Roy Lee Ward v. Robert E. Carter, Jr., Commissioner of the Indiana Department of Correction, and Ron Neal, Superintendent of the Indiana State Prison, in their official capacities

79 N.E.3d 383, 2017 WL 2375548, 2017 Ind. App. LEXIS 234
CourtIndiana Court of Appeals
DecidedJune 1, 2017
DocketCourt of Appeals Case 46A03-1607-PL-1685
StatusPublished
Cited by2 cases

This text of 79 N.E.3d 383 (Roy Lee Ward v. Robert E. Carter, Jr., Commissioner of the Indiana Department of Correction, and Ron Neal, Superintendent of the Indiana State Prison, in their official capacities) is published on Counsel Stack Legal Research, covering Indiana Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Roy Lee Ward v. Robert E. Carter, Jr., Commissioner of the Indiana Department of Correction, and Ron Neal, Superintendent of the Indiana State Prison, in their official capacities, 79 N.E.3d 383, 2017 WL 2375548, 2017 Ind. App. LEXIS 234 (Ind. Ct. App. 2017).

Opinion

Baker, Judge.

Roy Lee Ward is an Indiana inmate on death row. In 2014, the Department of Correction (DOC) internally adopted a new method of lethally injecting inmates; the new method includes a cocktail of. drugs that has never been administered in an execution in the United States. Ward filed a claim seeking injunctive and declaratory relief, arguing that the DOC was required to promulgate this new policy as a rule under the Administrative Rules and Procedure Act (ARPA). 1 The State filed a motion to dismiss the claim, which the trial court granted. Ward now appeals. Finding that the General Assembly has not..exempted the DOC from ARPA and that the statutory definition of “rule” clearly includes the DOC’s execution protocols, we reverse.

Facts 2

In 2007,. Ward was sentenced to death by execution in Indiana. He is currently imprisoned at Indiana State Prison in LaPorte County. State officials, through the DOC, administer all state executions, which occur by the intravenous injection of lethal substances. In May 2014, State officials announced that they had adopted a new rule in their execution protocol. The new rule was not promulgated under ARPA but was instead adopted informally as an internal DOC policy.

This new rule, which was effective immediately, provided that all prisoners sentenced to death in Indiana (including Ward) would be executed by a new combination of three drugs—methohexital (known by the brand name Brevital), pan-curonium bromide, and potassium chloride. No prisoner of any state nor of the federal government has ever been executed with this particular combination of drugs.

On December 22, 2015, Ward filed a complaint seeking injunctive relief and a declaratory judgment. His essential argument was that because this new rule was not promulgated under ARPA, it is unlawful and violates his rights under ARPA and his right to due process under the state and federal constitutions. On March 29, 2016, the State filed a motion to dismiss pursuant ' to Indiana Trial Rule 12(B)(6), arguing that Ward had failed to state a claim on which relief could be granted. Essentially, the State contended that ARPA did not apply to the adoption of this new rule and that, consequently, no due process violation had occurred. Following a hearing, .the trial court granted the motion and dismissed Ward’s complaint. 3 Ward now appeals.

Discussion and Decision

We apply a de novo standard of review to a trial court’s order granting a Rule 12(B)(6) motion to dismiss a complaint for failure to state a claim. Allen v. Clarian Health Partners, Inc., 980 N.E.2d 306, 308 (Ind. 2012). A motion to dismiss *386 for failure to state a claim tests the legal sufficiency of the complaint, not the facts supporting it. Id. In conducting our review, we must take all allegations of the complaint as true, construing them in the light most favorable to the plaintiff, to'deter-miné whether the complaint states any facts upon which the trial court conceivably could have'grantecl relief. Id. We will reverse ah order granting such a motion if there is any set of circumstances' under which a plaintiff would be entitled to relief. Id. ■

Ward argues that the method in which the' State adopted this new execution policy violated his rights under ARPA and his due process rights under the state and federal constitutions.

I. Relevant ARPA Provisions

Under ARPA, a “rule” is defined as follows:

[T]he whole or any part of an agency statement of general applicability that:
(1) has or is designed to have the effect of law; and
(2) implements, interprets, or prescribes:
(A) law or policy; or
(B) the organization, procedure; or practice requirements of an agency. ■

Ind. Code § 4-22-2-3(b). An administrative rule is one that has (1) general applicability; (2) prospective application; (3) the effect of law; and (4) affects a class of individuals’ rights. Blinzinger v. Americana Healthcare Corp., 466 N.E.2d 1371, 1375 (Ind. Ct. App. 1984).

An Indiana agency takes “rulemak-ing action” when it engages in “the process of formulating or adopting a rule.” I.C. § 4-22-2-3(c). When an agency takes rule-making action, it must promulgate the rule according to the process set forth in ARPA, with certain exceptions. I.C. § 4-22-13(a). Relevant to this case is an exception stating that an agency does not have to comply with ARPA, if the rulemaking action results in “[a] resolution or directive ... that relates solely to internal policy, internal agency organization, or internal procedure and does not have the effect of law.” I.C. § 4-22-2-13(c)(1).

To enforce compliance, ARPA creates individual rights in the administrative procedure, voids the legality óf unlawfully adopted agency rules, and provides a cause of action in the instance a state agency violates the law’s provisions. I.C. §§ 4-22-2-14, -44, -45.

II. Does ARPA Apply to the DOC?

On appeal, the State abandons its position taken before the trial 'court and instead argues that'ARPA does not apply to the DOC’s execution protocols. The State directs our attention to the lethal injection statute, which provides, in relevant part, as follows:

(a) The punishment of death shall be inflicted by intravenous injection of a lethal substance or substances into the convicted person:
(1) in a quantity sufficient to cause the- death ’of the convicted person; and
(2) until the convicted person is dead.
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(d) The department of correction may ■ adopt rules under IC 4-22-2 necessary to implement subsection (a).

Ind. Code § 35-38-6-1 (emphasis added). The State focuses on the word “may” in subsection (d), arguing that this permissive word means that, while the DOC has the option of promulgating execution protocol rules under ARPA, it is not required to do so.

*387 We disagree. Initially, we note that the lethal injection statute must be read in conjunction with ARPA. ARPA explicitly excludes two state agencies from its provisions, and neither is the DOC. I.C.

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79 N.E.3d 383, 2017 WL 2375548, 2017 Ind. App. LEXIS 234, Counsel Stack Legal Research, https://law.counselstack.com/opinion/roy-lee-ward-v-robert-e-carter-jr-commissioner-of-the-indiana-indctapp-2017.