Rosenfeld v. United States

859 F.2d 717, 1988 WL 104737
CourtCourt of Appeals for the Ninth Circuit
DecidedOctober 12, 1988
DocketNo. 87-2975
StatusPublished
Cited by66 cases

This text of 859 F.2d 717 (Rosenfeld v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rosenfeld v. United States, 859 F.2d 717, 1988 WL 104737 (9th Cir. 1988).

Opinion

FLETCHER, Circuit Judge:

The United States appeals a district court award of interim attorney’s fees to Rosen-feld, plaintiff-appellee, in Freedom of Information Act (FOIA) litigation. We dismiss the appeal and deny the Government’s petition for a writ of mandamus.

BACKGROUND AND PROCEEDINGS BELOW

Seth Rosenfeld, a journalist, seeks disclosure under the Freedom of Information Act, 5 U.S.C. § 552, of FBI documents relating to FBI activities on the University of California-Berkeley campus in the 1960s for use in connection with a book he is writing. Between 1981 and 1982 Rosenfeld filed the nine FOIA requests at issue in this case; with each he also requested a waiver of duplication fees pursuant to 5 U.S.C. § 552(a)(4)(A), which allows the waiver of fees when disclosure of the information would be in the public interest. In February 1984, after three years without the release of any documents, the FBI agreed to waive 20 percent of the duplicating costs but still released no documents. Finally in February and March 1985 Rosen-feld filed actions seeking document release and a full waiver of duplication costs. Only then did the government begin releasing documents, and, on October 29, 1985, the district court ruled that the FBI must waive all duplication fees. Rosenfeld then filed a request for interim attorney’s fees under 5 U.S.C. § 552(a)(4)(E), which he alleged were necessary for his counsel, a four-attorney firm handling the case pro bono publico, to continue its representation.

On October 1, 1987 the district court awarded Rosenfeld $33,758.87 in interim attorney’s fees and costs for time spent on the initial document release and duplication fee waiver aspects of the case, and ordered the government to pay the award within 60 days. The district court denied the government’s motion for reconsideration or stay pending appeal. We granted a stay pending decision on the merits by our court. Also before us is Rosenfeld’s motion to dismiss the appeal for lack of jurisdiction. Litigation over the government’s claimed exemptions from disclosure of certain documents is continuing in the district court.

DISCUSSION

The Freedom of Information Act provides attorney’s fees to parties who prevail against the United States:

The court may assess against the United States reasonable attorney fees and other litigation costs reasonably incurred in any case under this section in which the complainant has substantially prevailed.

5 U.S.C. § 552(a)(4)(E).

The narrow subject of this appeal is the propriety of the district court’s interim fee award and its order that the government pay the award in 60 days under threat of contempt of court. The government argues that the waiver of sovereign immunity contained in the FOIA attorney’s fee provision, unlike most analogous provisions, does not extend to interim awards, and that even if it did, the order to pay within 60 days could not be obeyed without violating the Judgment Fund statute, 31 U.S.C. § 1304. It urges our review to prevent the irreparable harm to the United States’ sovereign immunity that would result from payment of an illegal award.

Our first hurdle is to ascertain a basis for appellate jurisdiction of this appeal. Rosenfeld has filed a Motion to Dismiss for lack of jurisdiction, contending that the interim fee award is not a final order under 28 U.S.C. § 1291. If the award is not final, [720]*720then the government asks for review notwithstanding, either under the collateral order doctrine, the Forgay-Conrad hardship exception, as appeal of an injunction under § 1292(a)(1), or, finally, by considering its appeal as a petition for writ of mandamus.

I. Finality of the Grant of an Interim Fee Award under FOIA

Assuming for the moment that FOIA provides for interim fee awards, a point the government vigorously contests, such awards are not final, appealable orders.

Our circuit has not considered specifically the finality of interim fee awards under FOIA, nor, to our knowledge, has any other circuit. However, we have joined several other circuits in holding that the grant or denial of interim attorney’s fees pursuant to other federal statutes is not an appeal-able final order under 28 U.S.C. § 1291. In Hillery v. Rushen, 702 F.2d 848 (9th Cir.1983), we granted a motion to dismiss for lack of jurisdiction, holding that an interim fee award under 42 U.S.C. § 1988 was not appealable under § 1291. See also Morgan v. Kopecky Charter Bus Co., 760 F.2d 919, 921 (9th Cir.1985) (order denying interim attorney’s fees under Title VII, 42 U.S.C. § 2000e-5(k), not appealable); Lac Courte Oreilles Band of Lake Superior Chippewa Indians v. Wisconsin, 829 F.2d 601, 602 (7th Cir.1987) (Section 1988 interim fee award not appealable as final order); Hastings v. Maine-Endwell Cent. School Dist., 676 F.2d 893, 895 (2d Cir.1982) (same); Yackowicz v. Pennsylvania, 683 F.2d 778, 782 (3d Cir.1982) (denial of interim fees under § 2000e-5(k) not appealable final order); Ruiz v. Estelle, 609 F.2d 118 (5th Cir.1980) (Section 1988 interim fee award “patently not yet final”).

The circumstances of this award do not distinguish it from other nonfinal interim fee orders. This award does not dispose of the underlying litigation; it did not come after a final judgment on the merits; it does not even dispose of the issue of attorney’s fees, since the district court explicitly provided for revision of the amount at the conclusion of the litigation. Thus, we conclude that the district court’s interim award is not a final order appealable under 28 U.S.C. § 1291.

II. Appealability under Collateral Order Doctrine

A “small class” of nonfinal orders are nevertheless appealable if they satisfy the requirements of the narrow “collateral order doctrine” of Cohen v. Beneficial Indus. Loan Corp., 337 U.S. 541, 546-47, 69 S.Ct. 1221, 1225-1226, 93 L.Ed. 1528 (1949). The order sought to be appealed must:

1) conclusively determine the disputed question;

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Bluebook (online)
859 F.2d 717, 1988 WL 104737, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rosenfeld-v-united-states-ca9-1988.