OPINION
Before BOOCHEVER, C. J., and RABI-NOWITZ, CONNOR, ERWIN and BURKE, JJ.
RABINO WITZ, Justice.
Glen R. Sandvik appeals from a sentence of twenty years’ imprisonment with eight years suspended, imposed after his plea of guilty to the offense of negligent homicide under AS 11.15.080.
At issue on this sentence appeal is whether the presentence report’s detailed information about the fifteen-year-old victim so tainted the sentencing process as to require resentencing. Additionally, it is contended that the sentence is excessive.
On June 13, 1975, Glen Sandvik, while driving an automobile under the influence of alcohol, struck and killed Loretta McCar-they, a fifteen-year-old bicyclist. Mr. Sand-vik pled guilty to the offense of negligent homicide, and prior to sentencing, a detailed and comprehensive presentence report was submitted. One section of the report was entitled “The Victim” and included information about the deceased, her school activities, exemplary character, plans for the future and the reaction of her parents to her tragic death.
Counsel for appellant filed a motion requesting that the judge refrain from reading the report and order- a new presentence report or alternatively, that he appoint another judge to hear the arguments against the report and then impose sentence, or that if he heard the arguments against the presentence report, that another judge be assigned for sentencing. The motion was denied. In imposing sentence, however, the superior court stated:
I think that it is a very comprehensive and precisely written presentence report. It does contain matter that seems to be extraneous and not fully within the guidelines set down under the rule for presentence reports but, as I have explained to Mr. Drathman, those areas where I am not allowed to review, I have not taken into consideration. Particularly, I have not taken into consideration, and do not in my sentencing take into consideration the background of the victim, or the analyses and educational and the promises that the victim might have had toward a better community. I can understand full well why the presentence and probation officer went to great extent to do that research and present it to the court but, under the determination of objectivity in this matter, I am not considering that whatever.
We first must consider whether it was improper to include the questioned material in the report. If so, we must then determine whether the error was of such a nature as to adversely affect the sentencing process. Finally, we shall consider the claim that the sentence was excessive.
No case has been presented to us involving the question of whether detailed information about the victim of an offense, such as set forth in the Sandvik presentence report, may properly be included in a pre-sentence report. We note, however, that Alaska’s applicable rule of criminal procedure neither explicitly provides for nor prohibits the inclusion of such information in the presentence report.
A detailed explanation of the suggested content and scope of presentence reports is set forth in the American Bar Association Standards Relating to Probation, Standard 2.3.
The categories of items recommended
to be included in the presentence report furnish support for the inclusion in presen-tence reports of information pertaining to the victim. We note that the standard explicitly states that a full presentence report should normally contain
a complete description of the offense and the circumstances surrounding it, not limited to aspects developed for the record as part of the determination of guilt.
The state, in its brief, acknowledges the marginal relevancy of the detailed information concerning the youthful victim which was included in the presentence report in the case at bar. In the state’s view such information was not “particularly relevant” to the determination of an appropriate sentence because
. Glen Sandvik did not select his victim; the very nature of the crime he committed and the facts surrounding it reflect that the identity of the victim was a matter of circumstance. Sandvik’s criminally negligent conduct was, in a sense, directed at the members of society as a whole and not towards any particular person, (footnote omitted)
Although we agree in part with the state’s position we take a somewhat different view of the problem at hand. We believe that the presentence report should contain basic information pertaining to the victim or victims of the crime. For the sentencing court cannot accomplish the full panoply of penal objectives articulated in
State v. Chaney, ill
P.2d 441 (Alaska 1970), and its progeny, by sentencing in an informational vacuum. Generally the victims of antisocial conduct should be considered in the sentencing process, especially in cases where there is a specific intent on the part of the offender to harm a particular individual or individuals. Clearly information regarding such victims is encompassed within the objective of providing the sentencing court with “a complete description of the offense and the circumstances surrounding it” in the presentence report.
Our disagreement with the state’s position centers on the contention that presen-tence information as to the victim has diminished relevancy, if from the nature of the crime one can conclude that the “identity of the victim was a matter of circumstance.” The short answer to the state’s position is that there are numerous crimes and myriad factual situations where the identity of the victim is “a matter of circumstance,” yet the impact of the crime on the victim is a relevant circumstance surrounding the commission of the offense and thus can properly be included in the presen-tence report.
At the core of appellant’s appeal is the assertion that “the lengthy remarks contained in the presentence report concerning the character and background of the victim are so highly inflammatory as to
render them inherently prejudicial, thus obviating any question of express reliance upon them by the trial court.” Although we have concluded that presentence reports should contain at least the basic statistical information pertaining to the victim, we do think that portions of “The Victim” segment of the presentence report in the case at bar were unnecessarily detailed, emotional, and not particularly relevant. Nevertheless our examination of the record, and in particular, of the sentencing proceedings, has convinced us that resentencing is not required.
For not every error in a presen-tenee report requires preparation of a new report or a remand for resentencing. In this regard we find the following argument advanced by the state quite persuasive:
Free access — add to your briefcase to read the full text and ask questions with AI
OPINION
Before BOOCHEVER, C. J., and RABI-NOWITZ, CONNOR, ERWIN and BURKE, JJ.
RABINO WITZ, Justice.
Glen R. Sandvik appeals from a sentence of twenty years’ imprisonment with eight years suspended, imposed after his plea of guilty to the offense of negligent homicide under AS 11.15.080.
At issue on this sentence appeal is whether the presentence report’s detailed information about the fifteen-year-old victim so tainted the sentencing process as to require resentencing. Additionally, it is contended that the sentence is excessive.
On June 13, 1975, Glen Sandvik, while driving an automobile under the influence of alcohol, struck and killed Loretta McCar-they, a fifteen-year-old bicyclist. Mr. Sand-vik pled guilty to the offense of negligent homicide, and prior to sentencing, a detailed and comprehensive presentence report was submitted. One section of the report was entitled “The Victim” and included information about the deceased, her school activities, exemplary character, plans for the future and the reaction of her parents to her tragic death.
Counsel for appellant filed a motion requesting that the judge refrain from reading the report and order- a new presentence report or alternatively, that he appoint another judge to hear the arguments against the report and then impose sentence, or that if he heard the arguments against the presentence report, that another judge be assigned for sentencing. The motion was denied. In imposing sentence, however, the superior court stated:
I think that it is a very comprehensive and precisely written presentence report. It does contain matter that seems to be extraneous and not fully within the guidelines set down under the rule for presentence reports but, as I have explained to Mr. Drathman, those areas where I am not allowed to review, I have not taken into consideration. Particularly, I have not taken into consideration, and do not in my sentencing take into consideration the background of the victim, or the analyses and educational and the promises that the victim might have had toward a better community. I can understand full well why the presentence and probation officer went to great extent to do that research and present it to the court but, under the determination of objectivity in this matter, I am not considering that whatever.
We first must consider whether it was improper to include the questioned material in the report. If so, we must then determine whether the error was of such a nature as to adversely affect the sentencing process. Finally, we shall consider the claim that the sentence was excessive.
No case has been presented to us involving the question of whether detailed information about the victim of an offense, such as set forth in the Sandvik presentence report, may properly be included in a pre-sentence report. We note, however, that Alaska’s applicable rule of criminal procedure neither explicitly provides for nor prohibits the inclusion of such information in the presentence report.
A detailed explanation of the suggested content and scope of presentence reports is set forth in the American Bar Association Standards Relating to Probation, Standard 2.3.
The categories of items recommended
to be included in the presentence report furnish support for the inclusion in presen-tence reports of information pertaining to the victim. We note that the standard explicitly states that a full presentence report should normally contain
a complete description of the offense and the circumstances surrounding it, not limited to aspects developed for the record as part of the determination of guilt.
The state, in its brief, acknowledges the marginal relevancy of the detailed information concerning the youthful victim which was included in the presentence report in the case at bar. In the state’s view such information was not “particularly relevant” to the determination of an appropriate sentence because
. Glen Sandvik did not select his victim; the very nature of the crime he committed and the facts surrounding it reflect that the identity of the victim was a matter of circumstance. Sandvik’s criminally negligent conduct was, in a sense, directed at the members of society as a whole and not towards any particular person, (footnote omitted)
Although we agree in part with the state’s position we take a somewhat different view of the problem at hand. We believe that the presentence report should contain basic information pertaining to the victim or victims of the crime. For the sentencing court cannot accomplish the full panoply of penal objectives articulated in
State v. Chaney, ill
P.2d 441 (Alaska 1970), and its progeny, by sentencing in an informational vacuum. Generally the victims of antisocial conduct should be considered in the sentencing process, especially in cases where there is a specific intent on the part of the offender to harm a particular individual or individuals. Clearly information regarding such victims is encompassed within the objective of providing the sentencing court with “a complete description of the offense and the circumstances surrounding it” in the presentence report.
Our disagreement with the state’s position centers on the contention that presen-tence information as to the victim has diminished relevancy, if from the nature of the crime one can conclude that the “identity of the victim was a matter of circumstance.” The short answer to the state’s position is that there are numerous crimes and myriad factual situations where the identity of the victim is “a matter of circumstance,” yet the impact of the crime on the victim is a relevant circumstance surrounding the commission of the offense and thus can properly be included in the presen-tence report.
At the core of appellant’s appeal is the assertion that “the lengthy remarks contained in the presentence report concerning the character and background of the victim are so highly inflammatory as to
render them inherently prejudicial, thus obviating any question of express reliance upon them by the trial court.” Although we have concluded that presentence reports should contain at least the basic statistical information pertaining to the victim, we do think that portions of “The Victim” segment of the presentence report in the case at bar were unnecessarily detailed, emotional, and not particularly relevant. Nevertheless our examination of the record, and in particular, of the sentencing proceedings, has convinced us that resentencing is not required.
For not every error in a presen-tenee report requires preparation of a new report or a remand for resentencing. In this regard we find the following argument advanced by the state quite persuasive:
The parental anguish over the loss of a daughter, which is reflected in that portion of the presentence report, could not be effectively hidden or concealed from any judge with experience in such cases, whether or not the same had been included in formal documents presented to the court.
The state’s analysis is a realistic one. In
Egelak v. State,
438 P.2d 712, 715 (Alaska 1968), we said in part that “[o]ur trial judges, as a group, are more knowledgeable and experienced than is the ordinary juror in regard to homicide prosecutions.”
There we held that it was not prejudicial error for the trial court to have examined photographs of the deceased victim’s body immediately prior to sentencing. In reaching this conclusion we commented in part that “[w]e cannot presume that trial judges would permit themselves to be unduly prejudiced against defendants by virtue of having viewed photographs such as the ones at bar.”
Here appellant argued to the sentencing court that the questioned material relating to the victim was not relevant to the imposition of sentence. In turn Judge Kalamar-ides expressly stated that he accepted appellant’s argument and was not relying on such information in fashioning his sentence. Our review of the sentencing hearing reveals that the superior court exclusively focused upon Sandvik’s particular problems, his potential for rehabilitation and the prevention of future conduct of a similar nature on Sandvik’s part in determining what it considered an appropriate sentence. We thus hold that the sentencing proceedings in the case at bar were not rendered defective because of the information contained in the presentence report regarding the victim. In short we conclude that the sentencing court was not unduly or improperly influenced by the material complained of.
Appellant also asserts that the superior court’s sentence of twenty years’ imprisonment with eight years suspended is excessive. Our standard of review when presented with a sentence appeal is to determine whether the trial court was “clearly mistaken” in imposing the sentence in
question.
As we indicated earlier the maximum sentence for negligent homicide is twenty years.
Since the superior court suspended eight years of the twenty-year sentence, the maximum sentence authorized for the crime of negligent homicide was not imposed. Nevertheless the entire period of the sentence must be considered in passing upon a claim of excessiveness.
At the time of sentencing Sandvik was forty years old. In 1960 he separated from his wife and four children who now reside in Pennsylvania. He does maintain some contact with them by telephone and sends financial support when able to do so. He is a carpenter by trade. The record shows that Sandvik has had alcoholic problems for twenty years, and that for the last five years of this period he has been drinking excessively and has experienced periods of blacking out. He has no prior criminal record other than for offenses relating to the consumption of alcohol. Since 1961, Sandvik has had two convictions of being drunk in public, one for disorderly conduct, and one for trespassing. More serious and of particular significance here, however, are his six separate convictions, between 1961 and 1973, for operating a motor vehicle while intoxicated. In 1975, Sandvik was arrested on two separate occasions for the offense of operating a motor vehicle while intoxicated, and these charges were pending against him when he committed the instant offense of negligent homicide on June 13, 1975.
According to Sandvik his drinking prior to the events of June 13, 1975, was triggered by his release from jail on bail on June 12, 1975, from a then pending operating a motor vehicle while under the influence charge.
In
Layland v. State,
549 P.2d 1182, 1184 (Alaska 1976), we said in part:
Recent statistics indicate that thousands of innocent people are killed or seriously injured nationwide each year by automobile drivers who take to the road in spite of the fact that they are highly intoxicated. Unlike many crimes, the victim has no way of protecting himself. While vehicular homicide does not require a criminal intent, the fact that a loss of life is involved compels us to consider it among the most serious offenses. The unique nature of the offense mandates that the trial court, in fashioning a sentence, place heavy emphasis on societal condemnation of the conduct and the need to protect society.
Here in light of Sandvik’s long involvement with alcohol, his extensive record of prior convictions for the offense of operating a motor vehicle while intoxicated, and the circumstances of the negligent homicide,
we conclude that the superior court was not clearly mistaken in imposing the sentence it did. Although the sentence received by Sandvik is longer than any imposed for vehicular manslaughter which has previously been appealed to this court, we think that Sandvik’s aggravated record of prior alcohol-related vehicular offenses, his demonstrated danger to the public, his long and extensive involvement with alcohol problems and consequent need for extensive treatment, and the circumstances of the negligent homicide preclude us from concluding that the sentence imposed was “clearly mistaken” under the criteria of
State v. Chaney,
477 P.2d 441 (Alaska 1970), and its progeny. In our view the trial court had reasonable grounds for concluding that Sandvik was the “worst type of offender” in light of his prior convictions which we have detailed and the character of his past behavior which demonstrates conduct posing a clear risk to the public.
Sandvik’s final point at this appeal is that the presentence report was incomplete and inadequate as a basis for imposing sentence.
In support of this specification of error, appellant has asserted in part that “[t]he probation officer, in obtaining the information which he included in the report, failed to seek out any of the references supplied by appellant.” Appellant alludes to that portion of the presentence report which, under the heading of “Interested Parties” reads:
The defendant offered character references by the names of Eldin Sandvik and Bob Covington. Neither individual has contacted this office.
From this statement Sandvik concludes that the author of the presentence report totally disregarded his references and thus the lack of information from “appellant’s references renders the presentence report incomplete and therefore insufficient.”
What record we do have in this appeal does not bear out appellant’s allegation of disregard of his references on the part of the author of the presentence report. The presentence report does contain a letter
from the probation officer to Judge Kala-marides. This letter states in part that “Mr. Covington, who was given as a character reference by Mr. Sandvik, came to my office and relayed the following information. . . . ” The letter then sets forth in detail Mr. Covington’s evaluation of appellant. In light of the fact that one of the two references given by appellant did contact the author of the presentence report we cannot conclude that the author of the presentence report failed to seek out the references which Sandvik furnished.
Affirmed.
BOOCHEVER, Chief Justice, dissenting.
I cannot agree with the majority’s conclusion that detailed information concerning the character and activities of a victim of vehicular manslaughter was properly included in a pre-sentence report. The Sand-vik report included the following details:
The victim’s activities, at school, included playing trumpet in the school band and physical education activities. She had constructed her own water bed just two days prior to her death. Loretta missed honor roll on only two occasions at the Palmer School System and, upon completing her freshman year, she had a 2.9 grade average. Among the victim’s self-giving qualities, she never judged anyone; she was always ready to assist her fellow man. On several occasions, she did socialize with Steve Huckle, a crippled boy, in order that he not feel a complete outcast. .
The victim was well-known and quite popular in the Palmer area. On the day of her funeral, the Palmer Drug Store closed for the first time in known history, and the victim’s fifth grade teacher arrived from out of state. Three hundred or more persons attended the funeral, and the Palmer High School now wishes to erect a tomb on her behalf. The local credit union in Palmer has developed a trust fund to be given as a scholarship
during the year that Loretta would have graduated.
[Mr. McCarthey] states that his wife has lost all emotions, and the only thing that keeps him alive is the thought that his baby daughter is with God. He still finds himself crying and, in the middle of the night, he is awakened by his wife, lying weeping and softly crying.
This information was both irrelevant to the goals and objectives of sentencing and inherently prejudicial. I therefore conclude that its inclusion in the pre-sentence report was not harmless error and would remand for resentencing by a different judge.
Certainly, sentencing should not occur in a vacuum, and the trial judge should be adequately informed of all relevant information. However, as we have stated in a somewhat different context:
The primary purpose of criminal law is to inhibit antisocial conduct by assigning appropriate punishment. As parodied by Gilbert and Sullivan in the Mikado, the object is “[t]o let the punishment fit the crime.” To achieve this purpose the focus must be on the intent and conduct of the perpetrator rather than on fortuitous results.
While some basic statistical information pertaining to the victim of a vehicular manslaughter is relevant, I cannot comprehend how the victim’s social and charitable activities and the extent of the parents’ grief can be considered as part of “the offense and the circumstances surrounding it” and therefore pertinent to sentencing. The example offered by the majority to suggest the significance of such information is unpersuasive. Obviously, the fact that children are in a house during the commission of a burglary and the harm suffered by these unintended victims are circumstances surrounding the felony. The extent of the harm caused by defendant’s acts is always germane. Thus, it is also relevant that the victim of Sandvik’s drunken driving was killed, rather than bruised or paralyzed.
Information regarding injury to the victim, however, is clearly distinguishable from information concerning the character of the victims and their “worth” to family and friends.
Use of this latter type of information distorts the sentencing process and, more importantly, suggests that courts can and should assess a defendant’s wrong according to the value of the life he has taken, even though the offense does not involve an intent to harm a particular individual. Neither our rules
nor the American Bar Association Standards
provide for inclusion of this type of material. Moreover, Standard 2.3 expressly states: “A special effort should be made in the preparation of pre-sentence reports not to burden the court with irrelevant and unconnected details.”
Among the oft-enumerated objects of sentencing are condemnation of the defendant and reaffirmation of societal norms.
At least in cases where there is no intent to harm a particular person, however, I believe that the court may more adequately consider the harm to victims as a component in reaffirming societal norms if they are not confronted with inflammatory details. There is a world of difference between presenting the basic facts necessary for the judge to be informed adequately of the circumstances surrounding the offense and including an emotion-laden narrative pertaining to the victim.
This court has previously condemned inclusion of improper materials in pre-sen-tence reports. In
Thurlkill v. State,
551 P.2d 541, 544 (Alaska 1976), we stated that elimination of improper information is a recognized goal with respect to such reports. We have also disapproved the use of unexplained police “contacts” or arrest records.
In those instances, at least a defendant has the opportunity to respond in an effort to correct any misinformation. Normally, no response can offset the emotional impact of poignant information pertaining to a deceased victim and survivors. Therefore, I would hold that such detailed material should not be included in pre-sentence reports and that under the circumstances of this case, it was error for the trial judge to deny the motion for a new pre-sentence report. Further, I believe it would have been preferable had the trial judge granted counsel’s request for sentencing by a judge other than the one passing on the propriety of the report.
Of course, not every error in a pre-sen-tence report requires preparation of a new report or remand for resentencing. A non-constitutional error such as this is harmless if it can fairly be said not to have affected the result.
In
Thurlkill,
we held that, despite improper materials concerning police contacts in a pre-sentence report, it was not necessary to remand. Thurlkill testified at the sentence hearing about the allegations, and the trial judge did not consider the police contacts in determining the sentence.
Nevertheless, we warned that if the inclusion of police contacts made the pre-sentence report manifestly unfair, we would feel compelled to remand the case for resentencing.
We have remanded a number of cases for resentencing on the ground
that the trial court relied on prejudicial information or impermissible inferences.
Here, however, Judge Kalamarides expressly stated that he was not relying on the improper material. The judge carefully explained the reasons for his sentence, and we have no question as to the sincerity of his statement or of his genuine effort to disregard the questioned portion of the report.
Numerous eases have pointed to the fact that cautionary instructions to a jury are inadequate to overcome the prejudicial effect of certain types of evidence.
Judges have more experience in disregarding irrelevant or prejudicial information and are less susceptible to the persuasive influence of such materials. One case, however, has indicated that under certain circumstances, the capacity of judges, too, is limited. Considering the exclusionary rule in sentencing proceedings, the court in
United States v. Schipani,
315 F.Supp. 253, 260 (E.D.N.Y. 1970), stated:
An impractical rule of total suppression would almost invite self-deception by a judge forced to deny that he had considered a factor that was strongly influencing his subconscious reactions. The judge’s capacity to ignore such information is probably better than a juror’s, but it is limited, (citations omitted)
In my view, information furnished here is so emotionally charged as to create a lasting impression. Any person reading it would have difficulty overcoming strong feelings of sympathy and distress for the victim and her parents, as well as a sense of outrage at the defendant’s conduct. We are not here dealing with prior police contacts or dismissed counts of an indictment, the type of information a judge is used to evaluating objectively. In contrast, this section of the report concludes with a picture of a bereft husband trying to comfort a wife who is “lying weeping and softly crying.”
Regardless of the ability of the trial judge to overcome the subconscious as well as the conscious reaction to such material, a sentencing procedure must maintain an appearance of impartiality as well as actually being impartial. It is of importance that a defendant realize that he has been fairly sentenced.
A judge may be able to disregard irrelevant prejudicial material, but it is doubtful that the defendant will believe that the sentence has not been improperly motivated. Moreover, sentencing reports may follow the defendant through subsequent imprisonment procedures, including use in determining whether to grant or deny parole.
Considering all of these factors, I conclude that the error in this case cannot be regarded as harmless. In view of this conclusion, I would not reach the question of whether the sentence was excessive.