Roberts v. Los Alamos National Security, LLC

278 F. Supp. 3d 651
CourtDistrict Court, W.D. New York
DecidedOctober 2, 2017
Docket11-CV-6206
StatusPublished

This text of 278 F. Supp. 3d 651 (Roberts v. Los Alamos National Security, LLC) is published on Counsel Stack Legal Research, covering District Court, W.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Roberts v. Los Alamos National Security, LLC, 278 F. Supp. 3d 651 (W.D.N.Y. 2017).

Opinion

DECISION & ORDER

INTRODUCTION

DAVID G. LARIMER, United States District Judge

This action arises out of an accident that occurred at the Laboratory for' Laser Energetics (“LLE”), which-is part of the University of-Rochester (“UR”) in Rochester, New York.. On August 6, 2008, plaintiff Samuel Roberts, a UR employee, was working at the LLE, conducting an experiment. An accident occurred during the experiment, and plaintiff was severely injured..

Pursuant to a ■ Cooperative Agreement between UR and the United States De-' partment of Energy (“DOE”), as a condition of UR’s receipt of federal funds from DOE, UR agreed to make thé LLE available to outside users, for certain types of experiments, subject to-UR’s approval of the specifics of the proposed experiment. Once approved, the experiments would actually be conducted by UR employees, using UR’s equipment.

At the time of the accident in question, plaintiff was conducting an experiment that had been proposed by Dr. Hans Herr-mann, an employee of Los Alamos National Security, LLC (“LA’.’). The experiment had been approved by UR. During the experiment, an explosion .occurred, and a piece of equipment fell on plaintiff, causing permanent injuries.

Barred,by New York Workers Compensation. Law from bringing a direct action against his employer UR, plaintiff filed an action in New York State. Supreme Court, Monroe County, on March 7, 2011, against LA and Herrmann. LA removed the action to this. Court on April 18, 2011, .based on diversity of citizenship under 28 U.S.C. §§ 1332 and 1441(a).

■ On July 26, 2011, plaintiff filed an amended complaint, dropping Herrmann as a defendant and adding two other defendants: the Massachusetts Institute of Technology (“MIT”); and AWE, pic (“AWE”) (Dkt; # 8). Plaintiff alleged that MIT and AWE had some involvement in the experiment.

LA filed an answer to the amended complaint, as well as a third-party complaint against UR, seeking contribution or indemnification from UR for any damages owing to plaintiff from LA. (Dkt. # 10.)

All the defendants moved for summary judgment. At that time, discovery was not complete, but the defendants contended that the record demonstrated their entitlement to. judgment in their favor.

’ On April 26, 2013, this Court issued a Decision and Order granting summary judgment for defendants and dismissing plaintiffs complaint in its entirety. 942 F.Supp.2d 369. On appeal, the Court of Appeals for the Second Circuit affirmed the dismissal of plaintiffs claims against AWE and MIT, büt reversed and remanded as to plaintiffs claims against LA. 673 Fed.Appx. 29 (2d Cir. 2014). The Second Circuit held that there were genuine disputes concerning whether LA owed a duty to plaintiff. Id. at. 32.

[654]*654The Circuit’s decision was limited. It did not hold that LA was liable to plaintiff:

Because Los Alamos will remain in this case, summary judgment should not have been granted to the University, which is a third-party defendant and the entity that bears substantial responsibility for the tragic injuries that Roberts suffered. We wish to make clear that we do not hold that Los Alamos owed Roberts a duty of care; rather, we conclude that there are genuine factual disputes that affect the determination of whether Los Alamos owed Roberts a duty and, therefore, Los Alamos is not entitled to summary judgment.

573 Fed.Appx. at 34.

Further proceedings ensued, including extensive discovery. Following that discovery, the parties filed additional motions.

There are eight motions now pending before the Court. All three parties have moved for summary judgment. Plaintiff seeks summary judgment against LA on the issue of liability (Dkt. # 157). LA seeks summary judgment dismissing plaintiffs’ claims against it (Dkt. # 154). UR seeks summary judgment dismissing plaintiffs claims against LA, and correspondingly, LA’s cross-claims against UR (Dkt. # 152).

The parties have also filed several motions related to their summary judgment motions. LA has moved to strike plaintiffs summary judgment motion on the ground that it is time-barred (Dkt. # 158). UR has moved for an order striking the report and affidavit of plaintiffs designated expert, Carl Abraham, which plaintiff filed in opposition to UR’s motion for summary judgment (Dkt. # 165). LA has also moved to disqualify Abraham from testifying on plaintiffs behalf (Dkt. # 174).

Plaintiff has moved for leave to call Abraham as an expert witness in his case in chief, and to strike the affidavit of LA’s expert, Roger Shrouf, which LA submitted in support of its motion for summary judgment and in opposition to plaintiffs motion for summary judgment. (Dkt. # 167.) Plaintiff has also moved to strike the affidavit of David Meyerhofer, which LA filed in support of its motion to disqualify Abraham (Dkt. # 178).

FACTUAL BACKGROUND

Pursuant to UR’s Laser Facility Organization & Regulation Manual (“LFORM”), a “Principal Investigator” (“PI”), which is defined as an “individua^ ] responsible for proposing experiments to be conducted on [UR’s] OMEGA Laser System,” must submit various forms. These include a “proposal template,” which describes the experiment, and a “shot request form” (“SRF”). The SRF sets forth a menu of lab equipment (commonly referred to as “diagnostics”), the use of which may be requested for conducting the experiment at the UR facility.

A proposal must also identify any “unqualified” or “non-qualified” diagnostics. See Dkt. # 152-5 at 14.1 Specifically, the LFORM states that “[a]ny non-LLE supported diagnostics or unqualified diagnostics should be separately identified” in the proposal. Id. The LFORM defines “non-qualified diagnostics” as “those that have not completed facility qualification per LLE Instruction 7700 and are not generally selectable on the SRF.” Id. § 4.2.1.7. Instruction 7700 provides specific procedures that must be followed to fully qualify new equipment for use, including acquisition, assembly, fit and function tests and qualification testing, during which the laser equipment is operated under the antic[655]*655ipated shot conditions, and evaluated. See Dkt. # 152-5 Ex. 13. No such testing is required for diagnostics and equipment which have already been qualified and are listed as such by UR.

With respect to the experiment in question, Dr. Herrmann was the PI. He submitted an experiment proposal in June 2008, which was approved by the LLE on June 19. See Dkt. # 152-6 at 36, 48. Neither the proposal, nor Herrmann’s SRF, identified any new or non-qualified diagnostics. At the time the proposal was submitted, the LLE’s High Yield Neutron Temporal Device (“HYNTD”), also colloquially referred to as a “light pipe,” was listed as a selectable device on the LLE’s shot request form. See Dkt. # 152-7 at 6.

Herrmann has testified that he requested that Dr. Vladimir Glebov, a UR employee who worked at the LLE, to “run the light pipe pressurized with C02” during the experiment. Dkt. # 152-4 at 103. It was at Glebov’s request that the HYNTD had been added to the SRF database as a selectable diagnostic. See Dkt. # 152-6 at 34.

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Bluebook (online)
278 F. Supp. 3d 651, Counsel Stack Legal Research, https://law.counselstack.com/opinion/roberts-v-los-alamos-national-security-llc-nywd-2017.