Rocha v. Rocha

24 Am. Samoa 2d 55
High Court of American Samoa·Decided June 7, 1993·No. DR No. 74-89·Published

Opinion

On Motion for Reconsideration:

Rule 60(b), T.C.R.C.P., enumerates six, specific grounds for relief from a final judgment. The rule also contains two "saving clauses," which state that the rule does not limit a court’s power "[1] to entertain an independent action to relieve a party from a judgment, order, or proceeding, ... or [2] to set aside a judgment for fraud upon the court." T.C.R.C.P. 60(b); Fed. R. Civ. P. 60(b); see generally 7 Moore’s Federal Practice paras. 60.31, 60.33, at 60-348 to 60-362 (1985 & Supp. 1984-85). When an adverse party would not be prejudiced, this independent action for equitable relief may be treated as a Rule 60(b) motion, and vice-versa. Bankers Mortgage Co. v. United States, 423 F.2d 73, 77 n.7 (5th Cir. 1970), cert. denied 399 U.S. 927 (1970); Budge v. Post, 544 F. Supp. 370, 376 n.4 (N.D. Tex. 1982) (citing Bankers Mortgage Co.); H.K. Porter Co. v. Goodyear Tire & Rubber Co., 536 F.2d 1115, 1118 (6th Cir. 1976) (citing Bankers Mortgage Co.).

A successful independent action in equity requires the following elements:

(1) a judgment which ought not, in equity and good conscience, to be enforced; (2) a good defense to the alleged cause of action on which the judgment is founded; (3) fraud, accident, or mistake which prevented the defendant in the judgment from obtaining the benefit of his defense; (4) the absence of fault or negligence on the part of defendant; and (5) the absence of any adequate remedy at law.

Bankers Mortgage Co., 423 F.2d at 79 (quoting National Surety Co. v. State Bank, 120 F. 593, 599 (8th Cir. 1903)).

The fraud which is the basis of an independent action must be "extrinsic;" that is, the fraud must have prevented the raising of an argument or the assertion of a claim or defense at trial. Great Coastal Express, Inc. v. International Brotherhood of Teamsters, 675 F.2d 1349, 1358 (4th Cir. 1982) (citing United States v. Throckmorton, 98 U.S. 61 (1878)), cert. denied 459 U.S. 1128 (1983); Green v. Ancora-Citronelle [57]*57Corp., 577 F.2d 1380, 1384 (9th Cir. 1978) (citing Pico v. Cohn, 25 P. 970, 970-71 (Cal. 1891); Kulchar v. Kulchar, 462 P.2d 17 (Cal. 1969); Kachig v. Boothe, 99 Cal. Rptr. 393 (Ct. App. 1971)) (refusing to set aside state court’s judgment). Depriving a party of his right to a "day in court" also qualifies as "extrinsic" (or "collateral") fraud. Green, 577 F.2d at 1384 (citing Pentz v. Kuppinger, 107 Cal. Rptr. 540, 543 (Ct. App. 1973); Robinson v. Robinson, 17 Cal. Rptr. 786, 788 (Ct. App. 1961)). Perjury and false testimony, though, are inadequate-for many of the same reasons applicable to "fraud on the court." Great Coastal Express, 675 F.2d at 1358 (citing Durham v. New Amsterdam Casualty Co., 208 F.2d 342, 345 (4th Cir. 1953); Aetna Casualty & Surety Co. v. Abbott, 130 F.2d 40, 43-44 (4th Cir. 1942); Chrysler Corp. v. Superior Dodge, Inc., 83 F.R.D. 179, 186 (D. Md. 1979); Prickett v. Duke Power Co., 49 F.R.D. 116, 118 (D.S.C. 1970)).

Furthermore, the parallel "saving clause" permitting a court "to set aside a judgment for fraud upon the court" has been construed very narrowly. Great Coastal Express, 675 F.2d at 1356 (citing Kerwit Medical Products, Inc. v. N & H Instruments, 616 F.2d 833, 836-37 (5th Cir. 1980); Senate Realty Corp. v. Commissioner, 511 F.2d 929, 931-33 (2d Cir. 1975)). "[Ojnly a small number of those acts that can be considered fraud amount to ’fraud upon the court.”' Budge, 544 F. Supp. at 377 (quoting Kerwit Medical Products, 616 F.2d at 836-37). This narrow construction arises from a concern that it could be used to entirely circumvent the time limits of Rule 60(b)(3). Great Coastal Express, 675 F.2d at 1356 (citing Kupferman v. Consolidated Research & Mfg. Corp., 459 F.2d 1072, 1078 (2d Cir. 1972); 7 Moore’s Federal Practice § 60.33, at 511 (1971)).

All fraud is not "fraud on the court," but only that which constitutes "a deliberate scheme to directly subvert the judicial process." Great Coastal Express, 675 F.2d at 1356 (citing 11 Wright & Miller, Federal Practice and Procedure § 2870, at 253 (1973)); see Budge, 544 F. Supp. at 377 (citing Rozier v. Ford Motor Co., 573 F.2d 1332, 1338 (5th Cir. 1978)). This type of fraud occurs when "the court or a member is corrupted or influenced or influence is attempted or where the judge has not performed his judicial function — thus where the impartial functions of the court have been directly corrupted." Bulloch v. United States, 763 F.2d 1115, 1121 (10th Cir. 1985) (enbanc), cert. denied 474 U.S. 1086 (1986); see Budge, 544 F. Supp. at 377 (citing United States v. International Tel. & Tel. Corp., 349 F. Supp. 22, 29 (D. Conn. 1972), aff’d without opinion sub. nom Nader v. United States, 410 U.S. 919 (1973)). Fraud which mainly concerns the opposing parties and [58]*58which does not threaten harm to the public does not meet this standard. Great Coastal Express, 675 F.2d at 1356 (citing Hazel-Atlas Glass Co. v. Hartford Empire Co., 322 U.S. 238 (1944); Comment, 60 Cal. L. Rev. 531, 557 (1972)). Only fraud which normally cannot be exposed during trial will suffice. Nondisclosure of evidence in pre-trial discovery is likewise not "fraud on the court." Bulloch, 763 F.2d at 1121 (citing H.K. Porter Co. v. Goodyear Tire & Rubber Co., 536 F.2d 1115 (6th Cir. 1976)). In short, "[p]erjury and fabricated evidence are evils that can and should be exposed at trial, and the legal system encourages and expects litigants to root them out as early as possible." Great Coastal Express, 675 F.2d at 1357 (citing Hazel-Atlas, 322 U.S. at 245; Pfeizer, Inc. v. International Rectifier Corp., 538 F.2d 180, 193-95 (8th Cir. 1976), cert. denied 429 U.S. 1040 (1977); Serzysko v. Chase Manhattan Bank,

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