1 2 3 4 UNITED STATES DISTRICT COURT 5 NORTHERN DISTRICT OF CALIFORNIA 6 7 Case No. 25-cv-06972-KAW SABRINA AFIFI, 8 ORDER GRANTING IN FORMA Plaintiff, PAUPERIS APPLICATION; 9 REASSIGNING CASE TO A DISTRICT v. JUDGE; REPORT AND 10 RECOMMENDATION TO DISMISS AAPT CONSTRUCTION, et al., 11 Re: Dkt. Nos. 1, 2 Defendants. 12 13 On August 18, 2025, Plaintiff Sabrina Afifi filed this civil action and application to 14 proceed in forma pauperis. Having considered the application, the Court GRANTS Plaintiff’s 15 application to proceed in forma pauperis. Upon review of Plaintiff’s complaint pursuant to 28 16 U.S.C. § 1915, the Court finds that there is no subject matter jurisdiction over the case. 17 Accordingly, the Court REASSIGNS the case to a district judge and RECOMMENDS that the 18 case be DISMISSED for lack of subject matter jurisdiction. 19 I. LEGAL STANDARD 20 The in forma pauperis statute provides that the Court shall dismiss the case if at any time 21 the Court determines that the allegation of poverty is untrue, or that the action (1) is frivolous or 22 malicious, (2) fails to state a claim on which relief may be granted; or (3) seeks monetary relief 23 against a defendant who is immune from such relief. 28 U.S.C. § 1915(e)(2). 24 A complaint is frivolous under Section 1915 where there is no subject matter jurisdiction. 25 See Castillo v. Marshall, 207 F.3d 15, 15 (9th Cir. 1997) (citation omitted); see also Pratt v. Sumner, 26 807 F.2d 817, 819 (9th Cir. 19987) (recognizing the general proposition that a complaint should be 27 dismissed as frivolous on Section 1915 review where subject matter jurisdiction is lacking). 1 A complaint may also be dismissed for failure to state a claim, because Section 1915(e)(2) 2 parallels the language of Federal Rule of Civil Procedure 12(b)(6). Lopez v. Smith, 203 F.3d 1122, 3 1126-27 (9th Cir. 2000). The complaint, therefore, must allege facts that plausibly establish the 4 defendant’s liability. See Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555-57 (2007). When the 5 complaint has been filed by a pro se plaintiff, courts must “construe the pleadings liberally . . . to 6 afford the petitioner the benefit of any doubt.” Hebbe v. Pliler, 627 F.3d 338, 342 (9th Cir. 7 2010)(citations omitted). Upon dismissal, pro se plaintiffs proceeding in forma pauperis must be 8 given leave to “amend their complaint unless it is absolutely clear that the deficiencies of the 9 complaint could not be cured by amendment.” Franklin v. Murphy, 745 F.2d 1221, 1235 n.9 (9th 10 Cir. 1984) (internal citations and quotation marks omitted); Lopez v. Smith, 203 F.3d 1122, 1130- 11 31 (9th Cir. 2000). 12 II. DISCUSSION 13 As courts of limited jurisdiction, “federal courts have an independent obligation to ensure 14 that they do not exceed the scope of their jurisdiction.” Henderson ex rel. Henderson v. Shinseki, 15 562 U.S. 428, 434 (2011); Valdez v. Allstate Ins. Co., 372 F.3d 1115, 1116 (9th Cir. 2004) (noting 16 that district courts are “obligated to consider sua sponte whether [they] have subject matter 17 jurisdiction”). There are two bases for federal subject matter jurisdiction: (1) federal question 18 jurisdiction under 28 U.S.C. § 1331 and (2) diversity jurisdiction under 28 U.S.C. § 1332. A 19 district court has federal question jurisdiction in “all civil actions arising under the Constitution, 20 laws, or treaties of the United States.” Id. at § 1331. A cause of action “arises under federal law 21 only when the plaintiff’s well-pleaded complaint raises issues of federal law.” Hansen v. Blue 22 Cross of Cal., 891 F.2d 1384, 1386 (9th Cir. 1989). A district court has diversity jurisdiction 23 “where the matter in controversy exceeds the sum or value of $75,000 . . . and is between citizens 24 of different states, or citizens of a State and citizens or subjects of a foreign state.” Id. 25 Here, Plaintiff brings only state claims against Defendants AAPT Construction and Stanley 26 Chiang, and thus asserts diversity jurisdiction. (Compl. at 1, Dkt. No. 1.) Plaintiff asserts that she 27 is a California citizen, and that “[u]pon information and belief, Defendants are domiciled and/or 1 incorporated outside the State of California, or operate in a manner that satisfies diversity under 2 federal law.” (Compl. at 1.) Plaintiff also asserts that the amount in controversy exceeds $75,000. 3 (Compl. at 1, 10.) 4 The Court finds that Plaintiff has failed to allege any facts that would suggest diversity in 5 citizenship between the parties. See Robertson v. Cease, 97 U.S. 646, 648 (1878) (“It is the settled 6 doctrine of this court that, in cases where the jurisdiction of the Federal courts depends upon the 7 citizenship of the parties, the facts, essential to support that jurisdiction, must appear somewhere 8 in the record.”) Indeed, the facts pled do not provide any suggestion that Defendants reside or 9 operate outside of this state; the only facts pled are that Defendant Chiang, on behalf of Defendant 10 AAPT Construction, entered Plaintiff’s residence in Oakland, California under false pretenses by 11 claiming that he was there to assess and repair electrical deficiencies. (Compl. at 3-4.) Further, 12 the proposed summons by Plaintiff state that both Defendants are located in San Francisco, 13 California. (Dkt. No. 3.) This is confirmed by Defendant AAPT Construction’s Statement of 14 Information, which can be found on the California Secretary of State website.1 Specifically, the 15 Statement of Interest states that Defendant AAPT Construction is incorporated in California and 16 operates at the same San Francisco address listed in Plaintiff’s summons. The Statement of 17 Information also states that Defendant Chiang is the sole director, CEO, secretary, CFO, and agent 18 for service of process, and is located at the same San Francisco address listed in Plaintiff’s 19 summons. Thus, it appears that there is no diversity of citizenship, such that amendment would be 20 futile. 21 Additionally, the Court notes its skepticism that Plaintiff has met the $75,000 threshold. 22 Plaintiff asserts that Defendant Chiang made misrepresentations to enter her residence, and then 23 falsely accused Plaintiff of having engaged in intimidatory and violent conduct. (Compl. at 4.) 24
25 1 Courts may take judicial notice of filings with the California Secretary of state, as they are 26 matters of public record. See Johnson v. Ford Motor Co., No. 23-cv-1375-PCP, 2023 U.S. Dist. LEXIS 222994, at *5 (N.D. Cal. Dec. 14, 2023) (taking judicial notice of the defendant’s 27 statement of information; Theta Chi Fraternity, Inc. v. Leland Stanford Junior Univ., 212 F. Supp. 3d 816, 823 (N.D. Cal. Aug. 30, 2016) (same).
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1 2 3 4 UNITED STATES DISTRICT COURT 5 NORTHERN DISTRICT OF CALIFORNIA 6 7 Case No. 25-cv-06972-KAW SABRINA AFIFI, 8 ORDER GRANTING IN FORMA Plaintiff, PAUPERIS APPLICATION; 9 REASSIGNING CASE TO A DISTRICT v. JUDGE; REPORT AND 10 RECOMMENDATION TO DISMISS AAPT CONSTRUCTION, et al., 11 Re: Dkt. Nos. 1, 2 Defendants. 12 13 On August 18, 2025, Plaintiff Sabrina Afifi filed this civil action and application to 14 proceed in forma pauperis. Having considered the application, the Court GRANTS Plaintiff’s 15 application to proceed in forma pauperis. Upon review of Plaintiff’s complaint pursuant to 28 16 U.S.C. § 1915, the Court finds that there is no subject matter jurisdiction over the case. 17 Accordingly, the Court REASSIGNS the case to a district judge and RECOMMENDS that the 18 case be DISMISSED for lack of subject matter jurisdiction. 19 I. LEGAL STANDARD 20 The in forma pauperis statute provides that the Court shall dismiss the case if at any time 21 the Court determines that the allegation of poverty is untrue, or that the action (1) is frivolous or 22 malicious, (2) fails to state a claim on which relief may be granted; or (3) seeks monetary relief 23 against a defendant who is immune from such relief. 28 U.S.C. § 1915(e)(2). 24 A complaint is frivolous under Section 1915 where there is no subject matter jurisdiction. 25 See Castillo v. Marshall, 207 F.3d 15, 15 (9th Cir. 1997) (citation omitted); see also Pratt v. Sumner, 26 807 F.2d 817, 819 (9th Cir. 19987) (recognizing the general proposition that a complaint should be 27 dismissed as frivolous on Section 1915 review where subject matter jurisdiction is lacking). 1 A complaint may also be dismissed for failure to state a claim, because Section 1915(e)(2) 2 parallels the language of Federal Rule of Civil Procedure 12(b)(6). Lopez v. Smith, 203 F.3d 1122, 3 1126-27 (9th Cir. 2000). The complaint, therefore, must allege facts that plausibly establish the 4 defendant’s liability. See Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555-57 (2007). When the 5 complaint has been filed by a pro se plaintiff, courts must “construe the pleadings liberally . . . to 6 afford the petitioner the benefit of any doubt.” Hebbe v. Pliler, 627 F.3d 338, 342 (9th Cir. 7 2010)(citations omitted). Upon dismissal, pro se plaintiffs proceeding in forma pauperis must be 8 given leave to “amend their complaint unless it is absolutely clear that the deficiencies of the 9 complaint could not be cured by amendment.” Franklin v. Murphy, 745 F.2d 1221, 1235 n.9 (9th 10 Cir. 1984) (internal citations and quotation marks omitted); Lopez v. Smith, 203 F.3d 1122, 1130- 11 31 (9th Cir. 2000). 12 II. DISCUSSION 13 As courts of limited jurisdiction, “federal courts have an independent obligation to ensure 14 that they do not exceed the scope of their jurisdiction.” Henderson ex rel. Henderson v. Shinseki, 15 562 U.S. 428, 434 (2011); Valdez v. Allstate Ins. Co., 372 F.3d 1115, 1116 (9th Cir. 2004) (noting 16 that district courts are “obligated to consider sua sponte whether [they] have subject matter 17 jurisdiction”). There are two bases for federal subject matter jurisdiction: (1) federal question 18 jurisdiction under 28 U.S.C. § 1331 and (2) diversity jurisdiction under 28 U.S.C. § 1332. A 19 district court has federal question jurisdiction in “all civil actions arising under the Constitution, 20 laws, or treaties of the United States.” Id. at § 1331. A cause of action “arises under federal law 21 only when the plaintiff’s well-pleaded complaint raises issues of federal law.” Hansen v. Blue 22 Cross of Cal., 891 F.2d 1384, 1386 (9th Cir. 1989). A district court has diversity jurisdiction 23 “where the matter in controversy exceeds the sum or value of $75,000 . . . and is between citizens 24 of different states, or citizens of a State and citizens or subjects of a foreign state.” Id. 25 Here, Plaintiff brings only state claims against Defendants AAPT Construction and Stanley 26 Chiang, and thus asserts diversity jurisdiction. (Compl. at 1, Dkt. No. 1.) Plaintiff asserts that she 27 is a California citizen, and that “[u]pon information and belief, Defendants are domiciled and/or 1 incorporated outside the State of California, or operate in a manner that satisfies diversity under 2 federal law.” (Compl. at 1.) Plaintiff also asserts that the amount in controversy exceeds $75,000. 3 (Compl. at 1, 10.) 4 The Court finds that Plaintiff has failed to allege any facts that would suggest diversity in 5 citizenship between the parties. See Robertson v. Cease, 97 U.S. 646, 648 (1878) (“It is the settled 6 doctrine of this court that, in cases where the jurisdiction of the Federal courts depends upon the 7 citizenship of the parties, the facts, essential to support that jurisdiction, must appear somewhere 8 in the record.”) Indeed, the facts pled do not provide any suggestion that Defendants reside or 9 operate outside of this state; the only facts pled are that Defendant Chiang, on behalf of Defendant 10 AAPT Construction, entered Plaintiff’s residence in Oakland, California under false pretenses by 11 claiming that he was there to assess and repair electrical deficiencies. (Compl. at 3-4.) Further, 12 the proposed summons by Plaintiff state that both Defendants are located in San Francisco, 13 California. (Dkt. No. 3.) This is confirmed by Defendant AAPT Construction’s Statement of 14 Information, which can be found on the California Secretary of State website.1 Specifically, the 15 Statement of Interest states that Defendant AAPT Construction is incorporated in California and 16 operates at the same San Francisco address listed in Plaintiff’s summons. The Statement of 17 Information also states that Defendant Chiang is the sole director, CEO, secretary, CFO, and agent 18 for service of process, and is located at the same San Francisco address listed in Plaintiff’s 19 summons. Thus, it appears that there is no diversity of citizenship, such that amendment would be 20 futile. 21 Additionally, the Court notes its skepticism that Plaintiff has met the $75,000 threshold. 22 Plaintiff asserts that Defendant Chiang made misrepresentations to enter her residence, and then 23 falsely accused Plaintiff of having engaged in intimidatory and violent conduct. (Compl. at 4.) 24
25 1 Courts may take judicial notice of filings with the California Secretary of state, as they are 26 matters of public record. See Johnson v. Ford Motor Co., No. 23-cv-1375-PCP, 2023 U.S. Dist. LEXIS 222994, at *5 (N.D. Cal. Dec. 14, 2023) (taking judicial notice of the defendant’s 27 statement of information; Theta Chi Fraternity, Inc. v. Leland Stanford Junior Univ., 212 F. Supp. 3d 816, 823 (N.D. Cal. Aug. 30, 2016) (same). 1 Based on that, Plaintiff alleges “an amount exceeding $75,000” in general damages for emotional 2 || distress, reputational harm, and interference with habitability and quiet enjoyment. (Compl. at 3 10.) Plaintiff alleges no facts that would support this calculation, such that the Court can find it 4 || plausible. 5 Accordingly, the Court concludes that the complaint is insufficient to satisfy Section 1915 6 || review. 7 WI. CONCLUSION 8 For the reasons set forth above, the allegations in Plaintiff's complaint are insufficient 9 || under 28 U.S.C. § 1915(e)(2). As amendment of the allegations regarding diversity jurisdiction 10 || appears to be futile, the Court RECOMMENDS that the case be dismissed without prejudice for 11 lack of subject matter jurisdiction. 12 Any party may file objections to this report and recommendation with the district judge 5 13 within 14 days of being served with a copy. See 28 U.S.C. § 636(b)(1); Fed. R. Civ. P. 72(b); N.D. 14 || Civil L.R. 72-3. The parties are advised that failure to file objections within the specified time may 3 15 || waive the right to appeal the district court’s order. IBEW Local 595 Trust Funds v. ACS Control a 16 || Corp., No. C-10-5568, 2011 WL 1496056, at *3 (N.D. Cal. Apr. 20, 2011). 3 17 Plaintiff may wish to contact the Federal Pro Bono Project’s Help Desk for assistance—a 18 free service for pro se litigants—by calling (415) 782-8982 to make an appointment. While the 19 Help Desk does not provide legal representation, a licensed attorney may assist Plaintiff in 20 || determining whether there are viable claims, and how to properly plead them. 21 Plaintiff may also wish to consult a manual the court has adopted to assist pro se litigants 22 || in presenting their case. This manual, and other free information for pro se litigants, is available 23 online at: https://cand.uscourts.gov/pro-se-litigants/. 24 IT IS SO ORDERED. 25 Dated: September 23, 2025 '
27 United States Magistrate Judge 28