Roche Molecular Systems, Inc. v. Cepheid

905 F.3d 1363
CourtCourt of Appeals for the Federal Circuit
DecidedOctober 9, 2018
Docket2017-1690
StatusPublished
Cited by12 cases

This text of 905 F.3d 1363 (Roche Molecular Systems, Inc. v. Cepheid) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Roche Molecular Systems, Inc. v. Cepheid, 905 F.3d 1363 (Fed. Cir. 2018).

Opinion

Concurring opinion filed by Circuit Judge O'Malley.

Reyna, Circuit Judge.

*1365 Appellant Roche Molecular Systems, Inc. ("Roche") owns U.S. Patent No. 5,643,723 ("the '723 patent"), titled "Detection of a Genetic Locus Encoding Resistance to Rifampin in Microbacterial Cultures and in Clinical Specimens." The United States District Court for the Northern District of California found that the asserted claims of the '723 patent are directed to patent-ineligible subject matter and are therefore invalid under 35 U.S.C. § 101 . Roche appeals from a grant of summary judgment of invalidity. We affirm .

I. THE '723 PATENT

The '723 patent is directed to methods for detecting the pathogenic bacterium Mycobacterium tuberculosis ("M. tuberculosis" or "MTB"). '723 patent col. 2 ll. 50-54. MTB infection is a major cause of tuberculosis. Id . col. 1 ll. 13-30. In 1994, before the priority date of the '723 patent, the general method of MTB detection in a tuberculosis patient was known as sputum examination by the acid-fast bacilli smear. For this test, a biological sample taken from a patient is subjected to cell culture in a process that can take three to eight weeks. Id . col. 2 ll. 9-11. This test has limitations: it can identify the presence of bacterial cells in a biological sample, but cannot identify the cells as MTB. There is a need to know whether the MTB from a patient is resistant to antibiotics. The standard of care for MTB treatment at the time involved a regimen of antibiotics, with rifampin being a first-line anti-tuberculosis drug. Id. col. 1 ll. 31-33. Tuberculosis outbreaks, however, still resulted because of delays in diagnosis and reporting of rifampin-resistant tuberculosis due to the inability to rapidly identify MTB strains that are resistant to rifampin and put a patient on an appropriate alternative therapy. Id. col. 1 ll. 61-65.

Prior to the '723 patent, scientists in the field had been working on diagnostic tests for faster detection of MTB, particularly rifampin-resistant MTB strains. Id . col. 2 ll. 18-46. It was speculated that "[g]enotypic detection of multi-drug resistant MTB [strains] directly from clinical specimens is theoretically the fastest and most direct step toward determining effective therapy for patients." Id . col. 2 ll. 39-42. It was known in the art that rifampin has a unique site of action on a particular gene that encodes the ß subunit of bacterial RNA polymerase ("the rpoB gene"). Id . col. 1 ll. 31-42. The rpoB gene is present in MTB and other bacterial species, and its deoxyribonucleic acid ("DNA") sequences were known to be highly conserved, with little variation from one bacterial species to another. In 1994, single site mutations in the rpoB gene that confer rifampin resistance in some bacteria, such as Escherichia coli ("E. coli"), were well characterized, making rpoB a prime candidate for studying rifampin resistance in MTB. Id . col. 1 ll. 42-52.

The inventors of the '723 patent -scientists from Roche and the Mayo Foundation for Medical Education and Research ("Mayo")-sequenced the rpoB gene from various bacteria species, including MTB, *1366 obtained from a commercial vendor. 1 Id . col. 8 ll. 1-3 and col. 8 l. 15-col. 9 l. 20. After comparing rpoB DNA sequences across different species, the inventors discovered that the rpoB gene in MTB contains eleven "position-specific 'signature nucleotides' " (i.e., naturally occurring single nucleotide mutations) that are only present in MTB but not in other bacteria. Id . col. 2 l. 60-col. 3 l. 2. In other words, these naturally occurring signature nucleotides are like finger-prints of MTB: if an investigator detects one of the eleven signature nucleotides from a biological sample, she knows the sample contains MTB, and vice versa. These signature nucleotides, therefore, could be used to identify MTB using genetic testing, which is both faster and more accurate than the traditional MTB detection methods. Id . col. 2 ll. 9-31.

Based on these eleven MTB-specific signature nucleotides, the Roche inventors devised a diagnostic test that could (1) identify whether or not a biological sample contains MTB, and (2) if MTB is present, predict whether that MTB is a strain that is resistant to rifampin treatment. The diagnostic test of the '723 patent involves subjecting DNA extracted from a biological sample taken from a patient (e.g., a tissue or fluid sample) to amplification by polymerase chain reaction ("PCR") using a short, single-stranded nucleotide sequence (a "primer") that can hybridize (i.e., bind) to at least one of the eleven position-specific signature nucleotides in the MTB rpoB gene.

PCR is a method of amplifying DNA exponentially. See Roche , 2017 WL 6311568 , at *2. In PCR, a pair of primers effectively "flanks," or marks the start and finish of, the DNA segment-e.g., the rpoB gene or a portion of it-to be copied. Strands of DNA are then replicated between the primer pair by a DNA polymerase. This process is repeated until a sufficient number of copies of the desired DNA segment are generated. These copies, known as "amplification product," make it possible to detect whether a specific type of DNA is present. Id . It is undisputed that by the time of the invention in 1994, PCR had become a well-understood, routine, and conventional technique. Id .

After PCR is performed, the presence of DNA amplification product in sufficient copies from the reaction indicates that MTB is present in the biological sample. The absence of DNA amplification product (i.e., below the detection limit using standard assays) indicates that MTB is absent from the biological sample. The amplified rpoB DNA segment from the PCR can, in turn, be tested for the presence of known genetic mutations associated with rifampin resistance. Thus, the '723 patent represents an improvement over the traditional sputum examination method for detecting MTB, as its genetics-based diagnostic method is faster and more accurate.

The '723 patent provides two types of claims: (1) composition-of-matter claims for the primers used in the PCR, which could hybridize to the rpoB

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Bluebook (online)
905 F.3d 1363, Counsel Stack Legal Research, https://law.counselstack.com/opinion/roche-molecular-systems-inc-v-cepheid-cafc-2018.