Rocca v. Royal Bank of Canada, P.R. Inc.

726 F. Supp. 15, 1989 U.S. Dist. LEXIS 14668, 1989 WL 148460
CourtDistrict Court, D. Puerto Rico
DecidedSeptember 15, 1989
DocketCiv. No. 89-0521 GG
StatusPublished
Cited by1 cases

This text of 726 F. Supp. 15 (Rocca v. Royal Bank of Canada, P.R. Inc.) is published on Counsel Stack Legal Research, covering District Court, D. Puerto Rico primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rocca v. Royal Bank of Canada, P.R. Inc., 726 F. Supp. 15, 1989 U.S. Dist. LEXIS 14668, 1989 WL 148460 (prd 1989).

Opinion

OPINION AND ORDER

GIERBOLINI, District Judge.

In this action plaintiff Sara M. Caraballo Rocca seeks the annulment of a state court judgment as well as injunctive and declaratory relief. Plaintiff alleges that a judgment entered against her in a Court of the Commonwealth of Puerto Rico in a foreclosure action is invalid since she was not provided counsel during the proceedings which took place while she was incarcerated. Pending before us is a motion for summary judgment filed on June 26, 1989 by defendant Royal Bank of Canada, P.R., Inc. (Royal Bank). Defendant also seeks sanctions against plaintiff under Rule 11 of [16]*16the Federal Rules of Civil Procedure. Plaintiff has filed an opposition.

Applicable Law

Under Rule 56(c) of the Federal Rules of Civil Procedure, summary judgment should be entered, after adequate time for discovery and upon motion, against a party who fails to make a showing sufficient to establish the existence of an element essential to that party’s case, and on which that party will bear the burden of proof at trial. Celotex Corp. v. Catrett, 477 U.S. 317, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986). A motion for summary judgment will be granted only “if there is no genuine issue as to any material fact and ... the moving party is entitled to judgment as a matter of law.” Fed.R.Civ.P. 56(c); see also Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986); General Office Products v. A.M. Capen’s Sons, Inc., 780 F.2d 1077 (1st Cir.1986). We must view the evidence in the light most favorable to the nonmoving party, and must indulge all inferences favorable to that party. Oliver v. Digital Equip. Corp., 846 F.2d 103, 105 (1st Cir.1988).

The party who moves for summary judgment bears the burden of showing that there is no genuine dispute concerning facts which are material to the issues raised in the pleadings. Emery v. Merrimack Valley Wood Products, Inc., 701 F.2d 985, 991 (1st Cir.1983). The nonmoving party cannot defeat summary judgment by mere allegations but must bring “sufficient evidence supporting the claimed factual dispute ... to require a jury or judge to resolve the parties’ differing versions of the truth at trial.” A.M. Capen’s Sons, Inc., supra, 780 F.2d at 1078 (quoting First National Bank v. Cities Service Co., 391 U.S. 253, 289, 88 S.Ct. 1575, 1592, 20 L.Ed.2d 569 (1968)). The burden is on both parties to file necessary materials to support their claims for and against summary judgment. Fed.R.Civ.P. 56(e); Stepanischen v. Merchants Dispatch Transp. Corp., 722 F.2d 922, 930 (1st Cir.1983).

Material Facts

A mortgage foreclosure action was brought by defendant Royal Bank (formerly Banco de San Juan) against plaintiff Caraballo in the Superior Court of Puerto Rico, San Juan Section (Civil No. 86-3016 (807)). Plaintiff had guaranteed payment of a $40,000 mortgage note by a first mortgage encumbering her real property described as:

URBAN: Lot located at Hillside Residential Development, located in the Caimito Ward of Rio Piedras, Puerto Rico, with the number two of block “C” with a superficial area of three hundred thirty two square meters with forty two centimeters abutting on the NORTH with lot 1 at a distance of twenty three meters; on the SOUTH, with lot three, at a distance of twenty three meters, on the EAST with “2 A” street, at a distance of fifteen meters and thirty one centimeters; and on the WEST, with lots fifteen and sixteen at a distance of thirteen meters and forty nine centimeters.

Defendant’s Exhibit A.

The court determined that a contract existed between plaintiff and defendant whereby plaintiff expressly bound herself to comply with the terms of the mortgage. The court found that plaintiff Caraballo had failed to comply with the terms of the mortgage and that the total amount was therefore due. In granting summary judgment for Royal Bank on June 6, 1988, the Superior Court ordered Caraballo to pay Royal Bank the principal amount of $39,-289.54 plus interest at a rate of 9:/2% annually, plus costs and attorneys fees of $4000. The court also ordered the foreclosure of the mortgage and public sale of the property if Caraballo failed to satisfy the judgment. The court rejected Caraballo’s affirmative defense that a previous lawsuit by Royal Bank which had allegedly been resolved in her favor precluded the bank from filing the claim. The court also rejected Caraballo’s request that the proceeding be postponed since she was without counsel as a result of her confinement in a correctional institution.

On December 12, 1988 the Superior Court ordered the sale of the property in a public auction and the property was sold. On March 17, 1989 the court ordered the [17]*17payment of $53,661.14 to Royal Bank from the proceeds of the sale of the aforementioned property. This action was filed by plaintiff on April 18, 1989.

Res Judicata

Plaintiff Caraballo alleges that the Superior Court judgment is invalid because she was not provided with adequate representation while she was incarcerated. Defendant Royal Bank contends that this action is precluded by the doctrine of res judicata because of the prior local action between the same parties. Defendant is correct.

This court must give full faith and credit to the judgments of the courts of Puerto Rico. 28 U.S.C. § 1738 (1982). “Section 1738 requires federal courts to give the same preclusive effect to state court judgments that those judgments would be given in the courts of the State from which the judgments emerged.” Kremer v. Chemical Constr. Corp., 456 U.S. 461, 466, 102 S.Ct. 1883, 1889, 72 L.Ed.2d 262 (1982). We therefore look to Puerto Rican law to determine if the Superior Court’s judgment constitutes res judicata. See General Foods Corp. v. Massachusetts Dep’t of Public Health, 648 F.2d 784, 786-87 (1st Cir.1981).

The Puerto Rican law of preclusion is set forth by statute:

In order that the presumption of res judicata

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Cite This Page — Counsel Stack

Bluebook (online)
726 F. Supp. 15, 1989 U.S. Dist. LEXIS 14668, 1989 WL 148460, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rocca-v-royal-bank-of-canada-pr-inc-prd-1989.