Rose v. Commercial Fisheries Entry Commission

647 P.2d 154, 1982 Alas. LEXIS 318
CourtAlaska Supreme Court
DecidedJune 11, 1982
Docket5361
StatusPublished
Cited by83 cases

This text of 647 P.2d 154 (Rose v. Commercial Fisheries Entry Commission) is published on Counsel Stack Legal Research, covering Alaska Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rose v. Commercial Fisheries Entry Commission, 647 P.2d 154, 1982 Alas. LEXIS 318 (Ala. 1982).

Opinions

OPINION

COMPTON, Justice.

This case concerns Irven Rose’s application for a limited entry permit. Rose appeals from the decision of the superior court which upheld a denial by the Commercial Fisheries Entry Commission (CFEC) of eleven contested points. Rose contends that the regulatory scheme under which he was denied these points is in violation of the equal protection guarantees of the Federal and Alaska Constitutions, and that the CFEC wrongfully denied him points under the “special circumstances” and “unavoidable circumstances” provisions in the regulations. We affirm.

I. FACTUAL AND PROCEDURAL BACKGROUND

Irven Rose began fishing commercially in 1969, working from then through 1971 in Prince William Sound as a crewman on a purse seine vessel. Together with his son and son-in-law, he purchased the LENA C in 1972 and equipped it for purse seining.

Although Rose intended to engage in Prince William Sound purse seining in 1972, the Alaska Department of Fish and Game ordered the fishery closed for the 1972 season. There was a brief opening in the Coghill district. Rose, however, did not participate in that opening because the Cor-dova Aquatic Marketing Association requested that its members not participate until it reached an agreement with the fish processors on the salmon catch price.

From 1973 on, Irven Rose fished with the LENA C as a gear license holder and interim use permit holder.

This appeal is the concluding saga in Rose’s application for a limited entry permit under Alaska’s Limited Fisheries Entry Act. AS 16.43.010-.380. The Act is a set of statutory provisions designed “to promote the conservation and the sustained yield management of Alaska’s fishery resource and the economic health and stability of commercial fishing in Alaska by regulating and controlling entry into the commercial fisheries in the public interest and without unjust discrimination.” AS 16.43.-010(a).

The statutory system was designed to achieve this goal through three stages, with its major element being the requirement that, as of January 1, 1974, anyone operating gear in the commercial taking of fishery [156]*156resources must possess an “entry permit.” AS 16.43.140(a).1

The second phase of the program, the focus of the present controversy, required the CFEC to establish the maximum number of entry permits for each particular fishery. For certain “distressed fisheries,” the number is the highest number of units of gear fished during any one of the four years immediately preceding January 1, 1973; for others, the CFEC is to establish the maximum when it finds that participation in that fishery has reached such levels that limitation of entry is required to fulfill statutory purposes. AS 16.43.240. Applicants for such fisheries are limited to prior gear license holders, AS 16.43.260(a), and they have to be ranked by the CFEC according to the degree of hardship which they would suffer by exclusion from the fishery, measured as of January 1, 1973. This is to be accomplished under properly promulgated regulations weighing two main factors: the degree of an applicant’s economic dependence on the fishery, and the extent of the applicant’s past participation in the fishery. AS 16.43.250. Those suffering “significant economic hardship,” as defined by the CFEC, are to be awarded permits even if so doing results in exceeding the maximum number of permits set for that fishery. Any remaining permits are to be issued to applicants in descending order of priority.2 AS 16.43.270.

Pursuant to the statutory mandate, AS 16.43.250,3 the CFEC promulgated an elaborate set of regulations designed to assess past participation and economic dependence, based upon a forty-point scale.4

Up to twenty points may be awarded for past participation. An applicant may qualify for points by having participated during the particular year either as a crewmember or as a gear license holder. As a crewmember, the applicant receives one point per year, for years 1965-1972. As a gear license holder, the applicant may obtain points for 1960-1972, with the later years weighted more heavily. For 1971 and 1972, an applicant is awarded three points per year for having participated at all, and an additional two points if that participation was “consistent” — i.e., lasted a certain minimum number of weeks, determined from a table in the regulations. For 1969 and 1970, applicants may be awarded two actual participation points and one consistent participation point for each year. For earlier years, one point per year is awarded.5 20 AAC 05.630(a), (c).

[157]*157Economic dependence is also measured on a twenty-point scale. Ten of these points reflect availability of alternative occupations and investment by the applicant in vessel and gear. The remaining ten points are based on the applicant’s income dependence on the fishery during 1971 and 1972. The applicant must have been a gear license holder to qualify for these points. The points are determined from a table given in the regulations, based on the ratio of the applicant’s fishery income to total income. The year 1972 is weighed more heavily, determining six points as compared to the four points at stake for 1971. 20 AAC 05.630(b), (c).

The CFEC properly recognized that strict application of the regulatory point system would not in all instances fairly gauge “the hardship which [an applicant] would suffer by exclusion from the fishery.” AS 16.43.-250(a). To ameliorate the inequities which inevitably would arise were the point system applied in a blind manner, the CFEC authorized the award of discretionary points. One regulation, 20 AAC 05.-630(b)(2), provides that “special circumstances” points are available where an applicant’s income dependence on the fishery is not fairly reflected by application of the point system.6 Similarly, 20 AAC 05.-630(a)(5) provides that “unavoidable circumstances” points are available where an applicant’s past and consistent participation points are not fairly indicative of an applicant’s actual history of participation in the fishery.7

Thus, the maximum possible award is forty points.8 The CFEC established twenty points as the level at which an applicant would suffer “significant economic hardship” if excluded from the fishery, and thus would be entitled to a permit even if awarding permits to all at that level would result in exceeding the maximum. 20 AAC 05.640(a).

The particular year at issue in this case is 1972. In most fisheries, this was the most important year in the regulatory scheme, determining three participation points, two consistent participation points, and six income dependence points. The regulations, though, also provide that “[a]ll eligible applicants for any designated fishery will receive 0 points for any year in which there was an administrative closure for the entire season.” 20 AAC 05.650(a). Thus, due to the administrative closure of the Prince William Sound purse seine fishery in 1972, the point system had to be amended in order to identify the relative hardship of applicants for a Prince William Sound purse seine permit. Although there is some confusion between the parties on this point, it appears that the CFEC dealt with the 1972 closure differently for 1972 participation points and 1972 income dependence points.

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Bluebook (online)
647 P.2d 154, 1982 Alas. LEXIS 318, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rose-v-commercial-fisheries-entry-commission-alaska-1982.