Sacco v. Legg Mason Investment Counsel & Trust Co.

660 F. Supp. 2d 302, 2009 U.S. Dist. LEXIS 80541
CourtDistrict Court, D. Connecticut
DecidedSeptember 4, 2009
DocketCivil 3:07cv1384 (JBA)
StatusPublished

This text of 660 F. Supp. 2d 302 (Sacco v. Legg Mason Investment Counsel & Trust Co.) is published on Counsel Stack Legal Research, covering District Court, D. Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Sacco v. Legg Mason Investment Counsel & Trust Co., 660 F. Supp. 2d 302, 2009 U.S. Dist. LEXIS 80541 (D. Conn. 2009).

Opinion

RULING ON DEFENDANTS’ MOTION FOR SUMMARY JUDGMENT

JANET BOND ARTERTON, District Judge.

This is an employment-discrimination case brought by Plaintiff Michele Sacco *307 against her former employer. Her nine-count complaint alleges violations of Title VII of the Civil Rights Act of 1964 (“Title VII”), 42 U.S.C. §§ 2000e to 2000e-17, the Family and Medical Leave Act (“FMLA”), 29 U.S.C. §§ 2601-2654, and state law. The Defendants are several entities bearing similar names: Legg Mason Investment Counsel & Trust Co., N.A.; Legg Mason, Inc.; and Legg Mason Investment Counsel, LLC (collectively, “Legg Mason”). The Court previously denied Defendants’ motion to dismiss, following which the parties completed discovery. Now before the Court is Legg Mason’s motion for summary judgment on all counts. As explained below, because no reasonable jury could conclude that Legg Mason is liable as Sacco alleges, Defendants’ motion must be granted.

I. Background

Sacco’s claims in this case fall into four categories. First, she alleges that the Defendants discriminated and retaliated against her because of her sex by denying her fair opportunities for promotion, denying her overtime pay, excluding her from professional meetings, treating her in a condescending and unfair manner, issuing her an inaccurate business card, and reassigning her to new positions without notice. Second, Sacco contends that, through the conduct of her superiors and co-workers, she was subjected to a hostile work environment and was constructively discharged. Third, she charges Defendants with violating her rights under the FMLA. Finally, she alleges negligent and intentional infliction of emotional distress.

Much of the factual background is undisputed, although Sacco disputes the import of the facts as well as certain details highlighted below. Drawing upon the parties’ Local Civil Rule 56(a) statements, the relevant facts are as follows.

A. Sacco’s Employment

In 1999, Scudder Private Investment Counsel (“Scudder”) hired Sacco as a portfolio assistant in its New York office, where she worked under portfolio manager Charles King. Scudder was later acquired by Deutsche Bank in April 2003, and King continued to supervise Sacco even after relocating to the Philadelphia office in 2003. In January 2005, Legg Mason acquired the former Scudder offices in New York, Philadelphia, Chicago, and Cincinnati from Deutsche Bank, in a transaction with some pertinent details. Legg Mason purchased only certain asset-management contracts (and the associated liabilities), while Deutsche Bank retained all pre-2005 liabilities associated with the business generally.

In conjunction with the acquisition, Sacco signed a release of liability in which she agreed not to sue Deutsche Bank and its successors on any ground, including sex discrimination, based on any conduct predating the agreement. Legg Mason gave Sacco ten days to consider the agreement and advised her to consult a lawyer if necessary, and the agreement itself provided that it was revocable for up to seven days after signing. Sacco claims that she did not want to sign the agreement and that she relayed her reluctance at the time to Kathleen Keegan, a manager in the New York office. According to Sacco, Keegan told her that Legg Mason would not retain anyone who refused to agree to the release terms, and so Sacco signed the agreement. (Sacco Dep. 36:11-40:7, Mar. 28, 2008, Def.’s Ex. 8 [Doc. # 53]; Sacco Aff. [Doc. # 60-3] ¶ 11.)

While Sacco was working in the New York office, there were two categories of investment employees relevant here: portfolio managers, who supervised individual client investments, and portfolio assistants, *308 who provided administrative and technical support. During Sacco’s employment, there were five portfolio managers and fifteen portfolio assistants, of whom four were men and eleven were women. Generally speaking, it was atypical for a portfolio assistant to progress into an investment-management position (see Benziger Aff. ¶¶ 5-9, Defs.’ Ex. 3), although Sacco contends that this was not a “rare” occurrence, and maintains that some portfolio assistants were given the opportunity for advancement (Sacco Aff. ¶ 48).

B. Opportunities for Promotion

As a portfolio assistant, Sacco reported to Bang, with whom she had a “good working relationship.” (Sacco Dep. 35:7-8, Mar. 28, 2008.) When King moved to Philadelphia, he discussed with Sacco the possibility of her joining him in that office, but she declined. Sacco first complained that she had been denied a fair opportunity for advancement. Specifically, she alleged that two male co-workers, Steven Salerno and Justin Egan, had been granted promotions that were not made available to her, although she admittedly was not similarly qualified. King resolved the complaints, and, according to Sacco, told her that she would get an equal opportunity as others in the future.

A male portfolio assistant, Hasan Doza, worked under portfolio manager Richard Byrnes. When Byrnes was promoted to chief investment officer at Deutsche Bank, Doza received a similar change in duties. Sacco cites this promotion for another assistant another lost advancement opportunity. Doza also worked partly under another portfolio manager, Paul Benziger. Prior to the acquisition by Legg Mason, both Sacco and Doza simultaneously received a new job title: “assistant vice president.” John Reilly, another portfolio assistant for King, received that same title some time later. Sacco, however, continued to perform her duties as a portfolio assistant.

After Legg Mason acquired Sacco’s unit at Deutsche Bank, the same job titles carried over, but the parties dispute exactly what that meant in practice. Notably, Sacco recalls research meetings to which, once at Legg Mason, she was no longer invited. (Sacco Aff. ¶¶ 25-28.) Benziger, the head of the New York office and the manager with the largest book of business, avers that, following the transition to Legg Mason, the managers excluded assistants from the meetings because of the need to discuss management concerns as well as portfolio issues. (Benziger Aff. ¶¶ 13-20.) Doza, in his capacity as Byrnes’s assistant, was allowed to attend the research meetings, though Sacco claims that this was on account of his gender. The other affiliated offices, being smaller than Sacco’s unit in New York, had slightly different policies with respect to attendance at the research meetings.

Prior to the 2005 acquisition, Sacco had volunteered to work on a quarterly client report for Benziger. Once she was no longer able to attend the research meetings, however, Sacco had difficulty compiling all the information necessary to complete the report. Although she submitted a draft version early in 2005, by December of that year the report still was not finished, and Sacco told Keegan that Benziger should get someone who attends the research meetings to complete it.

As part of the transition to Legg Mason, Sacco and other portfolio assistants were reclassified as exempt employees ineligible for overtime pay.

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Bluebook (online)
660 F. Supp. 2d 302, 2009 U.S. Dist. LEXIS 80541, Counsel Stack Legal Research, https://law.counselstack.com/opinion/sacco-v-legg-mason-investment-counsel-trust-co-ctd-2009.