Ruiz v. Spearman

District Court, N.D. California·Decided April 1, 2024·No. 3:18-cv-07681·Unknown

Opinion

IGNACIO RUIZ, Case No. 18-cv-07681-EMC (EMC) Plaintiffs, ORDER CLARIFYING THIS COURT'S v. APRIL 10, 2023 ORDER Docket No. 63 Defendants. This case arises from the conviction of Ignacio Ruiz in the Contra Costa Superior Court and remedy granted to Mr. Ruiz per his petition for a writ of habeas corpus by this Court thereafter. Mr. Ruiz was offered a plea deal in 2012 that this Court found he rejected due to ineffective assistance of counsel in violation of the Sixth Amendment. After rejecting the deal, Mr. Ruiz lost at trial. He was convicted of first-degree murder, among other charges, and received a sentence less favorable than that in the deal; he was sentenced to life imprisonment without parole. He was also convicted of counts to which he would not have pled guilty under the plea deal. To remedy the harm from the ineffective assistance, this Court ordered the government to re-offer the original plea deal, which required Mr. Ruiz to plead guilty to two counts of second- degree murder in exchange for a 15-years-to-life sentence, with dismissal of all other counts and enhancements sought. After the order granting the habeas petition, the government offered a plea to Mr. Ruiz that added a waiver of Mr. Ruiz’s right to pursue resentencing under California Penal Code section 1172.6—a law allowing resentencing for those convicted of murder pursuant to a theory of imputed malice or intent, such as felony murder. That waiver was not in the original plea as section 1172.6 was not in existence in 2012 as it did not become law until 2019. The waiver. Mr. Ruiz now asks this Court for clarification of the remedy that it ordered in its April 10, 2023, decision when it ordered the government to reoffer the “original plea” from 2012. In particular, is it appropriate to include the waiver of rights under section 1172.6 in the new plea deal? The “original plea,” this Court ordered the government to re-offer to Mr. Ruiz did not include a waiver of the right to pursue relief under Cal. Pen. Code § 1172.6. The purpose of the relief ordered by this Court was to put Mr. Ruiz in the position he would have been in but for the ineffective assistance of counsel – to replicate the plea offer made in 2012. The proposed waiver is a new element and not appropriate for inclusion as a condition of the plea. In the but-for world, Mr. Ruiz would have pled guilty to fewer counts, received a shorter sentence, and would still have had the opportunity to pursue resentencing under section 1172.6, a statue enacted years later. Thus, the Court clarifies its intent that the District Attorney re-offer to Mr. Ruiz the plea deal wherein Mr. Ruiz is required to plead guilty to two counts of second-degree murder, carrying two concurrent indeterminate sentences of 15 years to life, and wherein the government is to drop all other charges and enhancements, i.e., the plea originally offered. The Court did not intend that the plea offer include a section 1172.6 waiver since that was not part of the original deal. A. Background of the case Petitioner Ignacio Ruiz was charged with conspiracy to commit murder (Cal. Penal Code §§ 182 (a)(1), 187), two counts of first-degree murder (Cal. Penal Code § 187) with multiple special circumstance allegations (Cal. Penal Code §§ 190.2(a)(3), (a)(22)), and active participation in a criminal street gang (Cal. Penal Code § 186.22(a)). See Docket No. 14 (“Habeas Order”) at 1. The charges included firearm enhancement allegations (Cal. Penal Code § 12022.53) and alleged that the conspiracy and murder counts were committed for the benefit of a criminal street gang (Cal. Penal Code § 186.22). Id. at 1. The first-degree murder charges carried a sentence of life imprisonment without the possibility of parole. In 2012, the District Attorney offered a pretrial plea of two counts of second-degree enhancements. Id. at 3 (citing Docket No. 7 (“Ans.”), Exh. 11 at 1 (“On February 18, 2012, the Contra Costa County District Attorney offered to drop all other charges and enhancements if Petitioner pleaded guilty to two counts of second-degree murder, carrying two concurrent indeterminate sentences of 15 years to life.”)). Based on advice from Mr. Ruiz’s counsel, Daniel Cook and Kellin Cooper, that: (1) no lifers ever received parole (advice consistent with Mr. Cooper’s earlier statement to Mr. Ruiz that “if he took a plea that did not include a guaranteed release date he would never be paroled,” Docket No. 58-1 Exh. 1 (Declaration of Kellin Cooper (“Cooper Decl.”)) ¶ 5), and (2) he could rely on an accessory-after-the-fact instruction at trial (which would have permitted the jury to convince on a lesser offense), Mr. Ruiz rejected the deal. See Docket No. 15 (“Mot. to Alter Judgment”) at 1. Mr. Ruiz proceeded to trial. At trial in the Contra Costa County Superior Court, the trial judge rejected Mr. Cook’s request for the lesser offense jury instruction. Mr. Ruiz was convicted of two counts of first-degree murder, conspiracy to commit murder, and active participation in a criminal street gang, with multiple murder and gang special circumstances and gang and firearm enhancements. See Cal. Penal Code §§ 182(a)(1), 186.22(a) & (b)(1)), 187, 190.2(a)(3), (a)(22), 12022.53(b)–(d)). Mr. Ruiz was then sentenced to 50 years to life and two consecutive terms of life without parole. The California Court of Appeal affirmed the judgment on direct appeal. Habeas Order at 4. The California Supreme Court denied Mr. Ruiz’s petition for review in 2016. Docket No. 7-5. Mr. Ruiz filed a habeas petition directly before the California Supreme Court, asserting ineffective assistance of counsel via his counsel’s ill-advice on the law regarding parole and the lesser-related offense instructions. That petition was denied in 2018, without any comment. Docket No. 7-6. On August 13, 2020, this Court granted Petitioner Ignacio Ruiz’s petition for a writ of habeas corpus pursuant to 28 U.S.C. § 2254 challenging his conviction from Contra Costa County Superior Court. Habeas Order. Respondent M. Eliot Spearman (“the government”) filed a motion to alter or amend the judgment and request for evidentiary hearing pursuant to Federal Rule of Civil Procedure 59(e). Docket No. 15 (“Mot. to Amend”). The Court granted the government’s request for an evidentiary hearing, recognizing that the Court should consider evidence regarding Respondent’s Request for Evidentiary Hearing); Docket No. 62 (Order Denying Defendant’s Motion to Alter or Amend Judgment).1 On January 6 and 9, 2023, this Court held an evidentiary hearing and received testimony from Mr. Cook and Mr. Ruiz regarding: (1) the likelihood of parole had Mr. Ruiz pled to two second degree murder charges with indeterminate sentences of fifteen years to life, and (2) the availability of a defense at trial based on a lesser included offense of accessory after the fact, as well as (3) whether Mr. Ruiz was prejudiced by Mr. Cook’s advice. Thereafter, in consideration of the evidence presented at that hearing, the Court found in favor of Mr. Ruiz, including finding he was prejudiced by the erroneous advice at issue, and denied Government’s Motion to Alter or Amend the Judgment, pursuant to Federal Rule 59(e) on April 10, 2023. See Docket No. 62 (“Final Habeas Order”). Regarding the remedy ordered, in the Court’s April 13, 2020, Habeas Order the Court ordered the “District Attorney of Contra Costa County [to] reinstate the offer of February 18, 2023[sic]2.” Habeas Order at 26 (citing Lafler v. Cooper, 566 U.S. 156, 174 (2012)). The Court reaffirmed the remedy in its April 10, 2023, Final Habeas Order: “[t]he Court orders the government to provide forthwith Mr. Ruiz with the

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