Sam M. Ex Rel. Elliott v. Carcieri

608 F.3d 77, 2010 U.S. App. LEXIS 12552, 2010 WL 2432353
CourtCourt of Appeals for the First Circuit
DecidedJune 18, 2010
Docket09-1759
StatusPublished
Cited by30 cases

This text of 608 F.3d 77 (Sam M. Ex Rel. Elliott v. Carcieri) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Sam M. Ex Rel. Elliott v. Carcieri, 608 F.3d 77, 2010 U.S. App. LEXIS 12552, 2010 WL 2432353 (1st Cir. 2010).

Opinion

TORRUELLA, Circuit Judge.

This appeal raises important questions regarding an individual’s capacity to sue as a representative of minors in state foster care custody alleging violations of their civil rights.

On June 28, 2007, Mary Melvin, Kathleen J. Collins, and Gregory C. Elliott (collectively, the proposed Next Friends), filed a class action suit on behalf of foster care children who are under the legal custody of Rhode Island’s Department of Children, Youth and Families (DCYF). The complaint sought declaratory and injunctive relief pursuant to 42 U.S.C. § 1983 and alleged that by maintaining systemic deficiencies in Rhode Island’s child welfare and foster care systems, the state has deprived plaintiffs of their rights under the United States Constitution and several federal statutes. The proposed Next Friends sought to pursue the present civil rights case on behalf of foster care children who are unable to sue for themselves due to their minority. 1 The district court dismissed the complaint finding that the Next Friends lacked capacity to sue on behalf of Plaintiffs.

For the reasons stated below, we reverse the district court’s order and judgment dismissing the children’s complaint and remand the case with instructions to allow the Next Friends to represent the named Plaintiffs in this suit.

I.

A.

Because this appeal follows the district court’s dismissal of Plaintiffs’ complaint, we recite the relevant facts “accepting as true all well-pleaded facts in the complaint and drawing all reasonable inferences in the plaintiffs’ favor.” Hostar Marine Transp. Sys., Inc. v. United States, 592 F.3d 202, 207 (1st Cir.2010) (citing Sutliffe v. Epping Sch. Dist., 584 F.3d 314, 325 (1st Cir.2009)). But given that the district court made findings of fact regarding the proposed Next Friends authority to represent the children in this case, we review the court’s factual findings for clear error. See Skwira v. United States, 344 F.3d 64, 72 (1st Cir.2003).

*82 The present suit was initiated by Rhode Island’s Child Advocate, Jametta 0. Alston. 2 Under Rhode Island law, the Child Advocate is endowed with the responsibility of protecting the interests and rights of children who are placed under DCYF custody. See R.I. Gen. Laws § 42-73-7. 3 The Child Advocate claims that due to widespread and serious deficiencies in Rhode Island’s child welfare system, she endeavored to identify individuals suited to vindicate the children’s constitutional rights in federal court. She explains that the persons closely connected to the children either have potential conflicts of interests with the children or declined to be involved in the suit on the children’s behalf. The Child Advocate claims that the proposed Next Friends are well-suited to litigate the present class action suit on behalf of the children who were named as Plaintiffs as they “are sincerely motivated to pursue the best interests of the children.”

On June 28, 2007, the proposed Next Friexxds filed the present class action suit on behalf of the named Plaintiffs. 4 The class was defined as “all children who are or will be in the legal custody of the Rhode Island Department of Children, Youth and Families due to a report or suspicion of abuse or neglect.” The complaint sought declaratory and injunctive relief against defendants, Donald L. Carcieri, in his official capacity as the Governor of Rhode Island; Jane A. Hayward in her official capacity as Rhode Island’s Secretary of the Executive Office of Health and Human Services; and Patricia Martinez, in her official capacity as Director of the DCYF (collectively, “Defendants”). The complaint alleged violations of the children’s substantive and procedural due process rights under the Fourteenth and Fifth Amendments to the United States Constitution; deprivations of the children’s liberty, privacy, and associational rights protected by the First and Fourteenth Amendments; violations of their statutory rights under the Adoption Assistance and Child Welfare Act of 1980, 42 U.S.C. §§ 621; 622; 629; 671; 672; 675 and its accompanying regulations 45 C.F.R. §§ 1355-57; as well as breach of contractual obligations between the state of Rhode Island and the fedei'al government to which the children claim to be third party beneficiaries.

The crux of Plaintiffs’ complaint is that foster care children in Rhode Island are neglected and abused both physically and emotionally, and ai'e generally deprived of the care and protection the DCYF owes to them in violation of the children’s right to a safe living environment. The complaint further stated that Defendants engaged in a policy, pattern, practice or custom of placing children in foster care homes and other institutions that do not meet the children’s needs, thereby depriving them of their substantive due process rights. Finally, the complaint alleged that the DCYF follows a pattern or practice of placing foster care children in temporary foster care homes, shelters, and other institutions for inordinate amounts of time and fails to comply with the state’s obli *83 gation under the Adoption and Child Welfare Act to provide children with safe and permanent placements.

In due course, Defendants filed a motion to dismiss the complaint for lack of subject matter jurisdiction arguing, inter alia, that the proposed Next Friends lacked standing to sue on behalf of the named Plaintiffs. 5 Defendants maintained that the children were adequately represented by guardians ad litem who were appointed by Rhode Island Family court to represent the children in family court proceedings. Additionally, Defendants claimed that the proposed Next Friends could not show they were truly dedicated to the children’s best interests or that they had a significant relationship with the children.

The district court held evidentiary hearings to evaluate the proposed Next Friends’ capacity to represent the children’s interests. During the course of several days of hearings, the proposed Next Friends explained their relationship with Plaintiffs and their motivation to serve as their representatives in this case. In a decision and order dated April 29, 2008, the district court granted Defendants’ motion to dismiss. The court held that the family court-appointed guardians ad litem were the children’s duly appointed representatives as defined in Rule 17(c) of the Federal Rules of Civil Procedure.

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Bluebook (online)
608 F.3d 77, 2010 U.S. App. LEXIS 12552, 2010 WL 2432353, Counsel Stack Legal Research, https://law.counselstack.com/opinion/sam-m-ex-rel-elliott-v-carcieri-ca1-2010.