Sabersky v. Department of Justice

61 F. App'x 676
CourtCourt of Appeals for the Federal Circuit
DecidedApril 14, 2003
DocketNo. 02-3254
StatusPublished
Cited by16 cases

This text of 61 F. App'x 676 (Sabersky v. Department of Justice) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Sabersky v. Department of Justice, 61 F. App'x 676 (Fed. Cir. 2003).

Opinion

PER CURIAM.

Axel V. Sabersky appeals from the final order of the Merit Systems Protection Board, 91 M.S.P.R. 210, in which the Board dismissed his appeal as barred by res judicata. We affirm.

BACKGROUND

Mr. Sabersky was employed as a District Adjudications Officer with the Immigration and Naturalization Service (“INS”). In June 1998, the INS dismissed Mr. Sabersky for cause while he was attending required training at the Immigration Officer Academy. The INS allowed Mr. Sabersky another attempt to complete the training but again dismissed him from the Academy for cause on October 29, 1998. The INS subsequently removed Mr. Sabersky from his position on charges of insubordination, effective December 15, 1999.

Mr. Sabersky appealed his removal to the Merit Systems Protection Board, which upheld the removal in a May 4, 2000, initial decision. The administrative judge [677]*677assigned to his case stated that “I find that the agency has supported its charge by preponderant evidence. I find that appellant was insubordinate, as charged, and that his insubordination resulted in his being dismissed from the training academy.” The full Board then affirmed the initial decision. Mr. Sabersky appealed to this court, but on February 6, 2001, we dismissed the appeal for failure to pay the docketing fee.

Several months later, on August 3, 2001, Mr. Sabersky filed another claim with the Board challenging his removal under a different legal theory. This time Mr. Sabersky alleged that he was removed in retaliation for whistleblowing. The administrative judge dismissed Mr. Sabersky’s appeal for lack of jurisdiction, concluding that Mr. Sabersky had failed to present nonfrivolous allegations of whistleblowing. Noting that the Whistleblower Protection Act protects only specific and detañed disclosures, the administrative judge stated that “[gleneral aUegations do not support a finding of a protected disclosure.” Because the administrative judge concluded that “[ajppeñant’s amorphous and unspecific afiegations in this case do not establish the jurisdictional prerequisites,” he dismissed the appeal. Mr. Sabersky then appealed to the fufi Board.

On March 25, 2002, the fifil Board denied Mr. Sabersky’s petition for review, reopened his appeal on its own motion, and dismissed the appeal as barred by res judicata. The Board found that “the appeUant had an opportunity to raise his retaliation claim when he first chafienged his removal in 2000 ... and his faüure to do so does not entitle him to bring a second appeal based on the same removal.” The Board concluded that its final order from the first appeal precluded Mr. Sabersky “from now chaUenging the same personnel action under a new legal theory.” Acknowledging that the government did not raise the issue of res judicata, the Board determined that it had the authority to raise the issue sua sponte because it was “on notice that the Board had previously adjudicated the propriety of the appeüant’s removal.” Mr. Sabersky now petitions this court for review.

DISCUSSION

We have reviewed Mr. Sabersky’s submissions to this court and find them largely unintelligible and inapposite to the issues at hand. However, Mr. Sabersky does state, albeit in conclusory fashion, that the Board erred by dismissing his appeal as barred by res judicata even though the government had not argued for dismissal on that ground. We conclude that it was error for the Board to raise the issue of res judicata sua sponte. We further conclude, however, that the Board’s error in this regard was harmless, and we therefore affirm the Board’s decision dismissing the appeal.

The application of the doctrine of res judicata is a matter of law that we review de novo. United Techs. Corp. v. Chromalloy Gas Turbine Corp., 189 F.3d 1338, 1342-43 (Fed.Cir.1999). Under that doctrine, a final judgment on the merits prevents the same parties from relitigating claims or issues that were or could have been raised in a prior proceeding. Federated Dep’t Stores v. Moitie, 452 U.S. 394, 398, 101 S.Ct. 2424, 69 L.Ed.2d 103 (1981); Steam v. Dep’t of the Navy, 280 F.3d 1376, 1380 (Fed.Cir.2002). A whistleblower claim can be raised in an employee’s challenge to a removal action. See 5 C.F.R. § 1209.2(b). Like other defenses, the fañure to raise a whistleblower claim as a defense in the original removal appeal ordinarily bars the employee from raising it in a subsequent challenge to the removal. Cf. Spears v. Merit Sys. Prot. Bd., 766 [678]*678F.2d 520, 523 (Fed.Cir.1985) (“Having previously appealed her removal to the Merit Systems Protection Board on nondiscrimination grounds and lost, Spears is barred by res judicata from subsequently challenging her termination on the allegation of discrimination.”).

The problem with the Board’s invocation of res judicata is that the government did not raise the issue before the Board; instead, the Board raised the issue sua sponte. The Supreme Court has explained that tribunals normally should not base their decisions on res judicata if the parties have not raised that issue, although the Court has noted that a sua sponte finding of res judicata “might be appropriate in special circumstances.” Arizona v. California, 530 U.S. 392, 412, 120 S.Ct. 2304, 147 L.Ed.2d 374 (2000). “Most notably, ‘if a court is on notice that it has previously decided the issue presented, the court may dismiss the action sua sponte, even though the defense has not been raised.’” Id. The Court further stated, however, that “[wjhere no judicial resources have been spent on the resolution of a question, trial courts must be cautious about raising a preclusion bar sua sponte, thereby eroding the principle of party presentation so basic to our system of adjudication.” Id. at 412-13. We have likewise held that the Merit Systems Protection Board should not invoke res judicata sua sponte when the Board has not ruled on the same issue in the prior appeal. See Steam v. Dep’t of the Navy, 280 F.3d 1376, 1381 (Fed.Cir.2002) (“While the challenge to the regulation ‘could have been raised,’ in fact it was not and the Board did not actually decide the question of the validity of [the regulation] in the first appeal. Because the Navy failed to affirmatively plead, and thus waived, the res judicata defense, and because the Board had not actually ruled on the issue in the previous litigation, we find the ‘special circumstances’ needed to justify the Board’s sua sponte finding of res judicata absent----”).

In this case, the Board found that this appeal presented the requisite special circumstances for a sua sponte dismissal and sought to distinguish Steam. The Board stated that “[u]nlike in Steam, in which the court was asked to decide a purely legal question which had not been considered before, here the appellant essentially seeks a readjudication of his removal, clothed in a new legal theory.

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Bluebook (online)
61 F. App'x 676, Counsel Stack Legal Research, https://law.counselstack.com/opinion/sabersky-v-department-of-justice-cafc-2003.