Rousseau v. Weinstein

204 Conn. App. 833
CourtConnecticut Appellate Court
DecidedMay 25, 2021
DocketAC42902
StatusPublished
Cited by7 cases

This text of 204 Conn. App. 833 (Rousseau v. Weinstein) is published on Counsel Stack Legal Research, covering Connecticut Appellate Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rousseau v. Weinstein, 204 Conn. App. 833 (Colo. Ct. App. 2021).

Opinion

*********************************************** The “officially released” date that appears near the be- ginning of each opinion is the date the opinion will be pub- lished in the Connecticut Law Journal or the date it was released as a slip opinion. The operative date for the be- ginning of all time periods for filing postopinion motions and petitions for certification is the “officially released” date appearing in the opinion.

All opinions are subject to modification and technical correction prior to official publication in the Connecticut Reports and Connecticut Appellate Reports. In the event of discrepancies between the advance release version of an opinion and the latest version appearing in the Connecticut Law Journal and subsequently in the Connecticut Reports or Connecticut Appellate Reports, the latest version is to be considered authoritative.

The syllabus and procedural history accompanying the opinion as it appears in the Connecticut Law Journal and bound volumes of official reports are copyrighted by the Secretary of the State, State of Connecticut, and may not be reproduced and distributed without the express written permission of the Commission on Official Legal Publica- tions, Judicial Branch, State of Connecticut. *********************************************** ROBERT ROUSSEAU ET AL. v. RICHARD P. WEINSTEIN ET AL. (AC 42902) Alvord, Prescott and Moll, Js.

Syllabus

The plaintiffs, R and D Co., sought to recover damages from the defendants, R’s former spouse, P, and P’s attorneys and their law firms, for, inter alia, vexatious litigation. R and P were married in 2007, and, in 2010, R commenced a dissolution action. P filed a cross complaint, alleging that she suffered personal financial losses as a result of financial misconduct, fraud, and duress committed by R, acting both individually and through D Co., in connection with several financial investments that she made during their marriage. In 2011, P retained the defendant attorneys to assist with the dissolution action and to file a civil action against the plaintiffs, alleging essentially the same claims of financial misconduct that she had made in the dissolution action. Various other individuals and entities who allegedly aided and abetted the plaintiffs were also named as defendants in the civil action. Following a trial in the dissolu- tion action, the court dissolved the marriage between R and P, found that R had not, either individually or through D Co., engaged in the financial misconduct claimed by P, and ordered P to release and hold the plaintiffs indemnified and harmless from any and all claims pending in the civil action. P appealed the dissolution decision and filed a motion to stay the civil action pending a decision on the appeal, which the court granted. The dissolution decision was affirmed and, a few weeks later, the defendants withdrew the civil action. The plaintiffs then filed this vexatious litigation action against P and her attorneys, alleging that the claims made by the defendants in the civil action were identical to those made in the dissolution action and, therefore, were precluded by the prior pending action doctrine and lacked probable cause. The defendants filed for summary judgment, which the court granted with respect to the defendant attorneys, and the plaintiffs appealed to this court. Held: 1. The prior pending action doctrine was not applicable and, therefore, did not prevent the defendants from being entitled to summary judgment as a matter of law: the fact that the civil action may have been subject to dismissal under the prior pending action doctrine did not make it inherently vexatious, even if it was exactly or virtually alike to the dissolution action; moreover, the policies behind the prior pending action doctrine, namely, to prevent unnecessary litigation that burdens the courts and to avoid a multiplicity of actions and inconsistent judg- ments, did not support expanding the doctrine to adopt a bright-line rule that its applicability could be the foundation for finding a lack of probable cause in a subsequent vexatious litigation action; furthermore, a finding that the applicability of the prior pending action doctrine created a prima facie case of vexatious litigation would conflict with the discretionary nature of the doctrine. 2. There was no genuine issue of material fact as to whether the defendants had probable cause to continue the civil action following the dissolution decision: the standard to determine the existence of probable cause was whether, on the basis of the facts known, a reasonable attorney familiar with Connecticut law would believe that he had probable cause to bring the action, and whether the trial court applied the correct standard was irrelevant because this court conducted a de novo review of the record; moreover, the court declined to review the claim that the defendants lacked probable cause to commence the civil action because that claim was raised for the first time at oral argument; furthermore, the defendants had probable cause to continue the civil action following the dissolution decision, as it was objectively reasonable for them to move for a stay rather than to withdraw the action because, until the court reviewed the propriety of the dissolution decision and the indemni- fication order, they would not have been able to determine which claims, if any, survived against R, D Co. and the other defendants. Argued January 6—officially released May 25, 2021

Procedural History

Action to recover damages for vexatious litigation, and for other relief, brought to the Superior Court in the judicial district of New Haven and transferred to the judicial district of Hartford, where the court, Mou- kawsher, J., granted the motions for summary judgment filed by the named defendant et al., and rendered judg- ment thereon, from which the plaintiffs appealed to this court. Affirmed. Daniel J. Krisch, for the appellants (plaintiffs). Cristin E. Sheehan, with whom, on the brief, were James L. Brawley and Patrick J. Day, for the appellees (named defendant et al.). Raymond J. Plouffe, Jr., for the appellees (defendant Mark H. Dean et al.). Opinion

ALVORD, J. The plaintiffs, Robert Rousseau and Pre- ferred Display, Inc.1 (Preferred Display), appeal from the summary judgment rendered by the trial court in favor of the defendants2 Mark H. Dean, Mark H. Dean, P.C.,3 Richard P. Weinstein, and Weinstein & Wisser, P.C.4 On appeal, the plaintiffs claim the court erred by holding that (1) the marital dissolution action between Rousseau and Madeleine Perricone was not a prior pending action and (2) the defendants had probable cause to continue a civil action based on similar claims against Rousseau in the dissolution action. We conclude that probable cause to continue the action existed and, accordingly, affirm the judgment of the trial court. The following facts, as alleged in the complaint, and procedural history are relevant to our discussion of the claims on appeal. Rousseau and Perricone were married in 2007. On or about March 30, 2010, Rousseau com- menced a dissolution action (dissolution action). Perri- cone filed a cross complaint in the dissolution action, alleging that she suffered personal financial losses as a result of financial misconduct, fraud, and duress com- mitted by Rousseau, acting both individually and through Preferred Display, in connection with several financial investments she made during the course of their marriage. On or about September 1, 2011, Perricone retained Weinstein to commence a civil action (civil action) against the plaintiffs. On or about September 22, 2011, Dean was retained to assist with the prosecution of Perricone’s claims in the dissolution action.

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Cite This Page — Counsel Stack

Bluebook (online)
204 Conn. App. 833, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rousseau-v-weinstein-connappct-2021.