Rock v. Enfants Riches Deprimes, LLC

CourtDistrict Court, S.D. New York
DecidedJanuary 29, 2020
Docket1:17-cv-02618
StatusUnknown

This text of Rock v. Enfants Riches Deprimes, LLC (Rock v. Enfants Riches Deprimes, LLC) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rock v. Enfants Riches Deprimes, LLC, (S.D.N.Y. 2020).

Opinion

VUE. □□ DATE FILED: □□□□□□ UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK seeereee eee se □□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□ xX MICK ROCK, : Plaintiff, ; : 17-ev-2618 (ALC) -against- : : OPINION & ORDER ENFANTS RICHES DEPRIMES, LLC, BARNEYS _ : NEW YORK, INC., and THE REAL REAL, INC., : Defendants. : □□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□ ANDREW L. CARTER, JR., District Judge: Defendants Enfants Riches Deprimes, LLC and Barneys New York, Inc. (collectively, “Defendants”) filed a motion for attorneys’ fees and costs pursuant to 17 U.S.C. § 505 and Federal Rules of Civil Procedure 54(d)(2), and for sanctions against Plaintiff's counsel, Richard Liebowitz (“Mr. Liebowitz”) and Liebowitz Law Firm PLLC pursuant to 28 U.S.C. § 1927 and the Court’s inherent powers. For the reasons set forth below, Defendants are GRANTED $100,008.13 in attorneys’ fees and costs, Mr. Liebowitz and the Liebowitz Law Firm PLLC are SANCTIONED in the amount of $10,000, and Defendants’ request for costs and fees associated with the instant motion and reply is DENIED. BACKGROUND Plaintiff Mick Rock (hereinafter, “Plaintiff’ or “Mr. Rock”) commenced this action on April 11,2017 against Defendants for violations of the Copyright Act, 17 U.S.C. §101 et seq. ECF No. 1 (“Compl.”). Mr. Rock alleged that he was the creator and rightful owner of a photograph of musician Lou Reed (“the Photograph”) and that this Photograph was used on articles of clothing created and sold by Defendants without license. Compl. 4] 12—17. Defendants, on the other hand, disputed Mr. Rock’s ownership, citing the lack of evidence in the record indicating his registration

of the Photograph. Opinion & Order (ECF No. 60) at 5. Plaintiff produced no evidence that the Photograph was registered or that a proper application was made out and refused by the Register. Id. The only registration referenced by Plaintiff was for the work “Mick Rock Exposed,” (“990 Registration’’) a book which included the Photograph. Jd. However, the registration for this book explicitly excluded “previously published works,” and Plaintiff and Defendants agree that the Photograph had been previously published numerous times dating back to the 1970s. Id. Nevertheless, Plaintiff filed a Complaint alleging that the Photograph was registered by the “Mick Rock Exposed” 990 Registration. Jd. After discovery was completed, Defendants filed a motion for summary judgment on August 8, 2018. ECF Nos. 46-49. Plaintiff filed an opposition on September 7, 2018. ECF No. 55. Defendants filed a reply on September 21, 2018. ECF No 56. This Court granted Defendants’ motion for summary judgment on March 21, 2019 because Plaintiff did not establish that the Photograph was registered or that a proper application was made out and refused by the Register. ECF No. 60. On April 4, 2019, Defendants filed the instant motion for attorneys’ fees, costs, and sanctions. ECF No. 63-65. Plaintiff filed an opposition on May 2, 2019. ECF No. 69. Defendants filed a reply on May 9, 2019. ECF No. 70. DISCUSSION I. Attorneys’ Fees and Costs Defendants request an award of attorneys’ fees and costs pursuant to 17 U.S.C. § 505 and Federal Rule of Civil Procedure 54(d)(2). Section 505 of the Copyright Act provides that a district court “may ... award a reasonable attorneys’ fee to the prevailing party.” 17 U.S.C. § 505. Fee awards under this section “should encourage the types of lawsuits that promote” the purposes of the Copyright Act, which include “encouraging and rewarding authors’ creations while also

enabling others to build on that work.” Kirtsaeng v. John Wiley & Sons, Inc., 1368. Ct. 1979, 1986 (2016). Courts should give “substantial weight” to “the objective (un)reasonableness of [the] losing party’s litigating position,” id, and should also consider “frivolousness, motivation, ... and the need in particular circumstances to advance considerations of compensation and deterrence.” Fogerty v. Fantasy, Inc., 510 U.S. 517, 534, n. 19 (1994). An essential element of a claim under the Copyright Act is the registration of the alleged material. Here, Plaintiff did not hold a valid registration for the Photograph. Plaintiff and his counsel knew, or should have known, that the Photograph was not registered through the work “Mick Rock Exposed,” because the book’s registration explicitly excluded “previously published works,” and Plaintiff admitted in deposition (and in other documents turned over in discovery) that the Photograph was previously published on numerous occasions. See Opinion & Order at 5. Moreover, even if Plaintiff and his counsel were unaware that the “Mick Rock Exposed” Registration did not register the Photograph, Plaintiff's counsel had the responsibility under Federal Rules of Civil Procedure 11(b)(3) to ensure that the factual contentions in the Complaint had evidentiary support. Finally, discovery and Defendants’ pre-motion letter made clear that the Photograph was not registered. Nevertheless, Plaintiff stonewalled discovery requests for relevant documents pertaining to the 990 Registration, and then claimed (with no evidence) that the 990 Registration “mistakenly” excluded the Photograph despite the record clearly indicating otherwise. See Defendants’ Memorandum of Law in Support of Motion for Attorneys’ Fees and Sanctions (ECF No. 64) at 7-8 (hereinafter, “Def. Memo”).!

! Plaintiff argues that the Claims were objectively reasonable and raised “unsettled, novel, and complex issues of copyright law.” Pl. Memo at 8. This is incorrect. Plaintiff asserts that there was a novel question as to whether the 990 Registration “could qualify the Photograph for protection under Section 411(a) of the Copyright Act.” /d. at 10. While Plaintiff did advance this argument in his summary judgment briefing, this Court swiftly rejected it because it misinterprets a fundamental aspect of copyright claims: the work in question must be registered, and the 990 Registration explicitly excluded the Photograph from registration.

Plaintiff argues that Defendants are not the “prevailing party” since the Court dismissed Plaintiff's claim without prejudice. See Plaintiffs Memorandum of Law in Opposition to Defendants’ Motion (ECF No. 69) at 4-6 (hereinafter, “Pl. Memo”). “The ‘touchstone of the prevailing party inquiry must be the material alteration of the legal relationship of the parties.’” CRST Van Expedited, Inc. v. E.E.O.C., 136 8S. Ct. 1642, 1646 (2016). “[A] defendant need not obtain a favorable judgment on the merits in order to be a ‘prevailing party.’” Jd. at 1651. Instead, a defendant has “fulfilled its primary objective whenever the plaintiff's challenge is rebuffed, irrespective of the precise reason for the court’s decision.” Jd. In this case, although the claims were dismissed without prejudice, the legal relationship between the parties was materially altered. After Defendants’ summary judgment motion was granted, Plaintiff cannot bring copyright claims against Defendant unless and until the Photograph is registered.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Chambers v. Nasco, Inc.
501 U.S. 32 (Supreme Court, 1991)
Fogerty v. Fantasy, Inc.
510 U.S. 517 (Supreme Court, 1994)
Fox v. Vice
131 S. Ct. 2205 (Supreme Court, 2011)
Millea v. Metro-North Railroad
658 F.3d 154 (Second Circuit, 2011)
United States v. Ronald G. Black
675 F.2d 129 (Seventh Circuit, 1982)
Enmon v. Prospect Capital Corp.
675 F.3d 138 (Second Circuit, 2012)
Sakon v. Andreo
119 F.3d 109 (Second Circuit, 1997)
Sternberg v. Fletcher
143 F.3d 748 (Second Circuit, 1998)
Francois v. Mazer
523 F. App'x 28 (Second Circuit, 2013)
Weiss v. Weiss
984 F. Supp. 682 (S.D. New York, 1997)
Luciano v. Olsten Corp.
109 F.3d 111 (Second Circuit, 1997)
Ferdman v. CBS Interactive Inc.
342 F. Supp. 3d 515 (S.D. Illinois, 2018)
Polaris Images Corp. v. Cable News Network, Inc.
365 F. Supp. 3d 340 (S.D. Illinois, 2019)

Cite This Page — Counsel Stack

Bluebook (online)
Rock v. Enfants Riches Deprimes, LLC, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rock-v-enfants-riches-deprimes-llc-nysd-2020.