Roller v. Gunn

107 F.3d 227, 1997 WL 66703
Court of Appeals for the Fourth Circuit·Decided February 19, 1997·No. 96-6992·Published·Cited by 187 cases

Opinions

Affirmed by published opinion. Chief Judge WILKINSON wrote the opinion, in which Judge RUSSELL joined. Judge HALL wrote an opinion concurring in part and dissenting in part.

OPINION

WILKINSON, Chief Judge:

Appellant, Gary Lee Roller, challenges the constitutionality of section 804 of the Prison Litigation Reform Act (“PLRA”), Pub.L. No. 104-134, 110 Stat. 1321, §§ 801-810 (Apr. 26, 1996), which requires prisoners proceeding in forma pauperis to pay a partial filing fee before filing a lawsuit or proceeding with an appeal. We think the Act represents a legitimate exercise of Congress’ power to reduce frivolous lawsuits in the federal courts. We reject Roller’s contentions that the filing fee requirement imposes an unconstitutional barrier on access to the courts or that it violates the Constitution’s equal protection guarantee.

Roller also appeals the district court’s conclusion that the retrospective application of amendments to South Carolina’s parole procedures does not constitute a violation of the Ex Post Facto Clause. The Supreme Court’s recent decision in California Dept. of Corrections v. Morales, 514 U.S. 499, 115 S.Ct. 1597, 131 L.Ed.2d 588 (1995), permits the states to adopt changes to their parole procedures which produce no more than a speculative possibility of affecting a prisoner’s punishment. Under Morales, the changes to South Carolina’s parole procedures do not violate the Ex Post Facto Clause. Accordingly, we affirm the judgment of the district court.

I.

In early 1983, Gary Lee Roller was convicted of voluntary manslaughter and grand larceny in South Carolina state court for crimes committed on December 13, 1982. On March 25, 1983, he was sentenced to thirty-five years imprisonment.

In December 1990, Roller filed a complaint under 42 U.S.C. § 1983 challenging the application of amendments to the parole laws of South Carolina on ex post facto grounds. The amendments, passed in 1986, modified South Carolina Code section 24r-21-645 so that a prisoner convicted of committing a violent crime would only have his case reviewed every two years after an initial negative parole determination rather than every year. Additionally, the amendments required a two-thirds majority of the parole board to authorize parole for violent offenders rather than a simple majority. By its terms, the amended version of section 24-21-645 applied to Roller despite the fact that he had committed his crimes and been convicted prior to its enactment.

The district court entered judgment for the South Carolina Department of Probation, Parole, and Pardon Services, but was re[-1346]*-1346versed by this court in Roller v. Cavanaugh, 984 F.2d 120 (4th Cir.1993). The case was remanded with instructions to grant declaratory relief in favor of Roller.

In April 1995, the Supreme Court decided California Dept. Of Corrections v. Morales, 514 U.S. 499, 115 S.Ct. 1597, 131 L.Ed.2d 588 (1995). Morales held that the retroactive application of a California statute which changed the frequency of parole hearings for multiple murderers from every year to once every three years did not violate the Ex Post Facto Clause. In January 1996, South Carolina, arguing that Morales represented a significant change in the law, moved under Fed.R.Civ.P. 60(b) for modification of the court’s order declaring the retrospective application of the 1986 amendments to section 24-21-645 unconstitutional. On June 5,1996, the district court concluded on the basis of Morales that “the application of § 24-21-645 to Roller does not violate the Ex Post Facto Clause.” Roller v. Gunn, 932 F.Supp. 729, 730 (D.S.C.1996). Roller then filed the instant appeal.

On appeal, Roller moved this court to declare the filing fee requirement of the PLRA and a similar requirement providing for the payment of costs unconstitutional. Roller has paid the full amount of the $105 filing fee under protest pending our decision.

II.

A.

We turn initially to Roller’s contentions that the filing fee provisions of the PLRA constitute an unconstitutional barrier to access to the courts and violate the constitutional guarantee of equal protection.

Congress has long regulated the access of indigent litigants to the federal judicial system. The first federal in forma pauperis (“IFP”) statute was enacted in 1892. Act of July 20, 1892, ch. 209, 27 Stat. 252 (codified as amended at 28 U.S.C. § 1915). Concerned that citizens were being denied their day in court, Congress proposed to “open the United States courts to a class of American citizens who have rights to be adjudicated, but are now excluded practically for want of sufficient money or property to enter the courts under their rules.” H.R.Rep. No. 1709, 52d Cong., 1st Sess. 1 (1892). Despite Congress’ admonition that “[t]he proposed law will not admit of vexatious litigation,” id., the statute’s noble purpose has been threatened by a flood of meritless lawsuits.

Unsurprisingly, prisoners proved responsible for much of this litigation. In some instances, individual prisoners have filed an astonishing number of frivolous lawsuits. See, e.g., Shieh v. Kakita, — U.S.—, 116 S.Ct. 1311, 134 L.Ed.2d 464 (1996) (prisoner prospectively barred from filing petitions for certiorari in forma pauperis after filing 10 frivolous petitions in less than three years); In re McDonald, 489 U.S. 180, 184, 109 S.Ct. 993, 996, 103 L.Ed.2d 158 (1989) (prisoner prospectively barred from using in forma pauperis procedures to file extraordinary writs after 73 frivolous filings between 1971 and 1989); In re Green, 669 F.2d 779, 781 (D.C.Cir.1981) (prisoner filed “between 600 and 700 complaints in the federal and state courts”). In 1995, prisoners brought over 25% of the civil eases filed in the federal district courts. Administrative Office of the United States Courts, 1995 Federal Court Management Statistics 167. In this circuit alone, IFP filings accounted for almost half of the court’s 1995 caseload, Nasim v. Warden, Maryland House of Correction, 64 F.3d 951, 954 n. 2 (4th Cir.1995) (en banc), and prisoners were responsible for 75% of those filings. Id. at 953-54 n. 1.

Congress recognized that the explosion of IFP litigation presents problems for our legal system. It was obviously concerned that the limited resources of the federal judiciary not be expended on cases whose frivolity was manifest, but whose sheer numerosity represented a formidable and time consuming task. As the Supreme Court has noted, “[t]he goal of fairly dispensing justice ... is compromised when the Court is forced to devote its limited resources to the processing of repetitious and frivolous requests.” In re Sindram, 498 U.S. 177, 179-80, 111 S.Ct. 596, 597, 112 L.Ed.2d 599 (1991).

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Roller v. Gunn, 107 F.3d 227, 1997 WL 66703 (4th Cir. 1997).

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