitioners in these four proceedings are employed by the State of New York in permanent positions in the competitive class of the State’s civil service. They were notified, on or about April 29,1972, that the Director of Employee Relations had determined that they had engaged in a strike (apparently on April 1 and 2, 1972) in violation of subdivision 1 of section 210 of the Civil Service Law. The notice advised that the penalties for such violation included probation for a period of one year following the determination and the loss of two days ’ salary for each day’s violation. Employees receiving such notice could contest the Director’s determination by filing, within 20 days, an affidavit stating facts showing that such determination was incorrect. Each of the petitioners herein filed an affidavit contesting the Director’s determination. Three of them have been notified that they would be accorded a hearing, at a time and place to be fixed later, on the factual issues raised by their affidavits. The fourth, petitioner Godbee, has been denied a hearing, on the ground that his affidavit failed to establish that he did not violate the statute. Each petitioner has been on probation since the date of the Director’s initial determination, and each has had the monetary penalty deducted from his or her salary.

[835]*835In these proceedings, initiated pursuant to article 78 of the CPLR on behalf of themselves and all other employees similarly situated, petitioners seek judgment annulling the Director’s April 29, 1972 determination and declaring that subdivision 1 and paragraphs (b), (d), (e), (f) and (h) of subdivision 2 of section 210 of the Civil Service Law are unconstitutional.

Respondents have moved to dismiss these four petitions (which are identical in many respects), on three grounds: first, that they fail to state grounds for relief; second, that petitioners failed to exhaust their administrative remedies; and third, that these proceedings cannot be maintained as a class action.

Subdivision 1 of section 210 of the Civil Service Law proscribes strikes by public employees and subdivision 2 provides for the imposition of certain penalties, including probation for a term of one year and payroll deductions in an amount equal to twice the employee’s daily rate of pay for each day’s violation (pars, [a], [f] and [g]). The initial determination as to whether a violation of the statute occurred, the employees who committed such violation and the dates thereof, is made by the chief executive officer of the government involved, which in these cases was the Governor, acting through his Director of Employee Relations (subd. 2, par. [d]). Employees initially found guilty of violating the statute are entitled to notice of such determination and of their right to object (subd. 2, par. [e]), but the period of probation commences immediately and payroll "reductions may be effected prior to any hearing on the employee’s objection (subd. 2, pars, [f], [g] and [h]). If the initial determination is reversed upon an employee’s objection, tenure is restored and payroll deductions refunded.

Employees contesting the initial determination are not entitled to a hearing in every case; the chief executive officer may dismiss objections if he finds that the employee’s affidavit and supporting proof ‘ ‘ fails' to establish that the employee did not violate this subdivision ” (subd. 2, par. [h]). Under the statute (subd. 2, par. [b]), any employee who is absent from work without permission while a strike is in progress shall be presumed to have engaged in such strike.

Petitioners allege that they have been denied due process in that they were not afforded an opportunity to be heard prior to the imposition of the statutory penalties of loss of tenure and a fine. They further allege that subdivisions 1 and 2 of section 210 of the Civil Service Law are unconstitutionally vague and discriminatory. Respondents contend that these constitutional claims have been litigated in the courts of this State and in the Supreme Court of the United States and in all instances the [836]*836validity of the statute has been upheld (citing Matter of Lawson v. Board of Educ. of Vestal Cent. School Dist. No. 1, 62 Misc 2d 281, affd. 35 A D 2d 878, app. dsmd. 28 N Y 2d 993, app. dsmd. 404 U. S. 907; Matter of Zeluck v. Board of Educ. of City School Dist. of New Rochelle, 62 Misc 2d 274, affd. 36 A D 2d 615, app. dsmd. 29 N Y 2d 749; Matter of Buffalo Teachers’ Federation v. Helsby, 35 A D 2d 318).

A reading of the opinions and decisions in these cases supports respondents’ assertion. In Lawson and Zeluck, the courts considered and rejected the argument that subdivision 2 of section 210 is unconstitutional because it permits the imposition of penalties without a prior hearing. In Matter of Buffalo Teachers’ Federation, the court held (p. 322): “ The provisions of the statute setting forth the procedures applicable to strikes by public employees and employee organizations are clear and definite, and the claim that they are vague is without merit. The Court of Appeals has held that the prohibition against strikes by public employees or employee oragnizations does not violate the equal protection clause of either the United States or the New York State Constitution. (Rankin v. Shanker, 23 N Y 2d 111; City of New York v. De Lury, 23 N Y 2d 175.)

Normally, such precedent would foreclose further judicial inquiry as to the validity of the statute. However, the concept of due process is not static, but expanding, as witnessed by the United States Supreme Court’s most recent pronouncement in Fuentes v. Shevin (407 U. S. 67) striking down the prejudgment replevin laws of Florida and Pennsylvania as violative of the due process clause of the Fourteenth Amendment since no hearing was afforded to the possessor prior to seizure of the goods. Mr. Justice Stewart’s opinion states that: “ The constitutional right to be heard is a basic aspect of the duty of government to follow a fair process of decisionmaking when it acts to deprive a person of his possessions * * * If the right to notice and hearing is to serve its full purpose, then, it is clear that it must be granted at a time when the deprivation can still be prevented. At a later hearing, an individual’s possessions can be returned to him if it was unfairly or mistakenly taken in the first place. Damages may even be awarded to him for the wrongful deprivation. But no later hearing and no damage award can undo the fact that the arbitrary taking that was subject to the right of procedural due process has already occurred. This Court has not * * * embraced the general proposition that a wrong [837]*837may be done if it can be undone. ’ Stanley v. Illinois, 405 U. S. 645, 647.” (Fuentes v. Shevin, supra, pp. 80-82).

The court’s interpretation of its prior opinions in this area is illuminating. “ This is no new principle of constitutional law. The right to a prior hearing has long been recognized by this Court under the Fourteenth and Fifth Amendments. Although the Court has held that due process tolerates variances in the form of a hearing appropriate to the nature of the case, ’ Mullane v. Central Hanover Tr. Co.,

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Tepper v. Galloway
481 F. Supp. 1211 (E.D. New York, 1979)
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88 Misc. 2d 1085 (New York Supreme Court, 1976)
Sanford v. Rockefeller
324 N.E.2d 113 (New York Court of Appeals, 1974)
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Sanford v. Rockefeller
40 A.D.2d 82 (Appellate Division of the Supreme Court of New York, 1972)

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Bluebook (online)
70 Misc. 2d 833, 335 N.Y.S.2d 502, 81 L.R.R.M. (BNA) 2076, 1972 N.Y. Misc. LEXIS 1622, Counsel Stack Legal Research, https://law.counselstack.com/opinion/sanford-v-rockefeller-nysupct-1972.