Robinson v. Cnty. of Shasta
This text of 384 F. Supp. 3d 1137 (Robinson v. Cnty. of Shasta) is published on Counsel Stack Legal Research, covering District Court, E.D. California primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Opinion
Kimberly J. Mueller, UNITED STATES DISTRICT JUDGE
Matthew Robinson died after a violent police encounter in July 2014.2 Matthew's parents sue the City of Redding, the Redding Police Chief and Redding Police officers M. Woods, A. Hollemon, T. Renault and C. Smyrnos, alleging defendants violated their son's civil rights.3 Defendants move for summary judgment. Mot., ECF No. 66. Plaintiffs oppose, Opp'n, ECF No. 76, and defendants filed a reply, Reply, ECF No. 77. The court heard the motion on September 8, 2017. ECF No. 78. As explained below, after careful consideration in this difficult case, the court GRANTS in part and DENIES in part defendants' summary judgment motion.
I. BACKGROUND
A. Factual Disputes and Evidentiary Objections
Unless stated otherwise, the following facts are undisputed. Statement of Facts ("SUF"), ECF No. 66-1. Although plaintiffs have filed a separate statement of undisputed facts ("PF"), ECF No. 76-1, to maximize clarity the court cites to defendants' statement of facts, but references plaintiffs' responses when noting a genuine factual dispute. See Pls.' Response, ECF No. 76-2. Where genuine disputes exist, the court draws reasonable inferences in plaintiffs' favor. Tolan v. Cotton ,
B. Factual Background
In July 2014, Matthew Robinson experienced mental health issues that led to a violent encounter with Redding police officers. Matthew died one week later.
1. Matthew's Transfer to a Locked Facility
On July 19, 2014, Merit Medi-Trans driver Darren Schneider picked up 33-year-old Matthew from Enloe Hospital in Chico, California to take him to Restpadd Hospital, a locked mental health facility in Redding, California. SUF 1. Matthew was transported to Restpadd under California Welfare & Institutions Code § 5150, with " section 5150 patients" referring to individuals who are involuntary committed based on their mental health status. SUF 1; see also *1142
Matthew was calm for the first part of the drive. Schneider Dep., Defs.' Ex. A(1), ECF No. 67, 41:2-7; Schneider Report, Pls.' Ex. 1, ECF No. 76-3,4 at 5. As Schneider neared Restpadd, Matthew became vocal and restless, telling Schneider to slow down because people were after them. SUF 7. Matthew was agitated when he and Schneider arrived a Restpadd, so rather than try to get Matthew into the facility himself, Schneider rang Restpadd's buzzer for assistance. SUF 9-10. Two Restpadd employees came to the car, unsuccessfully attempted to calm Matthew by speaking to him through the car's window, then refused to accept Matthew because of his agitated state. SUF 10-11. A Restpadd employee told Schneider that Matthew needed to sit unrestrained and cooperative for several hours before Restpadd would allow him to enter the facility. SUF 11. Matthew had taken his shirt off, smashed a light fixture in the car, torn a pillow apart, punched and kicked the cage between him and Schneider, and hit his seat belt against the back passenger's window. SUF 8.
2. Contacting Redding Police
Unable to deliver Matthew to Restpadd, Schneider called a crisis worker at Butte County Mental Health, who advised Schneider to call the Redding police to take Matthew to a hospital. SUF 12. Schneider called the Redding police and explained he had a Butte County § 5150 patient that Restpadd had refused and he had been told to call the police to pick up Matthew and take him to a hospital to be medicated or calmed down. SUF 15. Officer Woods responded to the call. SUF 16. Schneider told Woods that Matthew had broken a plastic light that could possibly use to hurt himself or others. SUF 16; Pls.' Resp. to SUF 16; Schneider Incident Report,5 ECF No. 67 at 160-202, at 190 (indicating he "wasn't terribly worried about [Matthew hurting himself] cause [sic] it was a piece of plastic").
Schneider testified that before other officers arrived, Woods appeared agitated and told Schneider this was "a Bunch of Butte County bullshit being dumped in our lap." Schneider Dep. 86:4-10; Schneider Report at 7;6 Woods Dep., Defs.' Ex. A(2), ECF No. 67-1, 78:6-22 (stating he does not remember making this statement but does not deny making it); see also Woods Dep. 139:9-22 (admitting he made statement indicating there was "patient dumping" in Redding and "they got this guy [referring to Matthew] that's a nut and they're just going to let him go and now we're going to have to deal with him"); Brindley Dep., Defs.' Ex. A(4), ECF No. 67-3, 22:14-21 ("[W]e had been called to [Restpadd's] facility in my mind more often *1143than we should since they have a mental health facility, and I was frustrated that we were at their facility again, and my officers were put in a position where they had to struggle with somebody. And my perception at the time was that they were not doing enough to take care of their patients.").
Woods heard Matthew "banging around" in the back of Schneider's car. SUF 18. Woods leaned through the front passenger window of Schneider's car and told Matthew "to calm down or [Woods] was gonna bring a bunch of police officers over" to "kick [Matthew's] fucking ass." SUF 18-20; Woods Dep. 140:5-22 (admitting he made this statement), Schneider Dep. 83:7-84:9 (confirming he reviewed video capturing Woods telling Matthew words to the effect, "knock it off or I'm going to get a bunch of officers here and beat your ass," though he had not overheard that interaction on the scene). Matthew stopped "banging around." SUF 21.
Officer Hollemon arrived after Woods. SUF 22. Woods and Hollemon approached Schneider's car and Matthew again became agitated, at which point Woods showed Matthew his can of pepper spray and threatened to use it if Matthew did not calm down. SUF 24. Matthew responded by complying with the officers' commands to put his hands on his head and get out of the car. SUF 25. Woods and Hollemon each grabbed one of Matthew's wrists as he stepped out. SUF 26. Schneider indicated that Matthew did not appear to have the plastic from the broken light when he exited the car, as his hands were on his head and he had taken his pants off. Schneider Incident Report at 190. Matthew was initially cooperative, but as Woods started putting his pepper spray canister away, Matthew freed one of his hands. SUF 27. There is a factual dispute as to what happened next. Compare SUF 27 (citing Woods' deposition), with
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Kimberly J. Mueller, UNITED STATES DISTRICT JUDGE
Matthew Robinson died after a violent police encounter in July 2014.2 Matthew's parents sue the City of Redding, the Redding Police Chief and Redding Police officers M. Woods, A. Hollemon, T. Renault and C. Smyrnos, alleging defendants violated their son's civil rights.3 Defendants move for summary judgment. Mot., ECF No. 66. Plaintiffs oppose, Opp'n, ECF No. 76, and defendants filed a reply, Reply, ECF No. 77. The court heard the motion on September 8, 2017. ECF No. 78. As explained below, after careful consideration in this difficult case, the court GRANTS in part and DENIES in part defendants' summary judgment motion.
I. BACKGROUND
A. Factual Disputes and Evidentiary Objections
Unless stated otherwise, the following facts are undisputed. Statement of Facts ("SUF"), ECF No. 66-1. Although plaintiffs have filed a separate statement of undisputed facts ("PF"), ECF No. 76-1, to maximize clarity the court cites to defendants' statement of facts, but references plaintiffs' responses when noting a genuine factual dispute. See Pls.' Response, ECF No. 76-2. Where genuine disputes exist, the court draws reasonable inferences in plaintiffs' favor. Tolan v. Cotton ,
B. Factual Background
In July 2014, Matthew Robinson experienced mental health issues that led to a violent encounter with Redding police officers. Matthew died one week later.
1. Matthew's Transfer to a Locked Facility
On July 19, 2014, Merit Medi-Trans driver Darren Schneider picked up 33-year-old Matthew from Enloe Hospital in Chico, California to take him to Restpadd Hospital, a locked mental health facility in Redding, California. SUF 1. Matthew was transported to Restpadd under California Welfare & Institutions Code § 5150, with " section 5150 patients" referring to individuals who are involuntary committed based on their mental health status. SUF 1; see also *1142
Matthew was calm for the first part of the drive. Schneider Dep., Defs.' Ex. A(1), ECF No. 67, 41:2-7; Schneider Report, Pls.' Ex. 1, ECF No. 76-3,4 at 5. As Schneider neared Restpadd, Matthew became vocal and restless, telling Schneider to slow down because people were after them. SUF 7. Matthew was agitated when he and Schneider arrived a Restpadd, so rather than try to get Matthew into the facility himself, Schneider rang Restpadd's buzzer for assistance. SUF 9-10. Two Restpadd employees came to the car, unsuccessfully attempted to calm Matthew by speaking to him through the car's window, then refused to accept Matthew because of his agitated state. SUF 10-11. A Restpadd employee told Schneider that Matthew needed to sit unrestrained and cooperative for several hours before Restpadd would allow him to enter the facility. SUF 11. Matthew had taken his shirt off, smashed a light fixture in the car, torn a pillow apart, punched and kicked the cage between him and Schneider, and hit his seat belt against the back passenger's window. SUF 8.
2. Contacting Redding Police
Unable to deliver Matthew to Restpadd, Schneider called a crisis worker at Butte County Mental Health, who advised Schneider to call the Redding police to take Matthew to a hospital. SUF 12. Schneider called the Redding police and explained he had a Butte County § 5150 patient that Restpadd had refused and he had been told to call the police to pick up Matthew and take him to a hospital to be medicated or calmed down. SUF 15. Officer Woods responded to the call. SUF 16. Schneider told Woods that Matthew had broken a plastic light that could possibly use to hurt himself or others. SUF 16; Pls.' Resp. to SUF 16; Schneider Incident Report,5 ECF No. 67 at 160-202, at 190 (indicating he "wasn't terribly worried about [Matthew hurting himself] cause [sic] it was a piece of plastic").
Schneider testified that before other officers arrived, Woods appeared agitated and told Schneider this was "a Bunch of Butte County bullshit being dumped in our lap." Schneider Dep. 86:4-10; Schneider Report at 7;6 Woods Dep., Defs.' Ex. A(2), ECF No. 67-1, 78:6-22 (stating he does not remember making this statement but does not deny making it); see also Woods Dep. 139:9-22 (admitting he made statement indicating there was "patient dumping" in Redding and "they got this guy [referring to Matthew] that's a nut and they're just going to let him go and now we're going to have to deal with him"); Brindley Dep., Defs.' Ex. A(4), ECF No. 67-3, 22:14-21 ("[W]e had been called to [Restpadd's] facility in my mind more often *1143than we should since they have a mental health facility, and I was frustrated that we were at their facility again, and my officers were put in a position where they had to struggle with somebody. And my perception at the time was that they were not doing enough to take care of their patients.").
Woods heard Matthew "banging around" in the back of Schneider's car. SUF 18. Woods leaned through the front passenger window of Schneider's car and told Matthew "to calm down or [Woods] was gonna bring a bunch of police officers over" to "kick [Matthew's] fucking ass." SUF 18-20; Woods Dep. 140:5-22 (admitting he made this statement), Schneider Dep. 83:7-84:9 (confirming he reviewed video capturing Woods telling Matthew words to the effect, "knock it off or I'm going to get a bunch of officers here and beat your ass," though he had not overheard that interaction on the scene). Matthew stopped "banging around." SUF 21.
Officer Hollemon arrived after Woods. SUF 22. Woods and Hollemon approached Schneider's car and Matthew again became agitated, at which point Woods showed Matthew his can of pepper spray and threatened to use it if Matthew did not calm down. SUF 24. Matthew responded by complying with the officers' commands to put his hands on his head and get out of the car. SUF 25. Woods and Hollemon each grabbed one of Matthew's wrists as he stepped out. SUF 26. Schneider indicated that Matthew did not appear to have the plastic from the broken light when he exited the car, as his hands were on his head and he had taken his pants off. Schneider Incident Report at 190. Matthew was initially cooperative, but as Woods started putting his pepper spray canister away, Matthew freed one of his hands. SUF 27. There is a factual dispute as to what happened next. Compare SUF 27 (citing Woods' deposition), with Pls.' Response to SUF 27 (citing Hollemon's deposition). Woods testified that Matthew freed his hand, pulled away from Hollemon, punched Hollemon in the face or upper body and began to lunge away from the car. Woods Dep. 96:12-18, 97:4-14, 98:9-13. Hollemon testified that Matthew broke from Woods' grip, used his free hand to slap Hollemon's elbow with an open hand, hard enough that Hollemon felt the impact but not hard enough to injure or move him, and Hollemon maintained his grip on Matthew until Woods placed him in a bear hug. Hollemon Dep., Defs.' Ex. A(3), ECF No. 67-2, 65:10-66:12, 78:16-79:13.
3. Use of Force
Seconds after Matthew slapped Hollemon, Woods put Matthew in a "bear hug[ ]" or "tackled him essentially," with Woods' chest to Matthew's back and Woods' arms around Matthew's upper arms; Woods and Matthew then went to the ground, with Woods landing on his back and Matthew restrained on top of him. SUF 28; Woods Dep. 98:10-16, 99:25-102:18. What happened next is contested. Woods testified he could "feel [Matthew] pulling on [his holstered gun]" as Matthew lay on top of him. SUF 29; Woods Dep. 107:4-19. Schneider testified he never saw Matthew reach for Woods' gun. Schneider Dep. 122:2-4. Hollemon testified he never saw Matthew's hands free or near Woods' gun, and "it would have been difficult for [Matthew to attempt to strike Woods] ... due to the fact that Woods had [Matthew's] upper arms in a bear hug." Hollemon Dep. 82:16-25, 102:25-103:5; see also Pls.' Resp. to SUF 29 (arguing "No disclosure has been made of any fingerprints or DNA evidence on Woods [sic] gun indicating Matthew had contact with it" and "Woods [sic] gun was on his right side and Matthew is left handed"). Woods then struck *1144Matthew in the face three to five times "as hard and as [he] could" with his pepper spray canister. Woods Dep. 104:20-105:7; SUF 30 (describing Woods' strikes as "distraction strike[s]"). As Matthew put his hand to his face, Woods rolled out from underneath Matthew and pinned him to the ground by lying on top of him while Hollemon held Matthew's legs. SUF 31. As Woods called for backup, Matthew screamed and pushed against the ground. SUF 32.
When Officers Smyrnos and Renault arrived as backup, Woods, Hollemon, Smyrnos and Renault handcuffed Matthew's hands behind his back. SUF 33; Hollemon Dep. 56:19-22. Woods returned to his car. See SUF 34. Matthew continued to resist officers' attempts to restrain him. SUF 37. Those attempts included Hollemon trying to hold Matthew's legs in various positions with his hands and his expandable baton as Matthew tried to push Hollemon away with his legs, sometimes face down, sometimes on his side. SUF 37-38; Hollemon Dep. 57:6-17, 58:13-59:13. Another officer relieved Hollemon after eight minutes of attempting to restrain Matthew. SUF 39.
During this struggle, as Matthew yelled and screamed, Smyrnos noticed blood and saliva projecting from Matthew's face. SUF 41; see Pls.' Resp. to SUF 41 (noting neither Hollemon, Woods nor Smyrnos saw Matthew intentionally spit or attempt to spit). Smyrnos placed a "spit hood" over Matthew's head to prevent potential contamination from Matthew's blood and saliva. SUF 41. Smyrnos testified that after he applied the spit hood, he monitored Matthew's breathing "throughout this time." Smyrnos Dep., Defs.' Ex. A(5), ECF No. 67-4, 21:7-24, 26:17-25 (testifying he monitored Matthew's breathing the entire time the spit mask was on by listening to Matthew breathing); see SUF 42 (citing only what appears to be a policy, Defs.' Ex. A(7), ECF No. 67-6, at 2 ("The prisoner shall be monitored while the net hood is worn.")). Plaintiffs dispute that Smyrnos continuously monitored Matthew's breathing, noting Smyrnos also testified he had "disengaged from [Matthew] to try to retrieve leg restraints" from his patrol car, though it is unclear whether this occurred before or after the spit hood was applied. See Pls.' Resp. to SUF 42 (citing Smyrnos Dep. 19:7-13); see also Smyrnos Report, Pls.' Ex. 10 at 101-02 (indicating Smyrnos checked his patrol car for restraints before applying the spit hood). Plaintiffs also note Officer Brindley testified that when he arrived on the scene, Matthew was wearing the spit mask and, at some point thereafter, "[Brindell] believe[d] .... Officer Smyrnos was down at [Matthew's] feet and was trying to control his feet" and "Smyrnos had [Matthew's] feet kind of straddling the back behind his feet with his feet towards his rear end." Pls.' Resp. to SUF 42; Brindley Dep. at 9:15-20, 28:12-14, 30:11-21, 45:5-7.
Smyrnos testified that as the officers attempted to secure leg restraints on Matthew, his "active resistance had subsided." See SUF 45; Smyrnos Dep. 19:25-20:3, 22:16-22; Smyrnos Report at 102. Smyrnos then noticed Matthew's breathing becoming labored and noticed he was taking longer between each breath. SUF 43. After another officer confirmed Matthew still had a pulse, the officers rolled him onto his side. SUF 44. An officer then announced Matthew had stopped breathing. SUF 45; see also Smyrnos Dep. 20:11-15 (testifying one to two minutes after Matthew stopped yelling and resisting, an officer announced he wasn't breathing).7
The officers removed the spit hood. SUF 46; see also Smyrnos Dep. 25:10-17 *1145(testifying he could not "remember exactly when" the officers removed the spit mask but after doing so, he could hear Matthew "gurgling"). Officers then performed cardiopulmonary resuscitation until an emergency medical team arrived. SUF 46. Matthew suffered two fractured ribs, a fractured nose and cuts to his scalp and muscles in his forehead. PF 60. He died eight days later at Mercy Medical Center in Redding. SUF 47 (claiming the cause of death was "excited delirium" and citing County Death Verdict, Defs.' Ex. A(9), ECF No. 688 ); Pls.' Resp. to SUF 47,9 Martinelli Report, Pls.' Ex. 7 at 81-83 (disputing excited delirium finding and concluding Matthew died from acute cardiac failure caused by "head blows ... which would have impaired his breathing; and then [ ] suffocating, inside the blood and sputum saturated spit mask ....), Raven Dep., Pls.' Ex. 2, 24:5-28:23 (expressing doubt as to excited delirium determination and coroner's methods).
C. Procedural Background
Matthew's parents bring this civil rights action individually and as co-administrators of Matthew's estate. Fourth Am. Compl. (Compl.), ECF No. 57, ¶ 1. The remaining defendants are the City of Redding ("City"); Redding Police Officers Woods, Hollemon, Renault and Smyrnos; and Police Chief Robert Paoletti.
Plaintiffs bring several federal claims against the individual officers and the City under
II. SUMMARY JUDGMENT STANDARD
A court will grant summary judgment "if ... there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a). The "threshold inquiry" is *1146whether "there are any genuine factual issues that properly can be resolved only by a finder of fact because they may reasonably be resolved in favor of either party." Anderson v. Liberty Lobby, Inc. ,
The movant bears the initial burden of showing "there is an absence of evidence to support the nonmoving party's case." Celotex Corp. v. Catrett ,
In deciding summary judgment, courts draw all inferences and view all evidence in the non-movant's favor. Matsushita ,
III. ANALYSIS
Plaintiffs bring § 1983 claims both on their own behalf and on behalf of Matthew's estate. To prevail on a § 1983 claim, plaintiffs must show that while acting under color of state law, the officers violated a federal right. Jones v. Williams ,
A. Equal Protection Claim
The Equal Protection Clause commands that "no State shall 'deny to any *1147person within its jurisdiction the equal protection of the laws,' which is essentially a direction that all persons similarly situated should be treated alike." City of Cleburne v. Cleburne Living Ctr. ,
"Because 'the disabled do not constitute a suspect class' for equal protection purposes, a governmental policy that purposefully treats the disabled differently from the non-disabled need only be 'rationally related to legitimate legislative goals' to pass constitutional muster." Lee ,
Plaintiffs have not met their burden in opposing summary judgment and the court GRANTS the motion for defendants on this claim.
B. Excessive Force Claims
Relying on the Fourth, Fifth and Fourteenth Amendments, plaintiffs allege officers Woods, Hollemon, Smyrnos and Renault used constitutionally excessive force against Matthew. Compl. at 4-9.
1. Applicable Law
The Fourth, Fifth and Fourteenth Amendments forbid public officials from using excessive force in certain circumstances: The Fourth Amendment prohibits force that renders a search or *1148seizure "unreasonable"; the Fifth and Fourteenth Amendments prohibit force used to "deprive" someone of "life, liberty, or property, without due process of law." See U.S. Const. amends. IV, V, XIV ; see also Kingsley v. Hendrickson , --- U.S. ----,
"In addressing an excessive force claim brought under § 1983, analysis begins by identifying the specific constitutional right allegedly infringed by the challenged application of force." Graham v. Connor ,
With Matthew's status as a mental health patient involuntarily committed under § 5150 and in transit to a mental health facility, and with police called upon for assistance in providing Matthew with access to mental health care and not in apprehending him as a suspect, none of the case law appears to have contemplated the precise circumstances presented here. Matthew was not a free citizen subjected to excessive force in an "arrest, investigatory stop, or other 'seizure' of his person," see Graham ,
There is also a line of authority holding that involuntarily civilly committed individuals retain the right to safe conditions and the right to freedom from bodily restraint, both of which are liberty interests protected by the due process clause of the Fourteenth Amendment. See Youngberg v. Romeo ,
Nonetheless, and ultimately, the Fourteenth Amendment appears to be the proper vehicle for plaintiffs' excessive force claim in the absence of clear authority to the contrary. Notably, following the Supreme Court's decision in Kingsley , the court will apply the same objective reasonableness standard here regardless of whether plaintiffs' claim arises under the Fourth or Fourteenth Amendment, as "a pretrial detainee [pursuing an excessive force claim under the Fourteenth Amendment] must show only that the force purposely or knowingly used against him was objectively unreasonable."
Expressing these reservations and finding the substantive outcome will be the same regardless, the court proceeds under a Fourteenth Amendment analysis. Claims of excessive force brought by involuntarily detained individuals are analyzed under the "objective reasonableness" standard, which considers whether the officers' actions were objectively reasonable in light of the facts and circumstances confronting them, regardless of the officer's underlying intent or motive. Kingsley ,
[T]he relationship between the need for the use of force and the amount of force used; the extent of the plaintiff's injury; any effort made by the officer to temper or to limit the amount of force; the severity of the security problem at issue; the threat reasonably perceived by the officer; and whether the plaintiff was actively resisting.
Where, as here, the primary plaintiffs' witness is deceased, the court "must ensure that the officer is not taking advantage of the fact that the witness most likely to contradict his story-[the decedent]-is unable to testify." Estate of Lopez by and through Lopez v. Gelhaus ,
2. Application
The first use of force in this case involved only Woods, who tackled Matthew and then, after taking Matthew to the ground in a bear hug, struck Matthew in the head with a metal canister several times. Plaintiffs contend this use of force was excessive and deprived plaintiffs of their constitutionally protected liberty interest in Matthew's companionship.12 The court first determines if, construing the record in plaintiffs' favor, the conduct here violated a constitutional right. As explained above, the analytical framework *1151derives from the Fourteenth Amendment's substantive due process protections.
Determining whether Woods used excessive force requires the court to wade through factual disputes and credibility determinations, the classic province of the jury. Woods claims he tackled Matthew because Matthew had "punch[ed] [Hollemon] on the face or the upper body area and start[ed] to lunge forward away from the car." Woods Dep. 96:15-18, 98:9-16. Other evidence of record is inconsistent with Woods' account, leaving a factual dispute. Hollemon testified Matthew used an open hand slap rather than a punch, hitting his elbow rather than his face or upper body, and that Matthew did not break free because Woods put Matthew in a bear hug before Hollemon lost control of Matthew's arm. Hollemon Dep. 65:11-66:3, 79:6-10. When asked about the severity of Matthew's slap, Hollemon explained he "felt the impact," but it did not injure or move him, and he could not tell if Matthew was trying to hurt him. Id. at 66:4-12. Construing these discrepancies in plaintiffs' favor, as required, a reasonable jury could conclude that Woods did not tackle Matthew because Matthew punched Hollemon in the face and attempted to flee; a reasonable jury could find Matthew had freed one hand from Woods' grip and slapped Holleman on the elbow while his other hand remained in Hollemon's grip and reject Woods' account and justification for initially tackling Matthew, setting off the events that followed.
Also reserved for the jury to credit or reject is Woods' contention that, after he tackled Matthew and went to the ground with Matthew on top of him, he beat Matthew's face with a metal can of pepper spray only because he felt Matthew reach for his gun. Woods Dep. 107:4-15.13 Again, Woods' description lacks corroboration and is inconsistent with other, circumstantial evidence. Both Hollemon and Schneider watched the events unfold, yet neither saw Matthew try to grab Woods' gun. Hollemon Dep. 82:6-83:13; Schneider Dep. 122:2-23. Hollemon testified he never saw Matthew's hands near any weapon, and when asked if he saw Matthew strike Woods, Hollemon explained, "it would have been difficult for him to do so due to the fact that Woods had Matthew's upper arms in a bear hug." Hollemon Dep. 83:11-13, 102:25-103:5. Schneider testified that neither Woods nor Hollemon ever stated that Matthew was reaching or had reached for a gun, though Schneider testified he would have remembered such a statement. Schneider Dep. 122:5-20. Construing this evidence in plaintiffs' favor, without predetermining the resolution, a rational jury could conclude Matthew was immobilized by Woods' bear hug, never tried to grab Woods' gun and that Woods provided this justification only after the fact.
Fundamentally, there is a dispute over the amount of Matthew's resistance, which construed in plaintiffs' favor, was minimal and did not justify Woods' use of force: Matthew slapped Hollemon's elbow with an open hand, the slap did not move Hollemon, and Matthew never broke free. Matthew was unarmed as well as shorter *1152and roughly 100 pounds lighter than Woods. Woods Dep. 98:17-22 (Woods estimating his height as "[a]bout six feet, maybe a little bit shorter" and his weight at 270 pounds); Autopsy Report, Pls.' Ex. 3 at 23 (indicating, "per driver's license," Matthew was five feet, eight inches tall and weighed approximately 160 pounds). Construing the factual record in Matthew's favor, again as required, a reasonable factfinder could conclude Matthew posed little if any threat to the officers and Woods had no legitimate need to violently restrain him.
A reasonable factfinder could also find Woods' response was excessive. Woods admitted he struck Matthew in the face "as hard as [he] could" while holding a metal can. Woods Dep. 105:1-7. He did so without any warning. In his report, Schneider described Woods as "beat[ing] the hell out of [Matthew's] face with the butt of his Mace can." Schneider Report at 7. As a result, Matthew's face "starting bleeding pretty badly, almost instantly swollen from the blows." Id. After Woods beat Matthew with the pepper spray can, Schneider and a Restpadd employee "looked at each other like we knew something was wrong," but did nothing because "[y]ou can't pull an officer off ... a suspect or a patient." Schneider Dep. 134:1-17. Viewed in plaintiffs' favor, a reasonable jury could find Woods's use of force was excessive.
There also is evidence that would permit a reasonable jury to conclude Woods' reaction was vindictive, undercutting his version of events and bolstering plaintiffs' account. Schneider testified that Woods appeared "physically upset that ... a patient from Butte County was [ ] taking up Redding police time." Schneider Dep. 87:2-4. He testified that Woods complained that having to deal with Matthew was "a bunch of Butte County bullshit." Id. at 86:4-12. Woods himself referred to Matthew as "a nut" and Woods was annoyed at having "to deal with him." Woods Dep. 139:9-22. He admits he threatened "to bring a bunch of cops over there and ... kick [Matthew's] fucking ass." Id. at 38:14-19, 140:5-15. He admits he initially threatened Matthew with a can of pepper spray because Matthew was agitated. UMF 24. With this evidence, a reasonable jury could find Woods tackled Matthew and beat him with the canister not because such force was reasonable under the circumstances but because Woods wanted to punish Matthew, to express his frustration with the situation and to relieve his anger and annoyance.
In sum, construing all disputed facts in plaintiffs' favor, as required, a reasonable jury could find Woods' use of force was unreasonable and violated Matthew's rights.
3. Qualified Immunity
Officers Woods, Hollemon, Smyrnos and Renault argue that even if they used excessive force against Matthew, they are entitled to qualified immunity. Mot. at 2.
"Qualified immunity is a judge-made doctrine14 designed to 'balance[ ] two important interests-the need to hold public officials accountable when they exercise power irresponsibly and the need to shield officials from harassment, distraction, and liability when they perform their duties reasonably.' " Haley v. City of Boston ,
The two-pronged test currently used for assessing whether qualified immunity applies was first articulated in Saucier v. Katz ,
"[U]nder either prong, courts may not resolve genuine disputes of fact in favor of the party seeking summary judgment." Tolan ,
Since Pearson , courts are "permitted to exercise their sound discretion in deciding which of the two prongs of the qualified immunity analysis should be addressed first in light of the circumstances in the particular case at hand." 555 U.S. at 236,
Turning to the second prong of the qualified immunity analysis, the court notes that clearly established law must be defined with a "high 'degree of specificity.' " District of Columbia v. Wesby , --- U.S. ----,
*1154While "a case directly on point" is not required "for a right to be clearly established, existing precedent must have placed the statutory or constitutional question beyond debate," Kisela v. Hughes , --- U.S. ----,
"Precedent involving similar facts can help move a case beyond the otherwise 'hazy border between excessive and acceptable force' and thereby provide an officer notice that a specific use of force is unlawful." Kisela , 138 S. Ct. at 1153 (quoting Mullenix ,
In certain cases, qualified immunity may not be available to a defendant even if a new set of circumstances is presented to the court through a civil rights claim. "[T]here can be the rare 'obvious case,' where the unlawfulness of the conduct is sufficiently clear even though existing precedent does not address similar circumstances." Wesby , 138 S. Ct. at 590 (citing Brosseau ,
Because resolving whether the asserted federal right was clearly established presents a pure question of law, the court draws on its "full knowledge" of relevant precedent rather than restricting its review to cases identified by plaintiff. See Elder v. Holloway ,
*1155includes 'controlling authority in [the defendants'] jurisdiction' " (quoting Wilson v. Layne ,
C. Prong Two Analysis: Officer Woods
The court analyzes the second qualified immunity prong by determining whether Matthew's right to be free from being repeatedly struck in the head with a metal cannister as hard as possible, while his arms were immobilized in Woods' bear hug, was "clearly established" in July 2014. If so, Woods is not entitled to summary judgment on qualified immunity. Here, having examined precedent that existed before the relevant date of July 2014, the court concludes that all reasonable officers would have understood it to be unlawful to repeatedly strike Matthew, who was approximately one hundred pounds lighter than Woods and had his arms restrained at his side in Woods' bear hug, with a pepper spray canister.
It has been clearly established since at least 2007 that an officer may not punch an arrestee without provocation, placing Woods' conduct here soundly outside clearly established law. In Blankenhorn , for example, plaintiff was suspected of the "minimal" crime of misdemeanor trespass. Blankenhorn v. City of Orange ,
Here, too, Woods claims he used "distraction strikes" to prevent Matthew from grabbing hold of his firearm, and here, too, the facts construed in plaintiff's favor indicate Matthew never reached for Woods' weapon. See Mot. at 5, 7 (citing Woods' testimony). It is axiomatic, at least since the Supreme Court's 1989 decision in Graham , that an officer's use of force must be proportional to the need for such force. If *1156any doubt were possible, Blankenhorn made clear that this proportionality concept bars an officer from employing distraction strikes where there is no need to distract a suspect. As of 2014, no reasonable officer could entertain any doubt as to whether he could lawfully strike a mental health patient, whose arms were pinned to his side, with the strike administered using a closed fist, much less a closed fist clutching a metal canister. With the facts properly construed as required at the summary judgment stage, Matthew's right to remain free from this use of force was clearly established.
Other cases provide a useful backdrop to the law that was established for the purposes of this case involving a mentally disturbed individual. First, as of 2001, the Ninth Circuit had observed that "[t]he problems posed by, and thus the tactics to be employed against an unarmed, emotionally distraught individual who is creating a disturbance or resisting arrest are ordinarily different from those involved in law enforcement efforts to subdue an armed and dangerous criminal who has recently committed a serious offense." Deorle v. Rutherford ,
In 2010, Bryan v. MacPherson applied Deorle to new facts, finding on the merits that an officer used excessive force when he tased the plaintiff, Bryan, in dart mode and without warning, when Bryan was "a half naked, unarmed, stationary, apparently disturbed individual shouting gibberish at a distance of approximately twenty feet," during a traffic stop.
A mentally ill individual is in need of a doctor, not a jail cell, and in the usual case-where such an individual is neither a threat to himself nor to anyone else-the government's interest in deploying force to detain him is not as substantial as its interest in deploying that force to apprehend a dangerous criminal. Moreover, the purpose of detaining a mentally ill individual is not to punish him, but to help him.
Deorle articulated the need for an officer facing a mentally-disturbed person to consider, as one factor, how the person's status informs any use of force. Bryan built on this principle, explaining that even when a mentally-disturbed person behaves erratically, erratic behavior does not entitle an officer to use force, and any force used must be proportional to the actual danger posed. When the events at issue here unfolded, construing those events in Matthew's favor, Woods confronted an emotionally disturbed individual whose behavior did not warrant the force used. Qualified immunity does not apply simply because "a novel method is used to inflict injury." Mendoza v. Block ,
In sum, construing the evidence in plaintiffs' favor, the court concludes Woods crossed a clearly established constitutional boundary. Matthew weighed 100 pounds less than Woods, and his arms were pinned defenseless in a bear hug when Woods repeatedly struck his face with a metal canister. Matthew remained within Woods' or Hollemon's control at all relevant times. Woods' use of force was untempered, *1158unjustified and violated clearly established law.
The court DENIES summary judgment on plaintiffs' Fourteenth Amendment excessive force claims against Woods.
D. Prong One and Two Analysis: Officers Smyrnos, Renault and Hollemon
After striking Matthew, Woods rolled out from under him and pinned Matthew to the ground by lying on top of him. SUF 31.18 Hollemon attempted to restrain Matthew's legs and Woods, along with Smyrnos and Renault, who had arrived to assist, handcuffed Matthew. SUF 31, 33. The next forceful encounter involved Smyrnos, Hollemon and Renault. Woods, who had Matthew's blood on him and whose back was injured from the fall, returned to his car. SUF 34. Noticing saliva and blood projecting from Matthew's face as he screamed, Smyrnos placed a mesh "spit hood" over Matthew's head to protect the officers from possible contamination. SUF 41; see Pls.' Resp. to SUF 41 (noting there is no evidence Matthew intentionally spit). Smyrnos testified he sat near Matthew's head to make sure he could still hear Matthew breathing the entire time the spit hood was on. Smyrnos Dep. 20:25-21:24. Brindley testified that when he arrived on the scene, Matthew was wearing the spit mask and, at some point thereafter, "[Brindley] believe[d] .... Smyrnos was down at [Matthew's] feet and was trying to control his feet," creating a dispute as to whether Smyrnos, or anyone, monitored Matthew's breathing the entire time the spit mask covered his face. See Brindley Dep. 9:15-20, 28:12-14, 30:11-21, 45:5-7). Testimony indicates Matthew breathed normally at first, but his breaths slowed and become labored, though he still had a pulse. Smyrnos Dep. 51:9-25. As the officers were applying leg restraints, Matthew stopped yelling and resisting. Id. at 20:1-3. One to two minutes later, Matthew stopped breathing. Id. at 20:11-15. At some point, though it is unclear when, Smyrnos heard Matthew making a "gurgling" sound. Id. at 25:10-17. The officers removed the spit hood, but Matthew never recovered. Id. at 25:14-17. He died eight days later.
Although "[p]lacing a spit mask over a person's head is not an inherently obvious method of causing someone harm," Barnett v. Norman , No. 1:05-cv-01022-YNP-PC,
Here, the record is unclear as to amount and source of Matthew's bleeding, including whether he bled from his nose. Plaintiffs cite evidence he was bleeding from multiple parts of his face, but predominantly a cut on his forehead. Opp'n at 18 (citing autopsy findings "Matthew Robinson had ... a broken nose, and facial lacerations of the facial muscles"); id. at 23 (noting Smyrnos reported that in applying the spit hood, "[Matthew's] head was very difficult to control as it was bloody and sweaty") (quoting Pls.' Ex. 10 at 102); id. (citing Pls.' Ex. 5 at 39-42, "photographs of the blood pools that were left at the scene photographed by the Redding Police Department" and "Autopsy photographs show[ing] the extreme depth of the wounds on Robinson's head ... and the autopsy description that the wound extended through the skin and into the muscle tissue"). Although emergency room notes acknowledge a "[m]ildly displaced anterior nasal bone fracture," neither those notes, nor the coroner's report nor the autopsy report mention nasal bleeding. See Emergency Notes, Pls.' Ex. 4 at 36; Autopsy Report at 24 (listing fractures and cuts on Matthew's face without identifying a nasal fracture ). Smyrnos testified there was blood was "all over [Matthew's] face" but admits it was unclear where the blood was coming from. Smyrnos Dep. 11:15-17, 49:16-50:7 ("I didn't know if he was bleeding from his mouth or if it was blood that was coming down his head that was getting in front of his face."); see Pls.' Ex. 5 at 39 (photograph of Matthew on stretcher with blood on face). Smyrnos also admits that how much the person is bleeding and from where determines whether it was reasonable to use a spit hood. See Smyrnos Dep. at 16:24-17:6 (Q: "So is it your understanding that blood and mucous wouldn't block the air permeability of the mask?" .... A: "Depends on the amount, depends on the volume that was coming out, depends on the location that it was coming from."); see also Opp'n at 18 (arguing plaintiffs' expert demonstrated that blood and nasal excretions cause "an almost total blockage of air" from the spit mask).
Even construing uncertainties in plaintiffs' favor, the officers are entitled to qualified immunity. The court has found no clearly established law predating July 2014 that would put every reasonable officer on *1160notice that using a spit hood in this scenario constitutes a constitutional violation, and certainly no authority that "place[d] the ... constitutional question beyond debate." See White , 137 S. Ct. at 551 (citation omitted). While the officers' disregarding the manufacturer's warning raises questions as to the reasonableness of the officers' actions, given the absence of authority, the manufacturer's warning standing alone could not clearly establish a constitutional boundary. See Sharp , 871 F.3d at 911 (if not an obvious case, "the prior precedent must be 'controlling'-from the Ninth Circuit or Supreme Court-or otherwise be embraced by a 'consensus' of courts outside the relevant jurisdiction.") (citation omitted). Cf. Allen ,
Additionally, no reasonable juror could find these officers liable for Woods' potential misconduct through an "integral participant" theory, which this court has addressed recently. See Brown v. Grinder , No. 213CV01007 KJM KJN,
Because Smyrnos, Renault, and Hollemon are entitled to qualified immunity as to their own conduct, and because no rational factfinder could find them liable for Woods' conduct, the court GRANTS summary judgment for Smyrnos, Renault and Hollemon on plaintiffs' excessive force claims.
E. Conclusion: Section 1983 Claims Against Individual Officers
Only the Fourteenth Amendment excessive force claim against Woods survives *1161summary judgment. The court GRANTS summary judgment on all remaining § 1983 claims against the individual officers.
IV. MUNICIPAL LIABILITY
Plaintiffs also bring § 1983 claims against the City under Monell v. Dep't of Soc. Servs. of N.Y. ,
Plaintiffs argue only, "the only resulting municipal action regarding the incident was that Officer Woods received a letter of reprimand for using vulgar language and Officer Hollemon was declared Officer of the Year." Opp'n at 28. It is unclear whether plaintiffs intend to invoke all three Monell theories with this argument. See
Plaintiffs' custom or practice theory can survive only if "founded upon practices of sufficient duration, frequency and consistency that the conduct has become a traditional method of carrying out policy." Trevino v. Gates ,
Plaintiffs' "failure to train" theory is similarly flawed. To succeed on such a theory, "the failure to train [must] amount[ ] to deliberate indifference to the rights of persons with whom the police come into contact." See City of Canton v. Harris ,
In sum, plaintiffs' opposition cites no evidence to support their Monell claims. The court GRANTS summary judgment for the City.
V. STATE LAW CLAIMS
Plaintiffs also assert state-law claims. As detailed below, the record does not support certain claims and the parties have insufficiently addressed others. The court grants and denies summary judgment in part.
A. Wrongful Death-Negligence
Noting that plaintiffs allege, in passing, a variety of state law torts, defendants construe plaintiffs' complaint as asserting a negligent wrongful death claim under California law and move for summary judgment on that claim. Mot. at 21; see Compl. ¶ 28. Plaintiffs do not dispute defendants' characterization and do not clearly defend their wrongful death claim, though their briefing indirectly addresses defendants' arguments.
To prove negligence, "a plaintiff must show that [the] defendant had a duty to use due care, that he breached that duty, and that the breach was the proximate or legal cause of the resulting injury." Hayes v. Cty. of San Diego ,
As discussed above, the federal excessive force claim against Woods must be presented to a jury. On this record, and addressing only defendants' brief argument on this issue, that conclusion is sufficient to deny summary judgment as to the wrongful death claim against Woods. See Hayes ,
B. Fifth Claim: Disability-Based Violence
Plaintiffs allege they are entitled to recovery under California Civil Code § 51.7 for violence against Matthew based on his disability. Compl. ¶¶ 47-50. To succeed on this claim, plaintiffs must prove Mathew's disability was "a substantial motivating reason for" the defendants' conduct. Judicial Council of California Civil Jury Instruction 3063.
Defendants devote only one paragraph to this claim. See Mot. at 22. Plaintiffs do not directly respond. Regardless, the record before the court includes sufficient evidence to deny defendants' motion as to Woods. That evidence indicates the officers were aware they were responding to a call for assistance with a § 5150 patient and thus were presumably aware Matthew suffered from mental health issues. There is evidence that Matthew exhibited symptoms of his mental health issues and the officers, Woods in particular, responded with hostility to those symptoms. He referred to the call for assistance as "Butte County bullshit," he responded to Matthew's behavior by threatening to kick his ass and spray him with pepper spray. He later referred to Matthew as a "nut." On this record, there is evidence from which reasonable jurors could conclude Woods was hostile to and motivated by Matthew's disability when he tackled Matthew and hit him with the pepper spray canister. There is insufficient evidence as to the remaining defendants and, as noted, plaintiffs have made no attempt to prove otherwise. The motion is DENIED as to Woods and GRANTED as to all other defendants.
C. Sixth Claim: Negligent Hiring
Plaintiffs bring their sixth claim for "negligent hiring" against Chief Paoletti, as well as other unidentified "superior officers" and the City. The claim also includes allegations of negligent training, retention and supervision. Compl. ¶¶ 51-53. These claims cannot withstand summary judgment on this record.
Direct tort liability of public entities must be based on a specific statute declaring the entities as to be liable or at least creating some specific duty of care. Eastburn v. Reg'l Fire Prot. Auth. ,
*1164negligent hiring claim and the motion is GRANTED.
VI. CONCLUSION
Defendants' summary judgment motion is adjudicated as follows:
• First cause of action: DENIED on the Fourteenth Amendment substantive due process excessive force claim against Woods only, GRANTED as to the other defendants and on the remaining § 1983 claims;
• Second and fourth cause of action: DENIED on the state law claim for wrongful death;
• Third cause of action: GRANTED on the § 1983 municipal liability claim;
• Fifth cause of action: DENIED as to Woods and GRANTED as to the other defendants on the state-law disability-based violence claim; and
• Sixth cause of action: GRANTED on the state law negligent hiring claim.
The court sets a final pretrial conference for June 28, 2019. The parties shall file a Joint Final Pretrial Conference Statement fourteen (14) days before, including the information required by the court's pretrial scheduling order, ECF No. 56.
IT IS SO ORDERED.
This resolves ECF No. 66.
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384 F. Supp. 3d 1137, Counsel Stack Legal Research, https://law.counselstack.com/opinion/robinson-v-cnty-of-shasta-caed-2019.