Rose v. Rose

167 Misc. 2d 562, 637 N.Y.S.2d 1002, 1995 N.Y. Misc. LEXIS 661
CourtNew York Supreme Court
DecidedDecember 22, 1995
StatusPublished
Cited by4 cases

This text of 167 Misc. 2d 562 (Rose v. Rose) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rose v. Rose, 167 Misc. 2d 562, 637 N.Y.S.2d 1002, 1995 N.Y. Misc. LEXIS 661 (N.Y. Super. Ct. 1995).

Opinion

OPINION OF THE COURT

Jacqueline W. Silbermann, J.

In this matrimonial action, the plaintiff wife (hereinafter wife) moves to amend the complaint. Defendant husband (hereinafter husband) opposes the motion.

This court held a trial on the grounds for divorce. At the conclusion of the trial, the court granted husband’s motion to dismiss the complaint for divorce on the grounds of cruel and inhuman treatment and set a briefing schedule with respect to the wife’s application to amend the complaint.

The issue presented is an interesting one and appears to be of first impression: Does a shareholder’s agreement entered into by the parties constitute sufficient evidence of a written agreement of separation to support a divorce under Domestic Relations Law § 170 (6)?

The agreement at issue is a document entitled "scan shareholder’s agreement” dated January 26, 1994. The agreement was signed by the parties and witnessed by their accountant, Alan Dornfeld. The agreement begins by stating "[t]his is an agreement between Jessica Rose (Jessica) and Aaron Rose (Aaron), each 50% shareholders of Scan Enterprises Inc.” The parties lived apart prior to the signing of the agreement and continue to live apart. Although they have consistently resided in different spaces, they engaged in sexual relations on multiple occasions after signing the shareholder’s agreement.

The wife states that certain language in the agreement evidences the fact that the parties were living separate and apart. She points to the language in the agreement which states "Aaron will continue occupying the 3rd floor duplex and the fifth floor * * * Jessica will continue occupying the 4th floor”. The wife contends that the agreement confirms that the parties occupied separate spaces and that they agreed to live apart in the future as the agreement assigned rental values to the parties’ respective spaces.

The wife further asserts that in order for an agreement to be considered a separation agreement it need not contain a comprehensive scheme to settle all the issues of the marriage. [564]*564She looks to the language of Christian v Christian (42 NY2d 63, 69 [1977]) where the Court of Appeals found that "the function of the document is 'merely to authenticate the fact of separation’ Lastly, wife claims that "mere cohabitation” following the execution of an agreement does not in and of itself destroy the validity of the agreement.

The husband contends that there is no merit to the proposed amendment and that the motion should be denied as the agreement is not a separation agreement, but is only what it states on its face, a shareholder’s agreement. According to husband, the agreement does not provide in its body that the parties are to separate; it does not provide for the distribution of any marital property or address separate property issues; and it does not address the issue of support.

Husband further argues that the agreement was neither acknowledged nor proven as required by Domestic Relations Law § 170 (6). He claims that it was not acknowledged or proven in the form required to entitle a deed to be recorded.

Lastly, husband also points to Christian v Christian (supra), where the Court found that the legislative intent was to provide no-fault grounds for divorce where marriages are dead. Husband states that the agreement contains no indicia that the parties acknowledged their marriage was dead. Indeed, he claims that the agreement was executed while the parties were in marriage counseling seeking to restore the marital relationship and that it does not show that the parties had the slightest understanding or intention of altering their marriage relationship.

Domestic Relations Law § 170 (5) and (6) provide for the divorce of parties on the grounds of their living separate and apart pursuant to a separation decree or judgment. Domestic Relations Law § 170 (6) provides that a ground for divorce exists where: "[t]he husband and wife have lived separate and apart pursuant to a written agreement of separation, subscribed by the parties thereto and acknowledged or proved in the form entitled to require a deed to be recorded, for a period of one or more years after the execution of such agreement”.

While the parties focus on the issue of whether the agreement falls within Domestic Relations Law § 170 (6), a threshold inquiry arises as to the attempted acknowledgement. An agreement cannot be the foundation for a conversion divorce when it is not acknowledged as required by Domestic Relations Law § 170 (6). (See, Beer v Beer, 87 AD2d 805, 806 [2d Dept 1982], citing Cicerale v Cicerale, 85 Misc 2d 1071, affd 54 AD2d 921.)

[565]*565An acknowledgement consists of two aspects: the oral declaration of the signer of the document and the written certificate prepared by a public official. That official is generally a notary public attesting to the parties’ oral declaration. (Garguilio v Garguilio, 122 AD2d 105, 106 [2d Dept 1986].) The agreement must also have endorsed on, or attached, a certificate stating that the person taking the acknowledgement "knows or has satisfactory evidence that the person making the oral declaration is the person described in and who executed [the] instrument.” (Garguilio v Garguilio, supra; Real Property Law § 303.)

The shareholder’s agreement is not properly acknowledged pursuant to the requirements of Domestic Relations Law § 170 (6). The agreement cannot be subsequently acknowledged by affidavit. (Garguilio v Garguilio, supra.) Accordingly, the wife’s motion to amend is denied. The shareholder’s agreement cannot form the foundation for a conversion divorce.

Regardless, were this court to have reached the merits of this application, the wife’s motion would still be denied as the shareholder’s agreement may not be categorized as an agreement which falls within Domestic Relations Law § 170 (6).

In the papers submitted to support the motion, the parties submit many of the cases which have addressed what form, if any, an agreement must take to be considered a separation agreement under the Domestic Relations Law. An overview of these cases is important as it serves not only as documentation of the various types of agreements which have been considered in the context of Domestic Relations Law § 170 (6), but also serves to explain the reasoning behind the enactment of Domestic Relations Law § 170 (6).

Perhaps the "forefather” of the conversion divorce case is Gleason v Gleason (26 NY2d 28 [1970]). In Gleason, the Court addressed whether Domestic Relations Law § 170 (5) applied retroactively to permit a divorce based on a separation decree rendered before the present statute was enacted. Although this case differs factually with the instant case, the dicta is instructive as it recognizes the public policy behind conversion divorces.

The Court found that it is "socially and morally undesirable to compel couples to a dead marriage to retain an illusory and deceptive status and that the best interests not only of the parties but of society itself will be furthered by enabling them 'to extricate themselves from a perpetual state of marital limbo.’ ” (Gleason v Gleason, supra, at 35 [citation omitted].)

The Court further recognized that Domestic Relations Law § 170 when read "as a whole, points to the construction that [566]

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Cite This Page — Counsel Stack

Bluebook (online)
167 Misc. 2d 562, 637 N.Y.S.2d 1002, 1995 N.Y. Misc. LEXIS 661, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rose-v-rose-nysupct-1995.