SAIF v. Williams

466 P.3d 1052, 304 Or. App. 233
Court of Appeals of Oregon·Decided May 13, 2020·No. A167310·Published·Cited by 5 cases

Opinion

Argued and submitted September 5, 2019, affirmed May 13, 2020

In the Matter of the Compensation of David M. Williams, Claimant.

SAIF CORPORATION

and Baker County School District #61, Petitioners,

v.

David M. WILLIAMS,

Respondent.

Workers’ Compensation Board 1200237; A167310

466 P3d 1052

Petitioners, SAIF Corporation and Baker County School District #61, seek review of an order of the Workers’ Compensation Board (board), which reversed SAIF’s denial of claimant’s new or omitted medical condition claim. In SAIF v. Williams, 281 Or App 542, 381 P3d 955 (2016) (Williams I), the Court of Appeals vacated and remanded the board’s order, which had concluded that claimant established the compensability of a “new medical or omitted medical condition” claim under ORS 656.267. On remand, the board reconsidered claimant’s claim and once again concluded that he had established the compensability of a new or omitted medical condition. In this appeal, SAIF argues that the board erred by (1) finding medical causation contrary to the law of the case and without substantial evidence and substantial reason and (2) applying an incorrect legal standard for determining the compensability of claimant’s new or omitted medical condition claim. Held: The board did not err. With regard to SAIF’s first assignment of error, the Court of Appeals concluded that the board appropriately conformed to its remand instructions in Williams I, that the board’s findings and conclusions were supported by the record, and that the board adequately explained its conclusions. With regard to SAIF’s second assignment of error, SAIF did not preserve its argument because, by raising it first in its reply brief upon remand from Williams I, it did not provide claimant with a meaningful opportunity to respond to it.

Affirmed.

David L. Runner argued the cause and filed the briefs for petitioners.

Julene M. Quinn argued the cause and filed the brief for respondent.

234 SAIF v. Williams

Before DeHoog, Presiding Judge, and Egan, Chief Judge, and Mooney, Judge.* MOONEY, J. Affirmed.

* Egan, C. J., vice Hadlock, J. pro tempore.

Cite as 304 Or App 233 (2020) 235

MOONEY, J. Petitioners, SAIF Corporation and Baker County School District #61, appeal, for the second time in the life of this case, an order of the Workers’ Compensation Board (Board). In the first of petitioners’ appeals, we vacated and remanded the board’s order, which had concluded that claimant established the compensability of a “new medical or omitted medical condition” under ORS 656.267 for a “thoracic spine Tarlov cyst.” SAIF v. Williams, 281 Or App 542, 543, 381 P3d 955 (2016) (Williams I). On remand, the board reconsidered claimant’s claim in light of our decision and once again concluded that claimant established the compensability of a new or omitted medical condition under ORS 656.267 for his thoracic spine Tarlov cyst. On review, petitioners argue that the board erred by (1) finding medical causation contrary to the law of the case and without substantial evidence and substantial reason and (2) applying an incorrect legal standard for determining the compensability of claimant’s new or omitted medical condition claim. We reject petitioners’ arguments and conclude, for reasons explained below, that the board did not err upon remand. Accordingly, we affirm the board’s order.

In Williams I, we held that, because the board relied on two significant factual inaccuracies in finding in favor of claimant, its order was unsupported by substantial evidence . Id. at 551. Upon remand, the board reconsidered the facts presented and the parties’ arguments without those inaccuracies, and it once again found in favor of claimant. On appeal, the parties no longer dispute the relevant facts of this case. We therefore describe the record as it is presented to us.

I. FACTUAL BACKGROUND

As we stated in Williams I: “Claimant was compensably injured on March 10, 2006, when he fell through some rotting boards while walking on a ramp. He struck the ground, later describing the pain as ‘like being kicked in the back by a horse.’ Three days later, he was evaluated at a trauma center and received a diagnosis of a possible T5-6 facet joint fracture. On March 23, 2006, claimant was examined by Dr. Ha, who diagnosed a 236 SAIF v. Williams

thoracic strain. SAIF accepted a claim for thoracic strain. In July 2006, Ha found the thoracic strain medically stationary without permanent impairment, although claimant continued to experience severe thoracic symptoms. A July 27, 2006, notice of closure did not award compensation for permanent impairment.

“Over the next several years, claimant continued to experience thoracic pain and spasms. He sought treatment from at least 16 physicians over a four-and-a-half-year period. Different MRI scans revealed, among other things, mild posterior T7-8 and T8-9 disc protrusions and multiple Tarlov cysts throughout the thoracic spine neural foramina . The largest Tarlov cyst was at T5-6. Claimant also underwent multiple neurological evaluations of his thoracic spine. Several different physicians who treated claimant during that period opined that the Tarlov cyst at the T5 level was likely an ‘incidental finding’ and not causing symptoms.” Id. at 543-44.

The board thoroughly described claimant’s medical history and the opinions of the doctors who evaluated him after his injury. The first of those opinions was Ha’s, who, in March 2006—nearly two weeks after claimant’s injury— found that claimant’s pain in his midthoracic region “radiate [d] both proximally and distally from there,” and that claimant was neurologically intact without deficiency.

Dr. Denekas, in November 2006, reported that claimant experienced pain in his midthoracic region, which did “not radiate around his chest,” but did, according to claimant, “expand to approximately a 6" diameter area of discomfort.” Denekas diagnosed claimant with his previously accepted condition of a “thoracic strain, medically stationary , with no obvious impairment,” and diffuse jerking, which he did not believe was related to any type of neurological disorder.

In April 2007, an MRI revealed mild T7-8 and T8-9 disc protrusions and a “small nerve root sheath cyst on the left at T5-6.” The radiologist stated that the cyst was “likely to represent an incidental finding despite the fact that it is at the level of [claimant’s] reported pain and muscle spasms.” A May 2008 MRI showed small disc protrusions at T8-9 and

Cite as 304 Or App 233 (2020) 237

T9-10 and small cysts at a number of locations along the spinal column, including at T5-6.

In January 2009, Dr. Sabahi examined claimant’s Tarlov cysts, which he found to range in size from 4-6 mm. Sabahi opined that if the cysts were nearly three times that size—over 1.5 cm—and located more centrally within the spinal canal, they might cause symptoms. However, because they were so small and not centrally located, he did not believe that they caused claimant’s symptoms.

In June 2009, Dr. Gambee treated claimant.

Gambee reported that claimant experienced mid back pain and some muscle spasms, but no associated radicular pain. Gambee concluded that the cysts were not the cause of claimant’s pain and that they were probably present before his workplace injury. That indicated to Gambee that most of claimant’s pain was musculoskeletal in nature and simply related to his original workplace injury—not neurological symptoms related to the cysts.

Only after claimant conducted his own internet research into Tarlov cysts did he contact Dr. Feigenbaum, who is an expert in the field of Tarlov cysts. Around that time, in August 2010, claimant was again examined at Oregon Health and Science University (OHSU). In that examination at OHSU, he reported sharp pain between his shoulder blades, which was reported as “intermittent radiation around chest into xyphoid just below nipples.” That was the first time on the record that he reported radiation around his sides and to his chest.

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SAIF v. Williams, 466 P.3d 1052, 304 Or. App. 233 (Or. Ct. App. 2020).

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