Romkes v. University of Kansas

317 P.3d 124, 49 Kan. App. 2d 871, 2014 WL 185356, 2014 Kan. App. LEXIS 3
CourtCourt of Appeals of Kansas
DecidedJanuary 17, 2014
DocketNo. 108,858
StatusPublished
Cited by10 cases

This text of 317 P.3d 124 (Romkes v. University of Kansas) is published on Counsel Stack Legal Research, covering Court of Appeals of Kansas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Romkes v. University of Kansas, 317 P.3d 124, 49 Kan. App. 2d 871, 2014 WL 185356, 2014 Kan. App. LEXIS 3 (kanctapp 2014).

Opinion

McAnany, J.:

Dr. Albert Romkes, an assistant professor in mechanical engineering at the University of Kansas School of Engineering, challenged the University of Kansas’ (University) decision to deny him tenure. He brought this action for judicial review in the district court and asked the court to overturn the University’s decision. The district court denied relief, and Romkes brought this appeal.

As the reader will soon learn, at the focus of this case is the notion of a “principal investigator.” This principal investigator concept relates to the requirement set forth in the Faculty Senate Rules and Regulations that a tenure applicant must demonstrate “a record of accomplishment reflecting a sustainable program of scholarly activity.”

Section 6.1.1.1 of the University’s Faculty Senate Rules and Regulations emphasizes that an “award of tenure and/or promotion in rank are among the most important and far-reaching decisions made by the University.” Tenure generally provides a faculty member with a lifetime of academic independence and job security. It is the University’s position that research and research funding pressures make it important for tenure candidates to demonstrate the ability to obtain outside research funds on their own as a principal investigator and not merely by participating in a research project [874]*874for which someone else is the principal investigator and the “hook” for obtaining funds for the project. The University finds it fiscally unwise in this era of ever-tightening purse strings for it to grant tenure to a faculty member who cannot attract outside funds for his or her own research projects.

The phrase principal investigator is found in tire tenure requirements approved by the faculty of the Mechanical Engineering Department in November 2009. According to the Mechanical Engineering Department’s requirement now being challenged: “Candidates must demonstrate ability to attract external funding for their research, as demonstrated by funded external grants with the candidate as principal investigator.” Dr. Romkes argues for the first time on appeal that these departmental requirements were never properly approved at'the University level and, therefore, this requirement should not have been applied to him. It appears that the review of the Mechanical Engineering Department’s tenure requirements was delayed because of the volume of such policies from the various schools and departments within the University. Nevertheless, the requirement was discussed with Dr. Romkes during his third-year tenure-track review almost a year and a half earlier in June 2008. As we shall see, tire University ultimately denied tenure based on Dr. Romkes inability to satisfy this requirement.

History

In August 2005, the University hired Dr, Romkes as an assistant professor of mechanical engineering, a tenure-track position. According to the University’s Faculty Senate Rules and Regulations, the rules that govern tenure decisions, Dr. Romkes had to apply for tenure by the end of his sixth year of employment. If tenure was denied, the following year, his seventh year, became his final year of employment.

In June 2008, the Chair of the Mechanical Engineering Departmental Promotion and Tenure Committee wrote to 'Dr. Romkes regarding his third-year review and how he was progressing towards tenure:

[875]*875"Overall, the committee felt that you are making good progress toward promotion to associate professor with tenure. ... In terms of external funding, you have made several applications and serve [as] co-investigator on grants. It is vitally important that you demonstrate your ability to attract external research funding for the promotion and tenure review process. Thus, you are encouraged to increase your proposal submissions as principal investigator, to help assure that you will have a good track record of external funding at the time of your final P&T review. So that you are clear on the timeline, your completed promotion and tenure materials for that decision will be due to the Departmental P&T Committee in October of 2010. This leaves approximately two years to build your record of publications and external funding, and I encourage you to work hard to continue your efforts.”

On behalf of the School of Engineering, Professor Ronald Dough-erty made similar observations about Dr. Romkes’ third-year review. He attached to his remarks a page from the School of Engineering’s assessment which stated: “[T]his committee also believes that more effort and success in pursuit of external funding is needed to expand his research group and level of research activity to build the necessary case for his promotion with an award of continuous tenure.” Professor Dougherty noted: “[T]he main focus for you in the next three years will be on research funding and publications.”

Dr. Romkes was encouraged to ask any questions about tírese evaluations regarding his current progress toward tenure. We see no indication that Dr. Romkes responded with any challenge to the use of the principal investigator criterion.

As directed, Dr. Romkes submitted his tenure application in October 2010 to begin the multilayered review process. The initial review was conducted by Dr. Romkes’ Mechanical Engineering Department. The intermediate review was conducted by the School of Engineering. Then, there was a University-level review conducted by the University Committee on Promotion and Tenure. Once the University-level review was completed, the results were forwarded to the Chancellor, who made the final decision on tenure.

Each level of the review process is an independent evaluation of the applicant’s record of performance, and each level of review results in an independent recommendation to the Chancellor. In[876]*876deed, according to the Faculty Senate Rules and Regulations, “later stages of review neither affirm nor reverse earlier recommendations, which remain part of the record for consideration by the Chancellor.” When reviewing an application for tenure, the reviewing body at each level independently examines tire applicant’s teaching, scholarship (including research), and service.

The review process for Dr. Romkes’ tenure application began with his Mechanical Engineering Department.

Mechanical Engineering Department Review

The initial review was conducted by the Mechanical Engineering Department’s Promotion and Tenure Committee. The procedure for tire department’s review set forth the various factors to be considered: teaching, research and scholarship, and service. In discussing research, the department evaluators were instructed: “Candidates must demonstrate ability to attract external funding for their research, as demonstrated by funded external grants with the candidate as principal investigator.” It is this requirement that Dr. Romkes now challenges.

The department asked seven external engineering academics to review Dr. Romkes’ academic record. Although a majority of the evaluators recommended that Dr. Romkes receive tenure, many were concerned with his ability to conduct independent research and his ability to secure external grants to support his research. Several evaluators noted that a substantial amount of Dr. Romkes’ scholarly work had been co-written with two of his mentors who were world-renowned experts in mechanical engineering and considered “pillars in the finite element community.”

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Bluebook (online)
317 P.3d 124, 49 Kan. App. 2d 871, 2014 WL 185356, 2014 Kan. App. LEXIS 3, Counsel Stack Legal Research, https://law.counselstack.com/opinion/romkes-v-university-of-kansas-kanctapp-2014.