Rodriguez v. KS Industries CA5

California Court of Appeal·Decided August 18, 2026·No. F089889·Unpublished

Opinion

Filed 8/18/26 Rodriguez v. KS Industries CA5

NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or or dered published for purposes of rule 8.1115.

IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA

FIFTH APPELLATE DISTRICT

MANUEL RODRIGUEZ, F089889

Plaintiff and Appellant, (Super. Ct. No. BCV-15-101757)

v.

KS INDUSTRIES, L.P. et al., OPINION Defendants and Respondents.

APPEAL from a judgment of the Superior Court of Kern County. Thomas S.

Clark, Judge.

Law Office of Kenneth J. Melrose and Kenneth J. Melrose for Plaintiff and Appellant.

Clifford & Brown and John R. Szewczyk for Defendants and Respondents.

-ooOoo-

This appeal concerns an award of costs under Code of Civil Procedure1 section 998. “Section 998 is intended to encourage the settlement of lawsuits prior to trial by penalizing a party who fails to accept a reasonable settlement offer.” (Gonzalez v. Lew (2018) 20 Cal.App.5th 155, 161.) A plaintiff who rejects a defendant’s section 998 offer and fails to achieve a better result at trial is precluded from recovering his or her “postoffer costs” and must pay the defendant’s postoffer costs. (§ 998, subd. (c)(1).)

In Rodriguez v. KS Industries, LP (Nov. 12, 2024, F085605) [nonpub. opn.]

(Rodriguez), this court affirmed a judgment that included an award of costs to the defendants/respondents under section 998. The plaintiff/appellant did not challenge those costs in the trial court, nor did he contest them on appeal. Following the remittitur, however, the plaintiff filed a motion pursuant to section 473, subdivision (d) (section 473(d)), to vacate the costs portion of the judgment. He argued that the section 998 offer was procedurally defective and thus rendered part of the judgment “void.”

The trial court declined to vacate the judgment. It ruled that even if the settlement offer was invalid, the judgment was not void and relief was therefore unavailable under section 473(d). The court further explained that it would discretionarily deny the motion in any event based on the underlying circumstances. We affirm the trial court’s ruling.

FACTUAL AND PROCEDURAL BACKGROUND To better explain the relevant background, judicial notice is hereby taken (on the court’s own motion) of our records and opinion in Rodriguez. (Evid. Code, §§ 452, subd. (d), 459; see, e.g., In re Nelson (2020) 56 Cal.App.5th 114, 119, fn. 2; Mayer v. C.W. Driver (2002) 98 Cal.App.4th 48, 61.)

1 All undesignated statutory references are to the Code of Civil Procedure.

I. General Background.

Plaintiff and appellant Manuel Rodriguez (plaintiff) was injured while trying to refuel a vehicle on the side of a highway. He was acting in the course and scope of his employment with a nonlitigant, AC Pipe & Equipment Company (AC Pipe), at the time of the incident. Plaintiff was struck by a pickup truck driven by defendant/respondent Danny Michael Willis, who was acting in the course and scope of his employment with defendant/respondent KS Industries, LP (erroneously sued as Ken Small Construction, Ltd.) (hereinafter KS Industries). We will collectively refer to Willis and KS Industries as defendants.

In December 2015, plaintiff filed a civil complaint alleging a single cause of action against both defendants. Defendant Willis was alleged to have injured plaintiff by negligently operating a vehicle. Defendant KS Industries was alleged to be vicariously liable for Willis’s actions.

One year later, in December 2016, a complaint in intervention (§ 387) was filed by New York Marine & General Insurance Company (the intervenor). The intervenor’s complaint is not included in the current record on appeal or the record in Rodriguez. However, other documents indicate that the intervenor is a worker’s compensation insurer, and its complaint sought to enforce a lien on any judgment in favor of plaintiff for reimbursement of benefits it provided in relation to the subject incident. (See Lab. Code, § 3853; Oakes v. Progressive Transportation Services., Inc. (2021) 71 Cal.App.5th 486, 501.) II. Defendants’ Settlement Offers.

A mandatory settlement conference (MSC) was held on February 3, 2021.

According to the trial court’s minute order, the intervenor’s attorney “appeared telephonically to explain [that his client] had settled its claim with the Plaintiff.” More specifically, the intervenor’s lien “had been sold to Plaintiff’s counsel.” The intervenor’s attorney also represented that “the complaint in intervention should be dismissed by the end of [the day].”

The case did not settle at the first MSC. Two days later, on February 5, 2021, defendants served a section 998 offer upon plaintiff. Defendants offered $650,000 “to settle the [lawsuit] in its entirety, including any and all liens,” in exchange for a dismissal with prejudice of the entire action, a general release of all claims, and a costs waiver.

As defense counsel would later explain in a sworn declaration, the offer was made to plaintiff alone based on defendants’ understanding that the intervenor had assigned its rights to plaintiff. Defendants and their counsel further relied on the allegedly imminent dismissal of the intervenor’s complaint. The $650,000 offer was not accepted.

A second MSC was held on March 4, 2021. During this proceeding, according to a sworn declaration by defense counsel, “the fact that Plaintiff then owned the Complaint in Intervention, having purchased the same and it being assigned to Plaintiff, [was] reaffirmed.” However, the complaint in intervention had not been dismissed and the intervenor technically remained a party to the case.

The second MSC ended without a settlement. The next day, March 5, 2021, defendants served a new section 998 offer upon both plaintiff and the intervenor. Defendants offered $1.5 million in exchange for dismissals with prejudice of plaintiff’s and the intervenor’s respective complaints, general releases of all claims, and costs waivers. Defense counsel later attested to drafting the offer in this manner in light of “[t]he fact that no assignment had been filed with the court as to the Complaint in Intervention,” and counsel’s understanding that plaintiff’s acceptance of the offer would require the intervenor to sign the agreement and dismiss the complaint in intervention, even though plaintiff now possessed all rights asserted in that pleading and had sole authority to accept or reject the offer.

The $1.5 million offer was not accepted.

III. Trial Proceedings.

A jury trial commenced in March 2021. In connection with certain motions in limine, plaintiff submitted a sworn declaration from the intervenor’s counsel containing these statements:

“2. On February 1, 2021, [the intervenor] assigned to [plaintiff and plaintiff’s counsel] all rights and entitlement to reimbursement for workers’ compensation benefits paid to and on behalf of [plaintiff].

“3. Per the terms of the assignment, [plaintiff and plaintiff’s counsel] are legally entitled to pursue any and all claims, contentions, rights, costs, expenses, liens, subrogation rights, complaints-ininterventions , damages, losses, or any other actions or causes of action of any kind whatsoever available to [the intervenor].” In May 2021, a mistrial was declared after a juror “tested positive for COVID 19.”

A retrial commenced in September 2022. During the second trial, the court dismissed the intervenor’s complaint because of the intervenor’s nonappearance and nonparticipation.

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