Sala v. American Samoa Government

21 Am. Samoa 2d 50
High Court of American Samoa·Decided May 21, 1992·No. CA No. 35-92·Published

Opinion

[51]*51This action seeks declarations on plaintiff Michael R. Sala’s rights with respect to proceedings to terminate his employment by defendant American Samoa Government (Government).

FINDINGS

The evidence before the Court consists solely of documents offered by the parties and admitted. The relevant and material facts provided by these documents for purposes of this opinion are as follows:

1. Plaintiff is a career service employee of the Government. On August 23, 1991, he held the position of Deputy Commissioner in Government’s Department of Public Safety (DPS). His duties included the functions described in paragraph 4 of these findings.

2. On August 23, 1991, the Acting Governor, pursuant to A.S.C.A. § 4.0302, issued a memorandum to the Commissioner of Public Safety (Commissioner) authorizing the Commissioner to appoint a "Special Board of Inquiry" (BOI) to investigate allegations of criminal violations of plaintiff as the driver of a motor vehicle in a traffic accident on or about August 6, 1990, in American Samoa, and to provide a report and recommendations to the Commissioner and Attorney General’s Office. The memorandum also directed the BOI to "conduct its proceedings pursuant to the Administrative Procedures Act (APA), and in accordance to the laws and regulations pertaining to career service employees of the American Samoa Government."

3.On September 20, 1991, plaintiffs attorney wrote to Michael Fuiava, who is a Deputy Commissioner of Public Safety in charge of DPS operations and was the BOI’s Chairman. This letter appears to have been written when plaintiffs attorney first became aware of the BOI’s activities. It informed the Chairman that plaintiff would not make any further written statements to the BOI in view of the pending personal-injury action. It also questioned both the Governor’s authority to delegate his power to appoint a board of inquiry and the lack of procedural rights afforded plaintiff in the BOI proceedings to that date under the APA and career service laws or rules.

4.The "Report on the Findings, Conclusions and Recommendations of the Special Board of Inquiry," dated November 8, 1991, was addressed to the Commissioner and Attorney General. The title page, Table of Contents, and the first 11 pages and part of Page 12 are in evidence in this action. The report shows that:

[52]*52a. In addition to Chairman Fuiava, the BOI’s members were the DPS Commander in charge of the Training Division, DPS Commander in charge of the Office of Motor Vehicles and Highway Safety, DPS Commander in charge of the Records Office, and DPS Commander in charge of Administration and Finance. The Chairman is of equal rank to plaintiff. The other members are of lower rank.
b. The Commissioner requested the Attorney General to provide legal counsel for the BOI. Assistant Attorney General Ripley was assigned to this role.
c. The BOI took note of the DPS Standard Operating Procedures (SOP), which govern internal investigations of alleged improprieties or misconduct of DPS employees and provide for a board of inquiry to make findings and recommendations to the Commissioner. In cases of proposed adverse disciplinary action, the SOP provides that proceedings of such boards of inquiry shall be conducted subject to applicable territorial and federal laws, apparently referencing the due process requirements in A.S.C.A. Title 4 and A.S.A.C. Title 4.
d. The BOI decided that the SOP was not applicable to its proceedings for two reasons. First, the SOP requires that the members be of equal or higher rank to the employee subject to those proceedings. The BOI Chairman was the only available person who met this requirement, which necessitated the Acting Governor’s' action to authorize the BOI. Second, the SOP, despite their approval by the Commissioner and Governor, had not been adopted under the formal rule-making process. Thus, the BOI decided to use the SOP only as a guideline.
e. The BOI also decided to conduct its proceedings as an investigatory process rather than as a contested-case hearing under the APA. Thus, the BOI did not afford plaintiff the contested-case requirements of reasonable notice of the hearing and opportunity to respond, present evidence and argument, and conduct cross-examination at the hearing. Rather, it took statements under oath by witnesses appearing voluntarily or by subpoena and considered documentary evidence such as police reports, witness statements, and photographs.
f. The BOI began its investigation on August 27, 1991, by reviewing official DPS reports. Witnesses gave statements at various times between August 30 and October 1, 1991, when they and at least three BOI members were available. The accident scene was viewed by the [53]*53BOI on September 3, 1991.
g. During its investigation, the BOI also decided to expand the scope of its inquiry to include the manner in which the traffic accident investigation was carried out by DPS employees in light of conduct by them that, if substantiated by sufficient evidence, could lead to charges involving obstructing justice, tampering with evidence and perjury by some or all of these employees.
h. The Table of Contents indicates the report covers circumstances leading to and at the traffic accident, the conduct of the investigation and follow-up investigation by various DPS employees and an employee of the Attorney General’s Office, and plaintiffs involvement in the conduct of the investigation on general dates, beginning August 13 and ending September 19, 1990. It also lists conclusions and recommendations regarding plaintiff in terms of six territorial laws on speeding, general duty of driver, careless driving, driving while under the influence of intoxicating liquor, causing bodily injury, tampering with or fabricating physical evidence, and tampering with a witness.

5. On November 15, 1991, the Commissioner of Public Safety served plaintiff with Commissioner’s Office Memorandum No. 61-91, entitled "Notice of Charges Re Traffic Accident on August 6, 1990." The Notice informed plaintiff that the BOI had completed its investigation and recommended plaintiffs prosecution on criminal charges and adverse disciplinary action by termination of his employment. Plaintiff was given three days to respond to the memorandum, which he did in writing on November 18, 1991.

6. On November 15, 1991, the Commissioner also issued to plaintiff Commissioner’s Office Memorandum No. 62-91, entitled "Notice of Placement of [sic] Annual Leave." This Notice, on the basis of the BOI report and the sensitive nature of plaintiffs position and responsibilities in the Department, relieved plaintiff from all duties of his position and placed him on annual leave, effective immediately, until resolution of the underlying matter.

7. Plaintiff responded on November 18, 1991, at length and in detail. He denied each of the alleged statutory violations, and for most allegations provided further comment. He also protested the denial of rights under the ABA career service laws and rules, specifically citing A.S.A.C. § 4.1026 and SOP § 4.1. He then continued with comments [54]*54on the lapse of time after the traffic accident before the BOI was convened and on details of certain events and his actions after the traffic accident.

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Sala v. American Samoa Government, 21 Am. Samoa 2d 50 (amsamoa 1992).

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