Peeples v. Lampert

191 P.3d 637, 345 Or. 209, 2008 Ore. LEXIS 600
CourtOregon Supreme Court
DecidedAugust 14, 2008
DocketCC 02011658M, CA A122837; CC03C-21423; CA A125027; SC S054437
StatusPublished
Cited by367 cases

This text of 191 P.3d 637 (Peeples v. Lampert) is published on Counsel Stack Legal Research, covering Oregon Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Peeples v. Lampert, 191 P.3d 637, 345 Or. 209, 2008 Ore. LEXIS 600 (Or. 2008).

Opinions

[212]*212LINDER, J.

In this post-conviction case, the trial court dismissed the petition for relief as a sanction for petitioner’s refusal to participate in a scheduled deposition. On appeal, petitioner argued that the trial court erred by failing to make special findings to support the dismissal, as required by Pamplin v. Victoria, 319 Or 429, 877 P2d 1196 (1994). A panel of the Court of Appeals divided on whether that challenge must be preserved to be raised on appeal. Peeples v. Lampert, 209 Or App 17, 25-26, 146 P3d 352 (2006) (preservation rules apply); id. at 29-30 (Ortega, J., dissenting) (under Pamplin, no request for special findings is required). Petitioner sought review, which we allowed. We now hold that a challenge to a trial court’s failure to make the special findings required by Pamplin is subject to preservation rules. Because petitioner did not preserve that challenge in this case, we affirm.

The pertinent facts are procedural in nature. After pleading guilty to two criminal offenses, petitioner filed a first pro se petition for post-conviction relief in Malheur County. An attorney was appointed to represent him, and that attorney, about nine months after the original petition was filed, filed an amended petition for post-conviction relief. Trial then was scheduled for a year after that. On the day of trial, petitioner asked to amend his petition, to have a new attorney appointed to represent him, and to have the case continued for further investigation. The post-conviction court denied those requests. When petitioner refused to proceed, the court dismissed the case without prejudice.

About two months after that dismissal, petitioner filed a second pro se petition for post-conviction relief, this time in Marion County. An attorney was again appointed to represent him, and that attorney filed an amended petition. Petitioner expressed concerns to his counsel about allegations that were in his original pro se petition but were not included in the amended petition. His counsel, after corresponding with petitioner, decided not to restore any of those allegations. Meanwhile, the state scheduled petitioner’s deposition.1 Although petitioner and his counsel came to the [213]*213scheduled deposition, petitioner refused to be deposed, claiming that he was not ready to proceed. The state moved to dismiss the petition as a sanction for petitioner’s refusal. See ORCP 46 D (authorizing sanctions for party’s failure to appear at own deposition); ORCP 46 B (enumerating possible sanctions, including “an order * * * dismissing the action”). Alternatively, the state asked that petitioner be required to pay all costs that the state had incurred due to petitioner’s refusal to be deposed.

Both parties submitted affidavits and other evidence in the hearing on the state’s motion to dismiss. Counsel for the state, who also had represented the state in the Malheur County action, by affidavit described petitioner’s unwillingness in that case to proceed and his day-of-trial efforts to amend his petition, which had been previously amended and had been awaiting trial for a year. The state took the position that petitioner’s refusal to be deposed in the Marion County action was unreasonable and that petitioner was delaying that proceeding in the same way that he had delayed the Malheur County proceeding.

In opposition to the motion to dismiss, petitioner disputed that he had refused to be deposed. In the written memorandum opposing dismissal, petitioner’s counsel urged that, even if the post-conviction court found that petitioner had refused to be deposed, dismissal as a sanction was not warranted. As an alternative, he suggested that petitioner be required to pay only the cost of the three-page transcript of the terminated deposition. Petitioner’s written opposition was supported by an affidavit from his counsel representing that, on the day of the deposition, petitioner had clarified his objections to the amended petition for post-conviction relief, which caused counsel to reconsider a possible amendment to the petition. Petitioner’s counsel asserted that petitioner had wanted the deposition postponed.

At the hearing on the motion, petitioner likewise told the court that he wanted to get his petition amended, and was not refusing to be deposed. In particular, petitioner [214]*214personally represented to the post-conviction court that, at the time of the scheduled deposition, he had “no problem being deposed” and that, if the state’s attorney had deposed him at that time, he would have cooperated. The transcript of the terminated deposition, however, was also before the post-conviction court. In it, petitioner had affirmatively confirmed his attorney’s representation that petitioner was not ready to be deposed and that he wanted the deposition rescheduled for another time. Petitioner’s counsel acknowledged to the post-conviction court that petitioner’s dissatisfaction with the claims pleaded in the amended petition might “sound familiar, given the prior proceeding [in Malheur County].” Neither counsel nor petitioner identified what claims or allegations might be added to the amended petition.

The post-conviction court dismissed the petition with prejudice. At the conclusion of the hearing, the court orally observed that petitioner had many opportunities, during the two years after filing his first post-conviction petition in Malheur County, to amend his petition. The court concluded that petitioner was unwilling to participate and was “wast[ing]” the court’s time. The court directed the state to prepare the judgment dismissing the action. In that judgment, the court made the following findings:

“The court finds that plaintiffs post-conviction claims were originally filed in Malheur County, Oregon[,] [o]n September 23, 2002. [That] petition was dismissed without prejudice on September 23, 2003[,] in Malheur County, Oregon, because plaintiff refused to proceed at the date set for his trial. Plaintiff apparently was not satisfied with the claims set forth in his amended petition.
“Plaintiff then filed this petition for post conviction relief on November 4, 2003. An amended petition was filed on February 23, 2004.
“On May 7, 2004, plaintiff again expressed that [he] was not satisfied with the claims set forth in his amended petition, and refused to participate in his deposition.
“Plaintiff has delayed his own post conviction proceedings for almost two years. Plaintiff had knowledge that refusal to participate in court proceedings could result in dismissal of his case. Plaintiff chose not to participate in his deposition.
[215]*215“For these reasons and those set forth by the defendant, defendant’s Motion to Dismiss for Lack of Prosecution is allowed. Because of plaintiffs history of delay in this matter and the same underlying matter in the Malheur County Circuit Court, the Petition for Post Conviction Relief is dismissed with prejudice.”

By way of footnote, the post-conviction court explained why it found that petitioner “chose not to participate in his deposition”:

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Cite This Page — Counsel Stack

Bluebook (online)
191 P.3d 637, 345 Or. 209, 2008 Ore. LEXIS 600, Counsel Stack Legal Research, https://law.counselstack.com/opinion/peeples-v-lampert-or-2008.