Sanford v. Rockefeller

324 N.E.2d 113, 35 N.Y.2d 547, 364 N.Y.S.2d 450, 1974 N.Y. LEXIS 1121, 88 L.R.R.M. (BNA) 2189
CourtNew York Court of Appeals
DecidedDecember 19, 1974
StatusPublished
Cited by38 cases

This text of 324 N.E.2d 113 (Sanford v. Rockefeller) is published on Counsel Stack Legal Research, covering New York Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Sanford v. Rockefeller, 324 N.E.2d 113, 35 N.Y.2d 547, 364 N.Y.S.2d 450, 1974 N.Y. LEXIS 1121, 88 L.R.R.M. (BNA) 2189 (N.Y. 1974).

Opinions

Gabrielli, J.

These cases are again before us as a result of the United States Supreme Court’s vacatur of our prior decision, accompanied by the direction to reconsider the issues in light of Arnett v. Kennedy (416 U. S. 134). The issues, to be more narrowly defined hereinafter, concern the adequacy of the procedural safeguards contained in section 210 of the Civil Service Law, often referred to as the Taylor Law, which, in summary, provides that a public employee, found by an executive officer to have engaged in a strike, may be summarily penalized by the imposition of a fine and placement on one year’s probationary status with the right, however, thereafter to file an objection which, depending upon evaluation by the reviewing officer, could result in reinstatement of tenure and the restoration of the money exacted under the fine, or the holding of a hearing if the reviewing officer discerns the existence of fact questions, or summary rejection where the officer determines that there is no substance to the objection (Civil Service Law, § 210, subd. 2).

Briefly stated, subdivision 1 of the section prohibits strikes by public employees. The main issue presented in these cases is whether due process is afforded in disciplining of public employees who are charged with having engaged in a strike contrary to the injunctive provision of section 210.

We conclude that the statutory procedures relating to notice, hearing, penalties and review are entirely adequate as affording the required degree of due process. In order to place the issue in proper focus, it is well to here set out fully the appropriate mandates of the section as they relate to the procedures to be [552]*552followed: Paragraph (d) of subdivision 2 states as follows: In the event that it appears [that a public employee has engaged in a strike] * * * the chief executive officer of the government involved shall, on the basis of such investigation and affidavits as he may deem appropriate, determine whether or not such violation has occurred and the date or dates of such violation. If the chief executive officer determines that such violation has occurred, he shall further determine, on the basis of such further investigation and affidavits as he may deem appropriate, the names of the employees who committed such violation and the date or dates thereof. Such determination shall not be deemed to be final until the completion of the procedures provided for in this subdivision ”; and paragraph (e) states: The chief executive officer shall forthwith notify each employee that he has been found to have committed such violation, the date or dates thereof and of his right to object to such determination pursuant to paragraph (h) of this subdivision ; he shall also notify the chief fiscal officer of the names of all such employees and of the total number of days, or part thereof, on which it has been determined that such violation occurred. Notice to each employee shall be by personal service or by certified mail to his last address filed by him with his employer.”

We now turn to the all-important paragraph (h) of the subdivision which we deem to adequately cloak the employee with the right to review fully the determination made by the chief executive officer. It provides: “ Any employee determined to have violated this subdivision may object to such determination by filing with the chief executive officer, (within twenty days of the date on which notice was served or mailed to him pursuant to paragraph (e) of this subdivision) his sworn affidavit, supported by available documentary'proof, containing a short and plain statement of the facts upon which he relies to show that such determination was incorrect. Such affidavit shall be subject to the penalties of perjury. If the chief executive officer shall determine that the affidavit and supporting proof establishes that the employee did not violate this subdivision, he shall sustain the objection. If the chief executive officer shall determine that the affidavit and supporting proof fails to establish that the employee did not violate this subdivision, he shall dis[553]*553miss the objection and so notify the employee. If the chief executive officer shall determine that the affidavit and supporting proof raises a question of fact which, if resolved in favor of the employee, would establish that the employee did not violate this subdivision, he shall appoint a hearing officer to determine whether in fact the employee did violate this subdivision after a hearing at which such employee shall bear the burden of proof. If the hearing officer shall determine that the employee failed to establish that he did not violate this subdivision, the chief executive officer shall so notify the employee. If the chief executive officer sustains an objection or the hearing officer determines on a preponderance of the evidence that such employee did not violate this subdivision, the chief executive officer shall forthwith restore to the employee the tenure suspended pursuant to paragraph (f) of this subdivision, and notify the chief fiscal officer who shall thereupon cease all further deductions and refund any deductions previously made pursuant to this subdivision. The determinations provided in this paragraph shall be reviewable pursuant to article seventy-eight of the civil practice law and rules.”

Analysis of these statutory requirements discloses that provision is made for the following procedures:

An initial determination is made by the chief executive officer of the government involved “ on the basis of such investigation and affidavits as he may deem appropriate ”. He may determine either that there has been no violation or that a violation has occurred. If it be the latter, he then determines, “ on the basis of such further investigation and affidavits as he may deem appropriate ”, the names of the employees and the dates of violation. Notice in person or by certified mail is then given to each employee charged, together with advice of his right to object to the initial determination. Within 20 days thereafter each employee charged may file a written objection with the chief executive officer. Such objection shall consist of the employee’s sworn affidavit containing a short and plain statement of the facts on which he relies to show that such determination was incorrect, supported by available documentary proof. The chief executive officer is then presented with three options: (1) if he determines that the proof establishes that the employee did not violate the subdivision, he shall sustain [554]*554the objection; (2) if he determines that beyond any question of fact the proof fails to establish that the employee did not violate the subdivision he shall dismiss the objection and so notify the employee; or (3) if he determines that the proof raises a question of fact which if resolved in favor of the employee, would establish that the employee did not violate the subdivision he shall appoint a hearing officer to determine in fact whether there was a violation.

The hearing officer shall conduct a hearing which will serve as the vehicle for making his determination. Although the statute does not make explicit provision with respect thereto, this would be an evidentiary hearing at which the employee would be accorded all his due process rights (Matter of Hecht v. Monaghan, 307 N. Y. 461), following which the hearing officer determines whether there has been a violation.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

In re Morataya
53 Misc. 3d 242 (Civil Court of the City of New York, 2016)
Ahern v. Jones
292 A.D.2d 854 (Appellate Division of the Supreme Court of New York, 2002)
In re the Arbitration between Hudson Valley District Counsil of Carpenters & State
152 A.D.2d 105 (Appellate Division of the Supreme Court of New York, 1989)
People v. Forman
145 Misc. 2d 115 (Criminal Court of the City of New York, 1989)
Marx v. Cuomo
128 A.D.2d 965 (Appellate Division of the Supreme Court of New York, 1987)
Morgenthau v. Citisource, Inc.
500 N.E.2d 850 (New York Court of Appeals, 1986)
Callanan Industries, Inc. v. City of Schenectady
116 A.D.2d 883 (Appellate Division of the Supreme Court of New York, 1986)
LaRossa, Axenfeld & Mitchell v. Abrams
468 N.E.2d 19 (New York Court of Appeals, 1984)
Department of Housing Preservation & Development v. Debona
118 Misc. 2d 990 (Civil Court of the City of New York, 1983)
King v. Carey
443 N.E.2d 464 (New York Court of Appeals, 1982)
Wolkenstein v. Reville
694 F.2d 35 (Second Circuit, 1982)
New York State Inspection v. State
84 A.D.2d 448 (Appellate Division of the Supreme Court of New York, 1982)
Wolkenstein v. Reville
539 F. Supp. 87 (W.D. New York, 1982)
Engblom v. Carey
522 F. Supp. 57 (S.D. New York, 1981)
Betzler v. Carey
109 Misc. 2d 881 (New York Supreme Court, 1981)
Burke v. Carey
82 A.D.2d 953 (Appellate Division of the Supreme Court of New York, 1981)
Amalgamated Transit Union v. Newman
78 A.D.2d 105 (Appellate Division of the Supreme Court of New York, 1980)
Cheeseman v. Carey
623 F.2d 1387 (Second Circuit, 1980)
O'Brien v. Board of Education of the City School District
498 F. Supp. 1033 (S.D. New York, 1980)
Economico v. Village of Pelham
405 N.E.2d 694 (New York Court of Appeals, 1980)

Cite This Page — Counsel Stack

Bluebook (online)
324 N.E.2d 113, 35 N.Y.2d 547, 364 N.Y.S.2d 450, 1974 N.Y. LEXIS 1121, 88 L.R.R.M. (BNA) 2189, Counsel Stack Legal Research, https://law.counselstack.com/opinion/sanford-v-rockefeller-ny-1974.