S v. S.

595 S.W.2d 357
CourtMissouri Court of Appeals
DecidedFebruary 4, 1980
DocketNo. KCD 29679
StatusPublished
Cited by24 cases

This text of 595 S.W.2d 357 (S v. S.) is published on Counsel Stack Legal Research, covering Missouri Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
S v. S., 595 S.W.2d 357 (Mo. Ct. App. 1980).

Opinion

DIXON, Judge.

This is an appeal by the wife from a judgment and decree in legal separation, the wife challenging the custody award of the youngest son to the husband and the trial court’s denial of maintenance. The entry of the judgment of legal separation was subsequently converted to a decree in dissolution, and the pleadings by both the husband and wife conceded that the marriage was irretrievably broken so that, pursuant to § 452.360(1) RSMo 1978, that portion of the decree is final.

The underlying and substantial issue which has engaged the attention of the court is the necessity for the appointment of a guardian ad litem when the paternity of a child is questioned in a proceeding where the child is not directly made a party to the proceeding. This issue has had an extended review in this court. The original divisional opinion was withdrawn and the case submitted to the present panel. After submission, an opinion was circulated which resulted in a dissent based upon the result of the majority opinion in reversing the instant case. The present opinion represents a synthesis of the views of all members of the panel. The importance of the underlying procedural issue is not minimized by the present result which affirms the trial court judgment.

A review of the pleadings in this case reveals the following: The wife filed her petition for dissolution and requested custody of all four children born of the marriage. The husband countered with an answer denying paternity of the youngest son. The wife amended her petition, still requesting custody. The record does not reveal the refiling of the husband’s answer to the amended petition, but subsequent proceedings in the case indicate that the issue of the paternity of the youngest child remained an issue throughout the trial. The issue was revealed in a rather haphazard fashion by the evidence in the case.

Adverting to that evidence, the wife was questioned concerning an illicit relationship with a man referred to herein as “M.”; she refused to answer any questions concerning the nature of that relationship insofar as it related to sexual impropriety by asserting her rights under the Fifth Amendment. During the cross-examination of the wife, she was questioned concerning her knowledge of a vasectomy performed upon her husband some ten years prior to the conception of the youngest son. She admitted knowledge of that procedure, and there is at least an inference that she knew that a subsequent medical examination indicated the procedure had been successful. The propriety of the manner in which this evidence was before the trial court is in considerable doubt. The husband testified that he had undergone the surgical procedure, and after conception of the youngest child, a doctor told him it was impossible for him to have fathered the child.

Given that posture of the pleadings and the evidence, the trial court entered a judgment finding that the youngest son was a child born of the marriage, apparently upon the assumption that-the evidence presented was unsatisfactory to overcome the presumption of legitimacy. That, nonetheless, does not resolve the issue presented by this case for, in this situation, the finding on the issue of paternity is not final and binding, both with respect to the child and with respect to any putative father. O_ F_ L_ v. M_ R_ R_, 518 S.W.2d 113 (Mo.App.1974), 78 A.L.R.3d 825 (1977). The annotation on this case exhaustively reviews the question and demonstrates that by the weight of authority the child is not bound by a determination of paternity when he is not a party.

[359]*359In O_ F_ L_ v. M_ R_ R_, supra, the lower court judgment found the child to be illegitimate. This court decided that unresolved issues with respqct to the paternity of the child, which were not finally adjudicated because of the absence of the necessary parties and a guardian ad litem representing the child’s interest, were of such magnitude that the court would sua sponte raise the question of proper representation of the child and the presence of the necessary parties and reverse the cause for further proceedings. The rationale in part rested upon the principle that the declaration of paternity would not be binding upon the child and that under the “rule of mutuality,” “If the judgment is not binding on both it binds neither.” O_ F_ L_ v. M_ R_ R_, supra. That reference to the doctrine of mutuality in the cited case has received comment in a law review article: Cunningham, Collateral Estoppel: The Changing Role of the Rule of Mutuality, 41 Mo.L.Rev. 521, 542 (1976), which purports to challenge the rationale, although not the result, of O.F.L.: “[T]he recent decision in O_ F_ L_ v. M_ R_ R_ speaks in terms of collateral estoppel, but is actually a due process case involving what constitutes privity in order to be bound by a prior adjudication, not the issue whether a non-party may benefit from a prior adjudication.” O.F.L. does rest on due process grounds, and the discussion therein of collateral estoppel is an additional ground for decision under the law as it then stood.

In any event, the law on the doctrine of mutuality has been drastically changed by Oates v. Safeco Ins. Co. of America, 583 S.W.2d 713, 719 (Mo. banc 1979). The Oates opinion recognized that Missouri had previously strictly adhered to the rule of mutuality in applying the doctrine of collateral estoppel. Oates also recognized that the concept of collateral estoppel has been liberalized in many jurisdictions so as to eliminate the requirement of mutuality, following the lead of Chief Justice Traynor in Bernhard v. Bank of Am. Nat. Trust & Sav. Assn., 19 Cal.2d 807, 122 P.2d 892 (1942). Oates further recognized that this court in LaRose v. Casey, 570 S.W.2d 746 (Mo.App.1978), had expressly abolished the requirement of mutuality and had adopted the Bernhard Doctrine which requires that a court in determining whether the application of collateral estoppel is appropriate should consider the following factors: (1) whether the issue decided in the prior adjudication was identical with the issue presented in the present action; (2) whether the prior adjudication resulted in a judgment on the merits; and (3) whether the party against whom collateral estoppel is asserted was a party or in privity with a party to the prior adjudication. Oates then went on to modify the Bernhard Doctrine by adding to the three factors there listed as controlling still another, fourth factor which should be considered before a stranger to the prior litigation will be admitted to the benefits of the judgment. That fourth requirement, which was adopted by the Missouri Supreme Court from more recent cases in other jurisdictions which are discussed in a number of law review articles including Cunningham, Collateral Estoppel: The Changing Role of the Rule of Mutuality, supra, calls for consideration of “whether the party against whom collateral estop-pel is asserted has a full and fair opportunity to litigate the issue in the prior suit.”

Applying the four-prong test set forth in Oates,

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Bluebook (online)
595 S.W.2d 357, Counsel Stack Legal Research, https://law.counselstack.com/opinion/s-v-s-moctapp-1980.