Sanchez v. Rodriguez

298 F.R.D. 460, 2014 WL 1056327, 2014 U.S. Dist. LEXIS 37594
CourtDistrict Court, C.D. California
DecidedMarch 18, 2014
DocketNo. CV 11-06950-VBF (MAN)
StatusPublished
Cited by59 cases

This text of 298 F.R.D. 460 (Sanchez v. Rodriguez) is published on Counsel Stack Legal Research, covering District Court, C.D. California primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Sanchez v. Rodriguez, 298 F.R.D. 460, 2014 WL 1056327, 2014 U.S. Dist. LEXIS 37594 (C.D. Cal. 2014).

Opinion

OPINION and ORDER

(1) Adopting the Report and Recommendation;

(2) Dismissing Amended Complaint with Prejudice;

(3) Denying Defendants’ Request for Attorneys’ Fees

VALERIE BAKER FAIRBANK, Senior District Judge.

This is a prisoner’s civil-rights action under 42 U.S.C. section 1983. The U.S. Magistrate Judge has issued a Report and Recommendation (“R & R”) recommending that this action be dismissed with prejudice and terminated as a sanction for failure to comply with court-ordered discovery obligations. For the [463]*463reasons that follow, the Court will adopt the R & R and dismiss the complaint with prejudice as a sanction under Fed.R.Civ.P. 37.

The Magistrate is right that where a party’s noncompliance with a discovery order is the asserted basis for dismissal as a sanction, the court must employ the discovery-specific Rule 37 rather than relying on Rule 41(b), the general rule governing involuntary dismissal, or on the court’s inherent authority, so long as Rule 37 is “up to the task.” See R & R at 5-6 (citing Societe Internationale, 357 U.S. at 207, 78 S.Ct. 1087, and Chambers, 501 U.S. at 49 n. 14, 111 S.Ct. 2123, respectively); see also Clinton v. Jones, 520 U.S. 681, 709 n. 42, 117 S.Ct. 1636, 1652 n. 42, 137 L.Ed.2d 945 (1997) (“ ‘[I]f in the informed discretion of the court, neither the statute nor the rules are up to the task, the Court may safely rely on its inherent power’ in imposing appropriate sanctions”) (quoting Chambers, at 501 U.S. at 50, 111 S.Ct. 2123); see, e.g., Glassman v. Raytheon Norir-Bargaining Ret. Plan, 259 Fed.Appx. 932, 933 (9th Cir.2007) (“Nor did the district court abuse its discretion in granting Raytheon attorneys’ fees under its inherent power rather than Rule 11. We affirm the ... specific finding that Glassman engaged in ‘vexatious litigation’ by filing her complaint and maintaining her lawsuit, which justifies ... sanctions. Because Rule 11(c)(2)(A) explicitly prohibits a court from imposing monetary sanctions on a represented party, the judge ‘safely rel[ied]’ on her inherent power to directly sanction Glassman where the Rules were not ‘up to the task’ to do so.”) (citing Chambers) (other cites omitted).

Considering the motion for a terminating sanction under Rule 37 case law, the Court agrees that dismissal of the FAC with prejudice is appropriate. As the Magistrate notes (R & R at 6), Rule 37(b)(2)(A) authorizes the court to impose whatever sanctions are just when a party fails to comply with a discovery order, up to dismissal of part or all of the party’s claims, and Rule 37(d)(3) authorizes the same sanctions against a party who fails to respond to interrogatories or requests for production. “By the very nature of its language, sanctions imposed under Rule 37 must be left to the sound discretion of the trial judge.” O’Connell v. Femandez-Pol, 542 Fed.Appx. 546, 547-48 (9th Cir.2013) (citing Craig v. Far West Eng’g Co., 265 F.2d 251, 260 (9th Cir.1959)).

In order to impose the sanction of dismissal, a court must first find that plaintiffs noncompliance was due to “willfulness, bad faith, or fault.” R & R at 7 (quoting Henry, 983 F.2d at 946); see also Anheuser-Busch, Inc. v. Natural Beverage Distributors, 69 F.3d 337, 348 (9th Cir.1995) (citing Henry, 983 F.2d at 946 (quoting Fielstad v. American Honda Motor Co., 762 F.2d 1334, 1337 (9th Cir.1985))). See, e.g., Volcan Group, Inc. v. Omnipoint Comms., Inc., No. 12-35217, 2014 WL 68488, *2, 552 Fed.Appx. 644, 646 (9th Cir. Jan. 9, 3014) (affirming dismissal as a sanction) (“The record also supports the district court’s finding that Netlogix’s spoliation of evidence resulted from ‘willfulness, fault, or bad faith.’”) (quoting Anheuser-Busch, 69 F.3d at 348).

As the Magistrate notes, “willfulness, bad faith, or fault” does not require wrongful intent; rather, disobedient conduct not shown to be outside the party’s control is by itself sufficient to establish willfulness, bad faith, or fault. See R & R at 7 (quoting Jorgensen, 320 F.3d at 912, and citing Henry, 983 F.2d at 948); see also Hyde & Drath v. Baker, 24 F.3d 1162, 1167 (9th Cir.1994) (citing Henry, 983 F.2d at 948). The Court would note that plaintiff has not attempted to show that his repeated failure to comply with discovery obligations imposed on him by the Federal Rules and by this court’s Orders was “outside his control.” See Hyde & Drath, 24 F.3d at 1167 (“Given the lack of proof corroborating Stonehaven’s claim [that it had been dissolved and had no current officers and no former officers under its control to send to the depositions], the court did not abuse its discretion in finding Stonehaven at fault and in imposing sanctions.”) (contrasting General Houses v. Marloch Mfg. Corp., 239 F.2d 510 (2d Cir.1956) (reversing order which dismissed complaint as a discovery sanction, because plaintiff’s counsel had submitted affidavits corroborating his claim that “at the time deposition was [464]*464noticed, its client no longer had any officers who knew about the transactions nor any control over the former officers who had such knowledge”)).

Accordingly, the Magistrate is right to find that plaintiffs noncompliance with discovery orders was willful: plaintiff failed to respond to interrogatories propounded on him in mid-January 2013, then failed to respond to defense counsel’s letter extending plaintiffs time to respond to the interrogatories, requiring defendants to file a motion to compel. In April 2013 this Court issued an Order granting the motion to compel and warning plaintiff that further noncompliance could result in the imposition of sanctions, including dismissal. Plaintiff responded only by requesting more time to provide discovery, offering no excuse for his previous noncompliance except the fact that he was incarcerated and lacked funds to “get the paper work wanted by Defendant”, failing to identify any document he did not possess and allegedly could not afford to obtain. Plaintiff did nothing with the extensions granted, forcing the defendants to file a motion to compel and then ignoring the Court’s subsequent order compelling him to fulfill his discovery obligations, see R & R at 8-10, thereby preventing defendants from conducting meaningful discovery, see Webster v. Dep’t of Veterans Affairs, 551 Fed.Appx. 361, 361, 2014 WL 23785, * 1 (9th Cir. Jan. 2, 2014) (“The district court did not abuse its discretion by imposing terminating sanctions under Fed.R.Civ.P. 37(b)(2) on the basis of Webster’s willful violations of the court’s discovery orders that prevented defendants from conducting meaningful discovery.”).

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Bluebook (online)
298 F.R.D. 460, 2014 WL 1056327, 2014 U.S. Dist. LEXIS 37594, Counsel Stack Legal Research, https://law.counselstack.com/opinion/sanchez-v-rodriguez-cacd-2014.