Robin Allman v. Kevin Smith

764 F.3d 682, 38 I.E.R. Cas. (BNA) 1617, 2014 WL 4073113, 2014 U.S. App. LEXIS 16249
CourtCourt of Appeals for the Seventh Circuit
DecidedAugust 19, 2014
Docket14-1792
StatusPublished
Cited by1 cases

This text of 764 F.3d 682 (Robin Allman v. Kevin Smith) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Robin Allman v. Kevin Smith, 764 F.3d 682, 38 I.E.R. Cas. (BNA) 1617, 2014 WL 4073113, 2014 U.S. App. LEXIS 16249 (7th Cir. 2014).

Opinion

POSNER, Circuit Judge.

The plaintiffs, former employees of a city in Indiana, sued the mayor, and the city itself, under 42 U.S.C. § 1983. They claimed that the mayor had fired them because of their political affiliations and thus in violation of their First Amendment rights. The mayor riposted that political affiliation was a permissible qualification for their jobs. The district judge granted summary judgment in favor of the mayor with respect to nine of the eleven plaintiffs, on the ground that his argument concerning political qualification for their *684 jobs was sufficiently arguable to entitle him to qualified immunity. But the judge denied summary judgment with respect to the two other plaintiffs because she didn’t think the mayor’s claim of immunity from their suit arguable, given the differences between their jobs and those of the other nine plaintiffs.

The judge refused to certify for interlocutory appeal her denial of the mayor’s claim of qualified immunity with respect to those two plaintiffs, on the ground that the issue of his qualified immunity involves a question of fact — namely whether he should have known that his conduct was unlawful (if it was). The judge also refused to stay the district court proceedings pending his appeal. The mayor asks us to grant the stay.

Whether a “job is one for which political affiliation is a permissible criterion ... presents a question of law,” Riley v. Blagojevich, 425 F.3d 357, 361 (7th Cir.2005), which makes it a proper basis for an interlocutory appeal from a denial of qualified immunity, Mitchell v. Forsyth, 472 U.S. 511, 526-30, 105 S.Ct. 2806, 86 L.Ed.2d 411 (1985); Marshall v. Allen, 984 F.2d 787, 789 (7th Cir.1993); Lopez-Quinones v. Puerto Rico National Guard, 526 F.3d 23, 25 (1st Cir.2008), and consequently for a stay of further proceedings in the district court pending that appeal. “Qualified immunity is an entitlement not to stand trial or face the other burdens of litigation. The privilege is an immunity from suit rather than a mere defense to liability; and, like an absolute immunity, it is effectively lost if a case is erroneously permitted to go to trial.” Siegert v. Gilley, 500 U.S. 226, 232-33, 111 S.Ct. 1789, 114 L.Ed.2d 277 (1991); see also Mitchell v. Forsyth, supra, 472 U.S. at 526, 105 S.Ct. 2806. And so “when a public official takes an interlocutory appeal to assert a color-able claim to absolute or qualified immunity from damages, the district court must stay proceedings.” Goshtasby v. Board of Trustees of University of Illinois, 123 F.3d 427, 428 (7th Cir.1997); see also Apóstol v. Gallion, 870 F.2d 1335 (7th Cir.1989).

The district judge also denied the city’s motion for summary judgment. The defense of qualified immunity is limited to individuals, but as the city’s liability is derivative from the mayor’s it wanted to show that he had not violated the plaintiffs’ constitutional rights. All the mayor had to show in order to prevail was that even if he did violate those rights he was excused from liability by the doctrine of qualified immunity. The city, which cannot invoke qualified immunity, in order to prevail had to show that the mayor hadn’t violated any constitutional rights, a showing that would eliminate the city’s liability because its liability is derivative from the mayor’s.

The city claims that the doctrine of “pendent appellate jurisdiction” allowed it to appeal. It moved in the district court to stay further proceedings in that court until we resolved its appeal. But the motion was denied. The two motions to stay (the mayor’s and the city’s) are the only matters before our panel, a motions panel.

The mayor is entitled to a stay because he’s claiming qualified immunity. But is the city entitled to a stay? Or even to ask us for a stay? Can it be considered a party to this appeal? These are the interesting questions, and the answers depend on the applicability of the doctrine of pendent appellate jurisdiction, for it is the only possible ground for the city’s claim to be a party to this appeal.

It is an embattled doctrine. As explained in Abelesz v. OTP Bank, 692 F.3d 638, 647 (7th Cir.2012), “the Supreme Court sharply restricted the use of pendent appellate jurisdiction in Swint v. *685 Chambers County Commission, 514 U.S. 35, 43-51 [115 S.Ct. 1203, 131 L.Ed.2d 60] (1995), but left a narrow path that the Court later followed in Clinton v. Jones, 520 U.S. 681, 707 n. 41 [117 S.Ct. 1636, 137 L.Ed.2d 945] (1997), holding that an ap-pealable collateral order denying presidential immunity was ‘inextricably intertwined’ with an order staying discovery and postponing trial.” The narrow path allows only a small class of interlocutory appeals, consisting of cases in which an appeal from one ruling in a district court proceeding creates a compelling practical reason to allow an appeal from another ruling in that proceeding even though there is no independent jurisdictional basis for the second appeal, as in this case.

The plaintiffs’ claims against the city may, as we have indicated, hinge on the outcome of the mayor’s appeal. If the merits panel that will decide that appeal concludes that the mayor did not violate the plaintiffs’ constitutional rights (his principal contention), then the suit against the city collapses. But if the panel concludes that although the mayor may have violated those rights they were not sufficiently well established when he did so to defeat his immunity, the plaintiffs’ claims against the city will survive his (successful) appeal. That is, a finding that the mayor is immune from liability may leave the merits of the plaintiffs’ claims against the city unresolved.

The posture of the city’s case is a compelling reason to stay the proceedings in the district court involving the city until the merits panel decides the mayor’s appeal. If the panel finds that there was no constitutional violation by the mayor at all (rather than that qualified immunity saves him, but of course not the city, from being held liable to the plaintiffs), then any proceedings that had taken place in the district court regarding the plaintiffs’ claim against the city will have been a waste of time.

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Bluebook (online)
764 F.3d 682, 38 I.E.R. Cas. (BNA) 1617, 2014 WL 4073113, 2014 U.S. App. LEXIS 16249, Counsel Stack Legal Research, https://law.counselstack.com/opinion/robin-allman-v-kevin-smith-ca7-2014.