Root v. Schenk

953 F. Supp. 1115, 97 Daily Journal DAR 9611, 1997 U.S. Dist. LEXIS 5950, 1997 WL 26526
CourtDistrict Court, C.D. California
DecidedJanuary 21, 1997
DocketSA CV 96-604-AHS(EEx)
StatusPublished
Cited by2 cases

This text of 953 F. Supp. 1115 (Root v. Schenk) is published on Counsel Stack Legal Research, covering District Court, C.D. California primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Root v. Schenk, 953 F. Supp. 1115, 97 Daily Journal DAR 9611, 1997 U.S. Dist. LEXIS 5950, 1997 WL 26526 (C.D. Cal. 1997).

Opinion

STOTLER, District Judge.

I.

PROCEDURAL HISTORY

On August 23, 1996, defendants filed a Motion for Dismissal of Action. On September 17, 1996, plaintiff filed opposition. Defendants filed their reply on October 11, 1996. On October 23, 1996, plaintiff filed Objections to Evidence Offered in Defendant’s Reply Brief; Objections to Judicial Notice; Objection [to] Defendant’s Request for Intra-Court Comity. Defendants filed a Request to Take Judicial Notice on October 25.1996. On November 4,1996, and November 12,1996, defendants and plaintiff, respectively, filed supplemental briefs. Defendants filed a Reply to Plaintiffs Supplemental Brief on November 18, 1996. The matter was set for hearing on the Court’s December 13.1996, calendar.

On December 11, 1996, the Court took the motion under submission without oral argument.

By this Order, the Court dismisses the action without prejudice because, irrespective of the merits of plaintiffs claims, the ongoing state court action offers an adequate opportunity for raising the same issues as raised in the complaint before the federal court and the issues implicate important state interests.

II.

SUMMARY OF COMPLAINT

Plaintiff seeks a declaratory judgment under the Fourteenth Amendment’s due process and equal protection clauses and the First Amendment’s freedom of speech and of association clauses that Orders dated January 29,1996, and April 5,1996, entered in the Orange County Superior be declared null and void and that defendants Judge Schenk and the Orange County Superior Court be enjoined from enforcing the aforesaid orders and enforcement of the “regulation,” meaning California’s Code of Civil Procedure section 639(e).

Plaintiff is a defendant in an action pending in the Superior Court of Orange County, Health Industries of America v. Root and Leader, Case No. 747221, assigned to Judge Floyd H. Schenk. On January 1, 1996, Judge Schenk sua sponte entered an order appointing William Sheffield as a referee (“Referee”) to perform certain functions as to any and all pending and future discovery motions in the state action. Under the order, the matter is automatically referred to the Referee. Plaintiff allegedly told the Referee not to do anything until she could bring a motion regarding the propriety of the order assigning a referee. The Referee apparently did not wait, ruled against Root, recommended sanctions against her and her counsel, and required that Root pay the Referee’s fees. This Order was received by the Superior Court on March 5, 1996. Judge Schenk, with the exception of the amount of the sanction, approved and signed the Referee’s report on April 5,1996.

Plaintiff asserts that the judge abdicated his “fast-track” responsibilities by referring discovery issues to a retired judge whose fees of $4,950.00, ordered to be paid by defendants (one of whom is plaintiff here), reflect the worth of judicial time that should have been spent by the assigned judge on plaintiffs case. Plaintiff says that judges of the Orange County Superior Court are bombarded with a massive marketing device by *1117 retired judges in the private sector to leave the bench and earn similar lucrative fees and are in a conflict of interest position when they refer cases to their former colleagues; the sitting judges now make automatic use of a form order to refer all pending and future discovery motions to a referee without determining if it is appropriate in a particular case. Plaintiff’s objections to the procedure and high fees were met with a retaliatoiy denial and shortened time to pay and comply with the order. Plaintiff further asserts that the California statute authorizing the use of referees, Cal.Code Civ.Proc. § 639, provides no criteria for determining when it is appropriate to appoint a discovery referee. These mandatory and coerced referrals violate due process and equal protection guarantees. It would be futile to seek further review through the California courts, says plaintiff, because the judges there are also subject to the same barrage of overtures to join the private sector and thus the same conflicts of interest. Plaintiffs second cause of action is based on the allegedly erroneous ruling of the superior court which compelled discovery over plaintiffs work-product and attorney-client privilege claims.

III.

SUMMARY OF PARTIES’ CONTENTIONS

A. Defendants’ Motion for Dismissal of Action

With respect to the Superior Court, defendants argue that the Eleventh Amendment bars suits which seek injunctive relief (or damages, although this is not an issue) against a state, arm of the state, or its agencies, and that the Superior Court is an arm of the state.

With respect to Judge Schenk, defendants argue that under principles of abstention, this action should be dismissed. They argue that this case falls squarely in the test for abstention in Younger v. Harris, 401 U.S. 37, 91 S.Ct. 746, 27 L.Ed.2d 669 (1971), and Lebbos v. Judges of the Superior Court, 883 F.2d 810, 814 (9th Cir.1989), because the state proceedings are ongoing, the state has an important interest in administering the judicial system in such a way that includes alternative dispute resolution, and the litigant was afforded an adequate opportunity to raise her federal claims to Judge Schenk or secure interlocutory review.

Defendants state that United States Judge Gary L. Taylor in this district decided this exact issue in Griffiths v. Judicial Arbitration & Mediation Services, Inc. (“Griffiths”), SA CV 93-973 GLT, and held that abstention was appropriate. Defendants urge that, under the rule of intra-court comity, this Court should follow Judge Taylor’s decision.

B. Plaintiffs Opposition

With respect to defendants’ Eleventh Amendment argument,, plaintiff argues that the Eleventh Amendment does not bar suit here because federal courts can grant prospective declaratory and injunctive relief against state officials to prevent a continuing violation of the law. Ex parte Young, 209 U.S. 123, 28 S.Ct. 441, 52 L.Ed. 714 (1908). Plaintiff argues that “a federal court has jurisdiction in a suit against a state officer to enjoin official actions violating federal law, even though the state itself may be immune under the Eleventh Amendment.” Plaintiff argues that in seeking declaratory and injunctive relief, she asks this Court to prospectively enjoin state officials to conform their conduct to requirements of federal law.

Plaintiff also argues that the Eleventh Amendment only applies to a state and does not impact a political subdivision of a state, such as a county or municipality. Moor v. County of Alameda, 411 U.S. 693, 93 S.Ct. 1785, 36 L.Ed.2d 596 (1973). Plaintiff contends that the Superior Court is a political subdivision of a state and not an “arm of the state” under the test announced in Mitchell v. Los Angeles Community College District, 861 F.2d 198 (9th Cir.1988).

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Bluebook (online)
953 F. Supp. 1115, 97 Daily Journal DAR 9611, 1997 U.S. Dist. LEXIS 5950, 1997 WL 26526, Counsel Stack Legal Research, https://law.counselstack.com/opinion/root-v-schenk-cacd-1997.