Ronald Ketcham v. City of Mount Vernon

992 F.3d 144
CourtCourt of Appeals for the Second Circuit
DecidedMarch 29, 2021
Docket20-14
StatusPublished
Cited by32 cases

This text of 992 F.3d 144 (Ronald Ketcham v. City of Mount Vernon) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ronald Ketcham v. City of Mount Vernon, 992 F.3d 144 (2d Cir. 2021).

Opinion

20-14 Ronald Ketcham v. City of Mount Vernon et al.

1 UNITED STATES COURT OF APPEALS 2 FOR THE SECOND CIRCUIT 3 ____________________ 4 5 August Term, 2020 6 7 (Argued: December 11, 2020 Decided: March 29, 2021) 8 9 10 Docket No. 20-14 11 12 ____________________ 13 14 RONALD KETCHAM, 15 16 Plaintiff-Appellant, 17 18 v. 20-14-cv 19 20 CITY OF MOUNT VERNON, MICHAEL HUTCHINS, and ALLEN 21 PATTERSON, 22 Defendants-Appellees. 1 23 24 ____________________ 25 26 Before: POOLER, WESLEY, and CARNEY, Circuit Judges. 27 28 Appeal from the judgment of the United States District Court for the

29 Southern District of New York (Briccetti, J.) granting summary judgment to

1 The Clerk of Court is respectfully directed to amend the official caption as set forth above. 1 Defendants on Ronald Ketcham’s excessive force claims brought pursuant to 42

2 U.S.C. § 1983, as well as his state law assault and battery claims. Ketcham argues

3 that the district court erred by resolving factual disputes in Defendants’ favor,

4 holding any use of force was de minimis, and misapplying the governing law on

5 excessive force claims. Ketcham also seeks reassignment of the case to a new

6 judge, arguing that the district court made inappropriate comments that created

7 the appearance of bias. We find that the district court improperly resolved

8 factual disputes in favor of the Defendants at the summary judgment stage. We

9 do not find that reassignment is necessary. Accordingly, we VACATE the

10 judgment of the district court and REMAND for further proceedings consistent

11 with this opinion.

12 ____________________

13 DAVID B. SHANIES, New York, NY, for Plaintiff- 14 Appellant Ronald Ketcham. 15 16 ANDREW C. QUINN, The Quinn Law Firm, P.L.L.C. 17 (Steven J. Bushnell, on the brief), White Plains, NY, for 18 Defendants-Appellees City of Mount Vernon, Michael 19 Hutchins, and Allen Patterson. 20 21

2 1 POOLER, Circuit Judge:

2 Plaintiff-Appellant Ronald Ketcham seeks to vacate the judgment of the

3 district court granting summary judgment in favor of the City of Mount Vernon

4 and two Mount Vernon police officers, Michael Hutchins and Allen Patterson

5 (collectively, “Appellees”), on Ketcham’s excessive force claims brought

6 pursuant to 42 U.S.C. § 1983, as well as his state law assault and battery claims.

7 At the district court, Appellees argued that there were no genuine disputes of

8 material fact regarding the incident between Ketcham and the officers or,

9 alternatively, that the officers were entitled to qualified immunity. The district

10 court agreed with Appellees' first argument, holding that any reasonable

11 factfinder could only conclude that the officers’ use of force was reasonable due

12 to the limited force used and the minimal injuries that Ketcham suffered. The

13 district court granted Appellees summary judgment on this ground and did not

14 reach the issue of qualified immunity.

15 Our review of the record reveals that the district court’s recitation of the

16 facts elided crucial distinctions between the testimony of the three parties to this

17 encounter. While the officers testified to using a reasonable amount of force to

18 restrain an uncooperative individual matching the description of a suspect,

3 1 Ketcham testified to an aggressive assault, pleas for help, and a spiteful effort to

2 punish a confused citizen by deliberately slamming his head into the patrol car’s

3 exterior as punishment for his confusion. It is for a jury and not a judge to decide

4 which of these versions of events is accurate, and qualified immunity would not

5 protect the deliberate infliction of injury suggested by Ketcham’s testimony. As

6 the district court did not properly view the evidence in the light most favorable

7 to Ketcham at the summary judgment phase of the litigation, the judgment for

8 Appellees must be reversed. Therefore, we vacate the judgment of the district

9 court and remand for further proceedings consistent with this opinion.

10 BACKGROUND

11 On the afternoon of March 28, 2017, Ketcham, a retired federal probation

12 officer, was walking toward Main Street near his home in New Rochelle, New

13 York. Hutchins and Patterson, police officers assigned to the Mount Vernon

14 Police Department’s (“MVPD”) warrant squad, were in the area searching for an

15 individual with an outstanding warrant for a misdemeanor offense of forcible

16 touching. The officers were in plain clothes in an unmarked vehicle with neither

17 the emergency lights nor the sirens activated at the time. As the officers

4 1 approached Main Street, they saw a man (Ketcham) who fit the physical

2 description of the individual with the active arrest warrant.

3 Before the district court, the parties disputed what happened after the

4 officers spotted Ketcham. Ketcham stated that the vehicle came to a screeching

5 halt next to him on the sidewalk at which point Patterson got out of the car and

6 asked Ketcham to identify himself. Ketcham responded by asking the same of

7 Patterson, to which Patterson rejoined that he was “taking [him] in.” App’x at

8 93. Because Ketcham did not see Patterson wearing a badge or other identifying

9 information, he thought he was being mugged or abducted, and so called out for

10 bystanders to “get a uniformed police officer to the scene.” App’x at 94. In an

11 instant, Patterson overpowered Ketcham, grabbing his wrist. Patterson then

12 twisted Ketcham’s arms behind his back, threw him into a nearby chain link

13 fence, and snapped handcuffs tightly around his wrists, causing him substantial

14 pain. Apparently, Patterson did not “double lock[]” the handcuffs, a mechanism

15 designed to avoid excessive tightening. App’x at 72, 115. Although Ketcham told

16 Patterson that the handcuffs were hurting his wrists, Patterson ignored the

17 complaints. At some point during this encounter, Ketcham saw a badge and

5 1 realized Patterson might be a police officer, but he was not certain. Ketcham did

2 not recall any involvement from Hutchins during the physical altercation.

3 Ketcham further testified that he remained uncertain of what was

4 happening as Patterson forced him into the back seat of the car, “slamm[ing]

5 [his] head into the car’s door frame” in the process. App’x at 223. After he was

6 secured in the car, Ketcham observed Hutchins passing a file folder to Patterson,

7 containing a photo of a white man with a bald head who looked like Ketcham. It

8 was then that Ketcham realized that the two men were police officers, and he

9 quickly told them that he was a former law enforcement officer as well. After

10 hearing this, Patterson came around to the back seat, removed Ketcham’s wallet,

11 examined his driver’s license, and confirmed that he was not the subject of the

12 outstanding warrant. The officers then removed the handcuffs and returned the

13 wallet. Ketcham asked for the officers’ business cards, but Patterson laughed,

14 and the officers drove away.

15 The officers’ version of events differed greatly from Ketcham’s. The

16 officers testified that they approached Ketcham with shields visible around their

17 necks and identified themselves as members of the MVPD. The officers told

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Cite This Page — Counsel Stack

Bluebook (online)
992 F.3d 144, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ronald-ketcham-v-city-of-mount-vernon-ca2-2021.